| Serial Number | 85892819 |
| Word Mark | WINDROCK WEALTH MANAGEMENT ENTREPRENEURIAL-MINDED ADVISORS |
| Filing Date | Tuesday, April 2, 2013 |
| Status | 800 - REGISTERED AND RENEWED |
| Status Date | Friday, July 21, 2023 |
| Registration Number | 4439447 |
| Registration Date | Tuesday, November 26, 2013 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, September 10, 2013 |
| Description of Mark | The mark consists of the stylized black words "WINDROCK WEALTH MANAGEMENT" above the stylized gray words "ENTREPRENEURIAL-MINDED ADVISORS" all to the right of a stylized blue mountain design. The color white indicates background, outlining, shading and/or transparent areas and is not part of the mark. |
| Goods and Services | Financial advice; Financial and investment services, namely, asset and investment acquisition, consultation, advisory and development; Financial services, namely, wealth management services |
| Indication of Colors claimed | The color(s) blue, gray, and black is/are claimed as a feature of the mark. |
| Disclaimer with Predetermined Text | "WEALTH MANAGEMENT" OR "ENTREPRENEURIAL-MINDED ADVISORS" |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, April 8, 2013 |
| Primary Code | 036 |
| First Use Anywhere Date | Thursday, November 1, 2012 |
| First Use In Commerce Date | Thursday, November 1, 2012 |
| Party Name | Windrock Wealth Management LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Tuscon, AZ 85718 |
| Party Name | Windrock Wealth Management LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Tuscon, AZ 85718 |
| Party Name | Windrock Wealth Management LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Tuscon, AZ 85718 |
| Event Date | Event Description |
| Friday, July 21, 2023 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
| Friday, July 21, 2023 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| Friday, July 21, 2023 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| Friday, July 21, 2023 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Friday, December 30, 2022 | TEAS SECTION 8 & 9 RECEIVED |
| Saturday, November 26, 2022 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| Sunday, January 13, 2019 | NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED |
| Sunday, January 13, 2019 | REGISTERED - SEC. 8 (6-YR) ACCEPTED |
| Sunday, January 13, 2019 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Friday, December 21, 2018 | TEAS SECTION 8 RECEIVED |
| Monday, November 26, 2018 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Tuesday, November 26, 2013 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, September 10, 2013 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, September 10, 2013 | PUBLISHED FOR OPPOSITION |
| Wednesday, August 21, 2013 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Monday, August 5, 2013 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Saturday, August 3, 2013 | ASSIGNED TO LIE |
| Monday, July 22, 2013 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Monday, July 22, 2013 | EXAMINER'S AMENDMENT ENTERED |
| Monday, July 22, 2013 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Monday, July 22, 2013 | EXAMINERS AMENDMENT E-MAILED |
| Monday, July 22, 2013 | EXAMINERS AMENDMENT -WRITTEN |
| Tuesday, July 16, 2013 | ASSIGNED TO EXAMINER |
| Tuesday, April 9, 2013 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Monday, April 8, 2013 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Friday, April 5, 2013 | NEW APPLICATION ENTERED |