| Serial Number | 97027361 |
| Word Mark | XML SECURITIES |
| Filing Date | Tuesday, September 14, 2021 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, October 11, 2022 |
| Registration Number | 6870867 |
| Registration Date | Tuesday, October 11, 2022 |
| Mark Drawing | 3 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, July 26, 2022 |
| Description of Mark | The mark consists of image of an eagle within a circle to the left of the phrase "XML SECURITIES". |
| Goods and Services | Financial services, namely, wealth management services |
| NOT AVAILABLE | SECURITIES |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, October 20, 2021 |
| Primary Code | 036 |
| First Use Anywhere Date | Thursday, May 28, 2020 |
| First Use In Commerce Date | Thursday, May 28, 2020 |
| Party Name | XML Financial, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Rockville, MD 20852 |
| Party Name | XML Financial, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Rockville, MD 20852 |
| Party Name | XML Financial, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Rockville, MD 20852 |
| Event Date | Event Description |
| Friday, September 17, 2021 | NEW APPLICATION ENTERED |
| Wednesday, October 20, 2021 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Thursday, October 21, 2021 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Thursday, June 16, 2022 | ASSIGNED TO EXAMINER |
| Tuesday, June 21, 2022 | NON-FINAL ACTION E-MAILED |
| Tuesday, June 21, 2022 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Thursday, June 23, 2022 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Tuesday, June 21, 2022 | NON-FINAL ACTION WRITTEN |
| Thursday, June 23, 2022 | EXAMINER'S AMENDMENT ENTERED |
| Thursday, June 23, 2022 | EXAMINERS AMENDMENT E-MAILED |
| Thursday, June 23, 2022 | EXAMINERS AMENDMENT -WRITTEN |
| Wednesday, July 6, 2022 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Thursday, June 23, 2022 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Tuesday, July 26, 2022 | PUBLISHED FOR OPPOSITION |
| Tuesday, October 11, 2022 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, July 26, 2022 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, October 11, 2022 | NOTICE OF REGISTRATION CONFIRMATION EMAILED |
| Wednesday, October 2, 2024 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |