| Serial Number | 99488319 |
| Word Mark | COMPLIANCENERDOS |
| Filing Date | Monday, November 10, 2025 |
| Status | 681 - PUBLICATION/ISSUE REVIEW COMPLETE |
| Status Date | Monday, April 27, 2026 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, May 19, 2026 |
| Pseudo Mark | COMPLIANCE NERD OPERATING SYSTEM |
| Goods and Services | Downloadable computer application software for mobile phones, tablets, and computers , namely, software for financial and legal regulatory compliance, namely, for analyzing data, evaluating financial transactions, tracking compliance deficiencies and remediation efforts, generating reports, sharing documents, monitoring operational risk, tracking compliance program effectiveness, managing heightened supervision of advisors, documenting compliance violations, managing workflow operations, accessing educational content, and for client case management; Downloadable computer application software for mobile phones, tablets, and computers, namely, software for testing and evaluating financial and securities transactions to ensure financial and securities regulatory compliance; Downloadable computer application software for mobile phones, tablets, and computers, namely, software for electronic storage of documents for document retention; Downloadable computer application software for mobile phones, tablets, and computers, namely, software for analyzing data, evaluating financial transactions, tracking operational deficiencies and remediation efforts, generating reports, sharing documents, monitoring operational risk, tracking compliance program effectiveness, managing heightened supervision of advisors, documenting compliance violations, managing workflow operations, accessing educational content, and for client case management for financial industry regulation compliance; Downloadable computer application software for mobile phones, tablets, and computers, namely, software for evaluation of financial regulatory standards and case management |
| International Class | 009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus. |
| US Class Codes | 021, 023, 026, 036, 038 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, November 10, 2025 |
| Primary Code | 009 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| Party Name | ComplianceNerdOS LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Alpharetta, GA 30009 US |
| Event Date | Event Description |
| Monday, November 10, 2025 | NEW APPLICATION ENTERED |
| Monday, November 10, 2025 | APPLICATION FILING RECEIPT MAILED |
| Monday, March 16, 2026 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Friday, March 20, 2026 | ASSIGNED TO EXAMINER |
| Friday, March 20, 2026 | NON-FINAL ACTION WRITTEN |
| Friday, March 20, 2026 | NON-FINAL ACTION E-MAILED |
| Friday, March 20, 2026 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Monday, April 20, 2026 | EXAMINERS AMENDMENT -WRITTEN |
| Monday, April 20, 2026 | EXAMINERS AMENDMENT E-MAILED |
| Monday, April 20, 2026 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Monday, April 20, 2026 | EXAMINER'S AMENDMENT ENTERED |
| Monday, April 20, 2026 | APPROVED FOR PUB - PRINCIPAL REGISTER |