Providing temporary use of on-line non-downloadable computer software for enabling electronic transmission, over internal computer networks and/or the Internet, of securities position holdings, preclearances and reconciliations with rules, notifications, and reports so that financial institutions, investment advisors, mutual funds and others can monitor and enforce compliance with securities laws and internal and external rules and regulations governing personal trading by employees and affil...

Class 009 for computer software to enable financial institutions, investment advisors, mutual funds and others to monitor and enforce compliance with securities laws and internal and external rules and regulations governing personal trading by employees and affiliated individuals, by enabling electronic transmission of position holdings, preclearances and reconciliations with rules, notifications and reports, over internal computer networks and/or the Internet, in Class 9

providing research services regarding financial institutions and their investment performance by means of a global computer network