| Serial Number | 98965231 |
| Word Mark | STARCOMPLIANCE |
| Filing Date | Wednesday, January 15, 2025 |
| Status | 681 - PUBLICATION/ISSUE REVIEW COMPLETE |
| Status Date | Monday, September 29, 2025 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, October 21, 2025 |
| Goods and Services | recorded computer software for enabling electronic transmission, over internal computer networks and the internet, of position holdings, pre-clearances and reconciliations with rules, notifications and reports, in order to enable financial institutions, investment advisors, mutual funds and others to monitor and enforce compliance with securities laws and internal and external rules and regulations governing licensing and registration, incident and policy management, training and competency, individual accountability, and personal trading by employees and affiliated individuals |
| Pseudo Mark | STAR COMPLIANCE |
| Goods and Services | Providing use of on-line non-downloadable computer software for enabling electronic transmission, over internal computer networks and the internet, of position holdings, pre-clearances and reconciliations with rules, notifications and reports, in order to enable financial institutions, investment advisors, mutual funds and others to monitor and enforce compliance with securities laws and internal and external rules and regulations governing licensing and registration, incident and policy management, training and competency, individual accountability, and personal trading by employees and affiliated individuals; providing online non-downloadable computer software for enabling electronic transmission, over internal computer networks and the internet, of position holdings, pre-clearances and reconciliations with rules, notifications and reports, in order to enable financial institutions, investment advisors, mutual funds and others to monitor and enforce compliance with securities laws and internal and external rules and regulations governing licensing and registration, incident and policy management, training and competency, individual accountability, and personal trading by employees and affiliated individuals |
| International Class | 009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus. |
| US Class Codes | 021, 023, 026, 036, 038 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, January 15, 2025 |
| Primary Code | 009 |
| First Use Anywhere Date | Thursday, February 1, 2001 |
| First Use In Commerce Date | Thursday, February 1, 2001 |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, January 15, 2025 |
| Primary Code | 042 |
| First Use Anywhere Date | Thursday, February 1, 2001 |
| First Use In Commerce Date | Thursday, February 1, 2001 |
| Party Name | STARCOMPLIANCE OPERATING, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Rockville, MD 20850 |
| Event Date | Event Description |
| Wednesday, January 15, 2025 | NEW APPLICATION ENTERED |
| Monday, June 16, 2025 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Tuesday, June 24, 2025 | ASSIGNED TO EXAMINER |
| Thursday, July 3, 2025 | NON-FINAL ACTION E-MAILED |
| Thursday, July 3, 2025 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Thursday, July 3, 2025 | COMBINED EXAMINER'S AMENDMENT/PRIORITY ACTION AUTOMATIC ENTRY |
| Thursday, September 18, 2025 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, September 18, 2025 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Thursday, September 18, 2025 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Friday, September 19, 2025 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Thursday, July 3, 2025 | EXAMINERS AMENDMENT AND/OR PRIORITY ACTION - COMPLETED |
| Thursday, July 3, 2025 | NON-FINAL ACTION WRITTEN |
| Thursday, July 3, 2025 | EXAMINER'S AMENDMENT/PRIORITY ACTION E-MAILED |
| Thursday, July 3, 2025 | NOTIFICATION OF EXAMINER'S AMENDMENT/PRIORITY ACTION E-MAILED |