| Serial Number | 77976559 |
| Word Mark | FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY |
| Filing Date | Tuesday, July 10, 2007 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Saturday, November 30, 2019 |
| Registration Number | 3607496 |
| Registration Date | Tuesday, April 14, 2009 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, April 22, 2008 |
| Disclaimer with Predetermined Text | "FINANCIAL INDUSTRY REGULATORY AUTHORITY" |
| Goods and Services | Printed matter, namely, manuals, newsletters, brochures, pamphlets and leaflets regarding regulations and requirements pertaining to the securities and investment advisor industries and corporate bonds; and regarding databases containing employment, licensing and disciplinary information on professionals in the securities and investment advisor industries; printed educational materials regarding regulation in the area of securities, investor education, trading of securities and corporate bonds, the securities and investment advisor industries and corporate bond markets; business cards; stationery; notepads |
| Goods and Services | Providing services to regulate the securities industry in order to maintain the integrity of the marketplace for the benefit and protection of investors, namely, providing and maintaining a registry of member firms and their employees, investment advisors and individuals and entities within the securities and investment industry; promoting the services of others, namely, advertising and marketing a series of discounted insurance, mail delivery and telecommunications services to members; on-line retail store services featuring booklets and manuals dealing with the securities and investment industry, and featuring clothing, hats, bags, office supplies and accessories, paper goods, umbrellas, and coffee mugs; business services for others, namely, providing an online database featuring employment and disciplinary information regarding professionals in the securities and investment advisor industries; providing for others an on-line computer database with information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees and investment advisors; providing for others information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees in response to telephone and email inquiries; association services, namely, creating and enforcing rules that govern the conduct of securities investment firms and their employees; regulating the securities and investment industries, namely, enforcement of securities regulations and securities trade rules, investigation to evaluate compliance with securities regulations and securities trade rules, disciplining securities firms and individuals who violate securities rules and laws, and investigation of investor complaints regarding the business conduct of an investment firm or professional |
| Goods and Services | Educational services, namely, conducting seminars, conferences and workshops in the fields of securities regulation and compliance, investor education, and providing continuing education programs for securities industry professionals |
| Goods and Services | Arbitration, mediation and dispute resolution services |
| International Class | 016 - Paper, cardboard and goods made from these materials, not included in other classes; printed matter; bookbinding material; photographs; stationery; adhesives for stationery or household purposes; artists' materials; paint brushes; typewriters and office requisites (except furniture); instructional and teaching material (except apparatus); plastic materials for packaging (not included in other classes); printers' type; printing blocks. |
| US Class Codes | 002, 005, 022, 023, 029, 037, 038, 050 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Saturday, November 30, 2019 |
| Primary Code | 016 |
| First Use Anywhere Date | Monday, July 30, 2007 |
| First Use In Commerce Date | Monday, July 30, 2007 |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Saturday, November 30, 2019 |
| Primary Code | 035 |
| First Use Anywhere Date | Monday, July 30, 2007 |
| First Use In Commerce Date | Monday, July 30, 2007 |
| International Class | 041 - Education; providing of training; entertainment; sporting and cultural activities. |
| US Class Codes | 100, 101, 107 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Saturday, November 30, 2019 |
| Primary Code | 041 |
| First Use Anywhere Date | Monday, July 30, 2007 |
| First Use In Commerce Date | Monday, July 30, 2007 |
| International Class | 045 - Legal services; security services for the protection of property and individuals; personal and social services rendered by others to meet the needs of individuals. |
| US Class Codes | 100, 101 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Saturday, November 30, 2019 |
| Primary Code | 045 |
| First Use Anywhere Date | Monday, July 30, 2007 |
| First Use In Commerce Date | Monday, July 30, 2007 |
| Party Name | FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 99 - Other |
| Address | WASHINGTON, DC 20006 |
| Party Name | FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 99 - Other |
| Address | WASHINGTON, DC 20006 |
| Party Name | FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. |
| Party Type | 11 - New Owner Before Publication |
| Legal Entity Type | 99 - Other |
| Address | WASHINGTON, DC 20006 |
| Party Name | National Association of Securities Dealers, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 99 - Other |
| Address | Washington, DC 20006 |
| Event Date | Event Description |
| Tuesday, June 9, 2020 | PETITION TO DIRECTOR DENIED |
| Monday, March 30, 2020 | PETITION INQUIRY LETTER ISSUED |
| Wednesday, March 18, 2020 | ASSIGNED TO PETITION STAFF |
| Thursday, December 19, 2019 | TEAS PETITION TO DIRECTOR RECEIVED |
| Tuesday, December 3, 2019 | NOTICE OF CANCELLATION SEC. 8 EMAILED |
| Saturday, November 30, 2019 | CANCELLED SEC. 8 (10-YR) |
| Tuesday, May 28, 2019 | POST REGISTRATION ACTION MAILED - SEC. 8 & 9 |
| Monday, May 27, 2019 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Wednesday, April 24, 2019 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Wednesday, April 24, 2019 | TEAS SECTION 8 & 9 RECEIVED |
| Saturday, April 14, 2018 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| Tuesday, January 17, 2017 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Tuesday, January 17, 2017 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Tuesday, April 28, 2015 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Tuesday, April 28, 2015 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Tuesday, April 28, 2015 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Wednesday, April 15, 2015 | TEAS SECTION 8 & 15 RECEIVED |
| Wednesday, January 29, 2014 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Wednesday, January 29, 2014 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Tuesday, April 14, 2009 | REGISTERED-PRINCIPAL REGISTER |
| Thursday, March 12, 2009 | LAW OFFICE REGISTRATION REVIEW COMPLETED |
| Thursday, March 12, 2009 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Wednesday, February 4, 2009 | STATEMENT OF USE PROCESSING COMPLETE |
| Tuesday, January 13, 2009 | USE AMENDMENT FILED |
| Wednesday, February 4, 2009 | DIVISIONAL PROCESSING COMPLETE |
| Tuesday, January 13, 2009 | DIVISIONAL REQUEST RECEIVED |
| Tuesday, January 13, 2009 | TEAS REQUEST TO DIVIDE RECEIVED |
| Friday, January 30, 2009 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Tuesday, January 13, 2009 | TEAS STATEMENT OF USE RECEIVED |
| Tuesday, July 15, 2008 | NOA MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, April 22, 2008 | PUBLISHED FOR OPPOSITION |
| Wednesday, April 2, 2008 | NOTICE OF PUBLICATION |
| Monday, March 17, 2008 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Monday, March 17, 2008 | ASSIGNED TO LIE |
| Wednesday, February 27, 2008 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, February 27, 2008 | EXAMINER'S AMENDMENT ENTERED |
| Wednesday, February 27, 2008 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Wednesday, February 27, 2008 | EXAMINERS AMENDMENT E-MAILED |
| Wednesday, February 27, 2008 | EXAMINERS AMENDMENT -WRITTEN |
| Monday, January 28, 2008 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, January 28, 2008 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, January 28, 2008 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Wednesday, August 29, 2007 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Thursday, August 2, 2007 | NOTIFICATION OF PRIORITY ACTION E-MAILED |
| Thursday, August 2, 2007 | PRIORITY ACTION E-MAILED |
| Thursday, August 2, 2007 | PRIORITY ACTION WRITTEN |
| Thursday, July 19, 2007 | ASSIGNED TO EXAMINER |
| Thursday, July 19, 2007 | ASSIGNED TO EXAMINER |
| Friday, July 13, 2007 | NEW APPLICATION ENTERED IN TRAM |