| Serial Number | 99488304 |
| Word Mark | COMPLIANCENERDOS |
| Filing Date | Monday, November 10, 2025 |
| Status | 681 - PUBLICATION/ISSUE REVIEW COMPLETE |
| Status Date | Monday, April 27, 2026 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, May 19, 2026 |
| Pseudo Mark | COMPLIANCE NERD OPERATING SYSTEM |
| Goods and Services | Testing, analysis, and evaluation of the financial planning, investment, and banking services of others to assure compliance with financial industry standards; Testing, analysis, and evaluation of the financial information computer databases of others to assure compliance with financial industry standards; Software as a service (SAAS) services featuring software for financial industry regulatory compliance, namely, for analyzing data, evaluating financial transactions, tracking compliance deficiencies and remediation efforts, generating reports, sharing documents, monitoring operational risk, tracking compliance program effectiveness, managing heightened supervision of advisors, documenting compliance violations, managing workflow operations, accessing educational content, and for client case management; Software as a service (SAAS) services featuring software for testing and evaluating financial and securities transactions, processes, and operations to ensure regulatory compliance; Software as a service (SAAS) services featuring software for financial, securities, and legal regulatory compliance, namely, for analyzing data, evaluating financial transactions, tracking operational deficiencies and remediation efforts, generating reports, sharing documents, monitoring operational risk, tracking compliance program effectiveness, managing heightened supervision of advisors, documenting compliance violations, managing reporting operations, accessing educational content, and for client case management; Software as a service (SAAS) services featuring software for electronic storage of documents for document retention |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, November 10, 2025 |
| Primary Code | 042 |
| First Use Anywhere Date | Wednesday, January 15, 2025 |
| First Use In Commerce Date | Wednesday, January 15, 2025 |
| Party Name | ComplianceNerdOS LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Alpharetta, GA 30009 US |
| Event Date | Event Description |
| Monday, November 10, 2025 | NEW APPLICATION ENTERED |
| Monday, November 10, 2025 | APPLICATION FILING RECEIPT MAILED |
| Monday, March 16, 2026 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Friday, March 20, 2026 | ASSIGNED TO EXAMINER |
| Friday, March 20, 2026 | NON-FINAL ACTION WRITTEN |
| Friday, March 20, 2026 | NON-FINAL ACTION E-MAILED |
| Friday, March 20, 2026 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Monday, April 20, 2026 | EXAMINERS AMENDMENT -WRITTEN |
| Monday, April 20, 2026 | EXAMINERS AMENDMENT E-MAILED |
| Monday, April 20, 2026 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Monday, April 20, 2026 | EXAMINER'S AMENDMENT ENTERED |
| Monday, April 20, 2026 | APPROVED FOR PUB - PRINCIPAL REGISTER |