| Serial Number | 86607969 |
| Word Mark | BROKERCHECK |
| Filing Date | Thursday, April 23, 2015 |
| Status | 702 - SECTION 8 & 15 - ACCEPTED AND ACKNOWLEDGED |
| Status Date | Thursday, December 22, 2022 |
| Registration Number | 4980926 |
| Registration Date | Tuesday, June 21, 2016 |
| Mark Drawing | 3 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, April 5, 2016 |
| Description of Mark | The mark consists of the words "BrokerCheck", and the "C" in "Check" is an illustration of a magnifying glass. |
| Pseudo Mark | BROKER CHECK |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Goods and Services | Providing an on-line computer database with information regarding business practices and conduct, namely, regulatory compliance of registered financial brokerage firms and their registered employees; providing information regarding the business practices and conduct, namely, regulatory compliance of registered financial brokerage firms and their registered employees in response to telephone and email inquiries |
| Goods and Services | Providing an on-line computer database with information regarding the professional background of registered financial brokerage firms and their registered employees; providing information regarding the professional background of registered financial brokerage firms and their registered employees in response to telephone and email inquiries |
| NOT AVAILABLE | "BROKERCHECK" |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, May 7, 2015 |
| Primary Code | 035 |
| First Use Anywhere Date | Tuesday, March 17, 2015 |
| First Use In Commerce Date | Tuesday, March 17, 2015 |
| International Class | 045 - Legal services; security services for the protection of property and individuals; personal and social services rendered by others to meet the needs of individuals. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, November 20, 2015 |
| Primary Code | 045 |
| First Use Anywhere Date | Tuesday, March 17, 2015 |
| First Use In Commerce Date | Tuesday, March 17, 2015 |
| Party Name | FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 99 - Other |
| Address | Washington, DC 20006 |
| Party Name | FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 99 - Other |
| Address | Washington, DC 20006 |
| Party Name | FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 99 - Other |
| Address | Washington, DC 20006 |
| Event Date | Event Description |
| Tuesday, May 19, 2015 | ASSIGNED TO EXAMINER |
| Monday, April 27, 2015 | NEW APPLICATION ENTERED |
| Thursday, May 7, 2015 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Friday, May 8, 2015 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Tuesday, May 26, 2015 | NON-FINAL ACTION WRITTEN |
| Tuesday, May 26, 2015 | NON-FINAL ACTION E-MAILED |
| Tuesday, May 26, 2015 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Thursday, November 19, 2015 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Thursday, November 19, 2015 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Friday, November 20, 2015 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, December 8, 2015 | FINAL REFUSAL WRITTEN |
| Tuesday, December 8, 2015 | FINAL REFUSAL E-MAILED |
| Tuesday, December 8, 2015 | NOTIFICATION OF FINAL REFUSAL EMAILED |
| Thursday, December 10, 2015 | TEAS REQUEST FOR RECONSIDERATION RECEIVED |
| Monday, January 4, 2016 | ASSIGNED TO LIE |
| Thursday, January 7, 2016 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Friday, February 5, 2016 | ACTION REQ FOR RECON DENIED NO APPEAL FILED COUNTED NOT MAILED |
| Thursday, January 7, 2016 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Friday, February 5, 2016 | ACTION FOR REQ FOR RECON DENIED NO APPEAL FILED E-MAILED |
| Friday, February 5, 2016 | NOTIFICATION FOR REQ FOR RECON DENIED NO APPEAL FILED |
| Friday, February 26, 2016 | TEAS REQUEST FOR RECONSIDERATION RECEIVED |
| Friday, February 26, 2016 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Friday, February 26, 2016 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Sunday, February 28, 2016 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Tuesday, March 1, 2016 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Wednesday, March 16, 2016 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, April 5, 2016 | PUBLISHED FOR OPPOSITION |
| Tuesday, April 5, 2016 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, June 21, 2016 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, January 17, 2017 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Tuesday, January 17, 2017 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Monday, June 21, 2021 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Thursday, June 9, 2022 | TEAS SECTION 8 & 15 RECEIVED |
| Thursday, December 22, 2022 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Thursday, December 22, 2022 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Thursday, December 22, 2022 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Thursday, March 14, 2024 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Thursday, March 14, 2024 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Thursday, March 14, 2024 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Thursday, March 14, 2024 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Monday, September 29, 2025 | TEAS SECTION 8 & 9 RECEIVED |
| Saturday, June 21, 2025 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| Thursday, March 14, 2024 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |