Downloadable computer application software for mobile phones, tablets, and computers , namely, software  for  financial and legal regulatory compliance, namely, for analyzing data, evaluating financial transactions, tracking compliance deficiencies and remediation efforts, generating reports, sharing documents, monitoring operational  risk, tracking compliance program effectiveness, managing heightened supervision of advisors, documenting compliance violations, managing workflow operations...

Testing, analysis, and evaluation of the financial planning, investment, and banking services of others to assure compliance with financial industry standards; Testing, analysis, and evaluation of the financial information computer databases of others to assure compliance with financial industry standards; Software as a service (SAAS) services featuring software for financial industry regulatory compliance, namely, for analyzing data, evaluating financial transactions, tracking compliance def...