| Serial Number | 97220654 |
| Word Mark | WINDHAVEN STRATEGIES |
| Filing Date | Friday, January 14, 2022 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, July 12, 2022 |
| Registration Number | 6789625 |
| Registration Date | Tuesday, July 12, 2022 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, April 26, 2022 |
| Description of Mark | The mark consists of the word "WINDHAVEN" above the word "STRATEGIES", with a partial outlined globe-like shape to the right and above the last letter "N" in the word "WINDHAVEN". |
| Goods and Services | Financial and investment research, strategy, planning, advisory and brokerage services, asset and portfolio management |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Disclaimer with Predetermined Text | "STRATEGIES" |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, January 21, 2022 |
| Primary Code | 036 |
| First Use Anywhere Date | Wednesday, January 13, 2021 |
| First Use In Commerce Date | Wednesday, January 13, 2021 |
| Party Name | Charles Schwab & Co., Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Westlake, TX 76262 |
| Party Name | Charles Schwab & Co., Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | San Francisco, CA 94105 |
| Party Name | Charles Schwab & Co., Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | San Francisco, CA 94105 |
| Event Date | Event Description |
| Thursday, December 7, 2023 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Thursday, December 7, 2023 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Thursday, December 7, 2023 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Thursday, December 7, 2023 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Thursday, December 7, 2023 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Monday, January 30, 2023 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Monday, January 30, 2023 | TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS |
| Monday, January 30, 2023 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Monday, January 30, 2023 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Tuesday, July 12, 2022 | NOTICE OF REGISTRATION CONFIRMATION EMAILED |
| Tuesday, July 12, 2022 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, April 26, 2022 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, April 26, 2022 | PUBLISHED FOR OPPOSITION |
| Wednesday, April 6, 2022 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Thursday, March 24, 2022 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Monday, March 21, 2022 | ASSIGNED TO LIE |
| Tuesday, March 15, 2022 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Tuesday, March 15, 2022 | EXAMINER'S AMENDMENT ENTERED |
| Tuesday, March 15, 2022 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Tuesday, March 15, 2022 | EXAMINERS AMENDMENT E-MAILED |
| Tuesday, March 15, 2022 | EXAMINERS AMENDMENT -WRITTEN |
| Wednesday, March 9, 2022 | ASSIGNED TO EXAMINER |
| Saturday, January 22, 2022 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Friday, January 21, 2022 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Tuesday, January 18, 2022 | NEW APPLICATION ENTERED |