PRINCIPAL SECURITIES Trademark

Trademark Overview


On Wednesday, May 17, 2017, a trademark application was filed for PRINCIPAL SECURITIES with the United States Patent and Trademark Office. The USPTO has given the PRINCIPAL SECURITIES trademark a serial number of 87453959. The federal status of this trademark filing is REGISTERED as of Tuesday, April 17, 2018. This trademark is owned by Principal Financial Services, Inc.. The PRINCIPAL SECURITIES trademark is filed in the Insurance & Financial Services category with the following description:

Investment advisory services; financial planning services; financial consulting services regarding nonqualified deferred compensation plans; financial consulting services regarding retirement plans; broker-dealer financial services in the field of securities, mutual funds, variable contracts, stocks, bonds and exchange traded funds
principal securities

General Information


Serial Number87453959
Word MarkPRINCIPAL SECURITIES
Filing DateWednesday, May 17, 2017
Status700 - REGISTERED
Status DateTuesday, April 17, 2018
Registration Number5446278
Registration DateTuesday, April 17, 2018
Mark Drawing4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateTuesday, January 30, 2018

Trademark Statements


Goods and ServicesInvestment advisory services; financial planning services; financial consulting services regarding nonqualified deferred compensation plans; financial consulting services regarding retirement plans; broker-dealer financial services in the field of securities, mutual funds, variable contracts, stocks, bonds and exchange traded funds
Disclaimer with Predetermined Text"SECURITIES"

Classification Information


International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateTuesday, May 23, 2017
Primary Code036
First Use Anywhere DateFriday, April 1, 2016
First Use In Commerce DateFriday, April 1, 2016

Trademark Owner History


Party NamePrincipal Financial Services, Inc.
Party Type30 - Original Registrant
Legal Entity Type03 - Corporation
AddressDes Moines, IA 50392

Party NamePrincipal Financial Services, Inc.
Party Type20 - Owner at Publication
Legal Entity Type03 - Corporation
AddressDes Moines, IA 50392

Party NamePrincipal Financial Services, Inc.
Party Type10 - Original Applicant
Legal Entity Type03 - Corporation
AddressDes Moines, IA 50392

Trademark Events


Event DateEvent Description
Wednesday, March 27, 2024TEAS CHANGE OF CORRESPONDENCE RECEIVED
Wednesday, March 27, 2024ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Wednesday, March 27, 2024TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Tuesday, December 12, 2023NOTICE OF SUIT
Monday, April 17, 2023COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
Tuesday, September 13, 2022NOTICE OF SUIT
Tuesday, April 17, 2018REGISTERED-PRINCIPAL REGISTER
Tuesday, January 30, 2018OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
Tuesday, January 30, 2018PUBLISHED FOR OPPOSITION
Wednesday, January 10, 2018NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
Monday, December 18, 2017APPROVED FOR PUB - PRINCIPAL REGISTER
Wednesday, December 13, 2017TEAS/EMAIL CORRESPONDENCE ENTERED
Wednesday, December 13, 2017CORRESPONDENCE RECEIVED IN LAW OFFICE
Wednesday, December 13, 2017TEAS RESPONSE TO OFFICE ACTION RECEIVED
Monday, August 28, 2017NOTIFICATION OF NON-FINAL ACTION E-MAILED
Monday, August 28, 2017NON-FINAL ACTION E-MAILED
Monday, August 28, 2017NON-FINAL ACTION WRITTEN
Wednesday, August 16, 2017ASSIGNED TO EXAMINER
Tuesday, May 23, 2017NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Saturday, May 20, 2017NEW APPLICATION ENTERED