| Serial Number | 97086110 |
| Word Mark | YWM YELLOWSTONE WEALTH MANAGEMENT |
| Filing Date | Thursday, October 21, 2021 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, April 25, 2023 |
| Registration Number | 7038438 |
| Registration Date | Tuesday, April 25, 2023 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, September 20, 2022 |
| Description of Mark | The mark consists of stylized wording "YELLOWSTONE" in yellow above the stylized wording "WEALTH MANAGEMENT" in white and in the middle of two horizontal white lines; above the wording "YELLOWSTONE WEALTH MANAGEMENT" are the stylized initials "YWM" with the "Y" in yellow, the "W" in white, and the "M" in white, with the initials are placed in three overlapped diamonds, with the left diamond, the bottom of the middle and right diamond, and bottom of the right diamond all outlined in white, and the top of the middle and right diamonds outlined in yellow, a yellow design of a mountain top inside of the top of the left diamond, and a white design of a mountain top inside of the middle and right diamonds, all on a black background that represents background space only and is not claimed as a feature of the mark. |
| Goods and Services | Financial services, namely, wealth management services, financial planning, financial wealth planning, financial asset management, financial asset protection, financial trust administration and estate planning services, investment advisory and investment management services; Financial consulting; Personal financial planning in the field of retirement planning, estate planning and insurance planning, all of the aforementioned services not including hedge funds or services materially related to hedge funds thereto; Insurance brokerage; Financial consulting regarding mergers and acquisitions of wealth management firms and practices |
| Indication of Colors claimed | The color(s) yellow and white is/are claimed as a feature of the mark. |
| Disclaimer with Predetermined Text | "WEALTH MANAGEMENT" |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Sunday, November 7, 2021 |
| Primary Code | 036 |
| First Use Anywhere Date | Thursday, November 10, 2022 |
| First Use In Commerce Date | Thursday, November 10, 2022 |
| Party Name | YELLOWSTONE WEALTH MANAGEMENT, LLC |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | NEWARK, DE 19711 |
| Party Name | Yellowstone Wealth Management, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Lake Forest, IL 60045 |
| Party Name | Yellowstone Wealth Management, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Lake Forest, IL 60045 |
| Party Name | Yellowstone Wealth Management, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Charlotte, NC 28203 |
| Event Date | Event Description |
| Wednesday, May 31, 2023 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Tuesday, April 25, 2023 | NOTICE OF REGISTRATION CONFIRMATION EMAILED |
| Tuesday, April 25, 2023 | REGISTERED-PRINCIPAL REGISTER |
| Thursday, March 23, 2023 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| Wednesday, March 22, 2023 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Tuesday, March 21, 2023 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, March 21, 2023 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, March 21, 2023 | ASSIGNED TO LIE |
| Thursday, January 5, 2023 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Friday, December 16, 2022 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Friday, December 16, 2022 | NON-FINAL ACTION E-MAILED |
| Friday, December 16, 2022 | SU - NON-FINAL ACTION - WRITTEN |
| Wednesday, December 14, 2022 | STATEMENT OF USE PROCESSING COMPLETE |
| Tuesday, November 29, 2022 | USE AMENDMENT FILED |
| Wednesday, December 14, 2022 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Tuesday, November 29, 2022 | TEAS STATEMENT OF USE RECEIVED |
| Tuesday, November 15, 2022 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, September 20, 2022 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, September 20, 2022 | PUBLISHED FOR OPPOSITION |
| Wednesday, August 31, 2022 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Wednesday, August 17, 2022 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Tuesday, August 16, 2022 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, August 15, 2022 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, August 15, 2022 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Thursday, July 28, 2022 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Thursday, July 28, 2022 | NON-FINAL ACTION E-MAILED |
| Thursday, July 28, 2022 | NON-FINAL ACTION WRITTEN |
| Thursday, July 28, 2022 | ASSIGNED TO EXAMINER |
| Tuesday, November 9, 2021 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Sunday, November 7, 2021 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Monday, October 25, 2021 | NEW APPLICATION ENTERED |