| Serial Number | 88112576 |
| Word Mark | WOODBURY FINANCIAL MEMBER OF ADVISOR GROUP |
| Filing Date | Tuesday, September 11, 2018 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, October 15, 2019 |
| Registration Number | 5882242 |
| Registration Date | Tuesday, October 15, 2019 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, July 30, 2019 |
| Description of Mark | The mark consists of the stylized wording "WOODBURY FINANCIAL" to the right of a design of a rectangle with an S-shaped line representing a curving path or road. The rectangle and wording are immediately above a thin horizontal line, and the stylized wording "MEMBER OF ADVISOR GROUP" appears in small font to the below right of the horizontal line. |
| Goods and Services | Financial services, namely, a retail broker/dealer that provides brokerage services in the nature of securities, stock, bond and mutual fund brokerage services, life underwriting insurance services, and retirement planning services to its customers through independent registered representatives |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Disclaimer with Predetermined Text | "FINANCIAL" AND "MEMBER OF ADVISOR GROUP" |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, September 19, 2018 |
| Primary Code | 036 |
| First Use Anywhere Date | Thursday, December 31, 2015 |
| First Use In Commerce Date | Thursday, December 31, 2015 |
| Party Name | OSAIC HOLDINGS, INC. |
| Party Type | 32 - New Owner After Registration |
| Legal Entity Type | 03 - Corporation |
| Address | Phoenix, AZ 85012 |
| Party Name | OSAIC, INC. |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 03 - Corporation |
| Address | PHOENIX, AZ 85012 |
| Party Name | Advisor Group, Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Phoenix, AZ 85012 |
| Party Name | Advisor Group, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Phoenix, AZ 85012 |
| Party Name | Advisor Group, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Phoenix, AZ 85012 |
| Event Date | Event Description |
| Friday, November 17, 2023 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Friday, November 17, 2023 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Friday, November 17, 2023 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Friday, November 17, 2023 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Friday, November 17, 2023 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Wednesday, November 15, 2023 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Wednesday, September 20, 2023 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Wednesday, December 21, 2022 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Tuesday, October 15, 2019 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, July 30, 2019 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, July 30, 2019 | PUBLISHED FOR OPPOSITION |
| Wednesday, July 10, 2019 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Friday, June 21, 2019 | ASSIGNED TO LIE |
| Saturday, June 8, 2019 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Saturday, June 8, 2019 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Friday, June 7, 2019 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Friday, June 7, 2019 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Wednesday, December 26, 2018 | NOTIFICATION OF PRIORITY ACTION E-MAILED |
| Wednesday, December 26, 2018 | PRIORITY ACTION E-MAILED |
| Wednesday, December 26, 2018 | PRIORITY ACTION WRITTEN |
| Thursday, December 20, 2018 | ASSIGNED TO EXAMINER |
| Thursday, September 20, 2018 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Wednesday, September 19, 2018 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Monday, September 17, 2018 | TEAS AMENDMENT ENTERED BEFORE ATTORNEY ASSIGNED |
| Monday, September 17, 2018 | TEAS VOLUNTARY AMENDMENT RECEIVED |
| Friday, September 14, 2018 | NEW APPLICATION ENTERED |