| Serial Number | 88519844 |
| Word Mark | WHERE SMART INVESTORS GET SMARTER |
| Filing Date | Wednesday, July 17, 2019 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, November 24, 2020 |
| Registration Number | 6206761 |
| Registration Date | Tuesday, November 24, 2020 |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, January 28, 2020 |
| Goods and Services | Providing on-line non-downloadable software for use in connection with financial planning; providing on-line non-downloadable software related to investment, namely, electronic trading software, investment portfolio management software, financial analytical software, electronic trading order management software, and financial risk modeling software |
| Goods and Services | Economic research and economic research services provided via a global computer network; economic forecasting and analysis |
| Goods and Services | Educational services, namely, providing conferences, webinars, webcasts, and seminars in the fields of investment and finances; providing on-line publications in the nature of magazines, newsletters and reports in the fields of investing and investment products, namely, securities and futures; providing a website featuring non-downloadable instructional videos in the field of finance, investing, investment products, namely, securities, futures, options, and foreign exchange markets, and strategies and techniques for the trading of securities and financial instruments |
| Goods and Services | Financial services, namely, providing securities and investment information, analysis, news and commentary; securities and futures trading for others; providing an on-line searchable computer database containing financial information about financial planning, investment, portfolio management, trading, analytics, order management, risk modeling, securities, futures and forex; securities brokerage services; on-line discount securities brokerage services |
| Goods and Services | Printed publications, namely, magazines, newsletters, guides, manuals, pamphlets, and brochures, all in the fields of finance, investment, and trading |
| Goods and Services | Downloadable software related to financial information, investment, and trading, namely, electronic trading software, portfolio management software, financial analytical software, financial contact management software, and financial risk modeling software; downloadable software for providing electronic connectivity to financial exchanges and markets |
| Goods and Services | Providing access to computer databases containing financial information |
| International Class | 009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus. |
| US Class Codes | 021, 023, 026, 036, 038 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, July 24, 2019 |
| Primary Code | 009 |
| First Use Anywhere Date | Monday, September 30, 2019 |
| First Use In Commerce Date | Monday, September 30, 2019 |
| International Class | 016 - Paper, cardboard and goods made from these materials, not included in other classes; printed matter; bookbinding material; photographs; stationery; adhesives for stationery or household purposes; artists' materials; paint brushes; typewriters and office requisites (except furniture); instructional and teaching material (except apparatus); plastic materials for packaging (not included in other classes); printers' type; printing blocks. |
| US Class Codes | 002, 005, 022, 023, 029, 037, 038, 050 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, July 24, 2019 |
| Primary Code | 016 |
| First Use Anywhere Date | Monday, September 30, 2019 |
| First Use In Commerce Date | Monday, September 30, 2019 |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, July 24, 2019 |
| Primary Code | 035 |
| First Use Anywhere Date | Monday, September 30, 2019 |
| First Use In Commerce Date | Monday, September 30, 2019 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, July 24, 2019 |
| Primary Code | 036 |
| First Use Anywhere Date | Monday, September 30, 2019 |
| First Use In Commerce Date | Monday, September 30, 2019 |
| International Class | 038 - Services allowing people to communicate with another by a sensory means. |
| US Class Codes | 100, 101, 104 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, December 20, 2019 |
| Primary Code | 038 |
| First Use Anywhere Date | Monday, September 30, 2019 |
| First Use In Commerce Date | Monday, September 30, 2019 |
| International Class | 041 - Education; providing of training; entertainment; sporting and cultural activities. |
| US Class Codes | 100, 101, 107 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, July 24, 2019 |
| Primary Code | 041 |
| First Use Anywhere Date | Monday, September 30, 2019 |
| First Use In Commerce Date | Monday, September 30, 2019 |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, July 24, 2019 |
| Primary Code | 042 |
| First Use Anywhere Date | Monday, September 30, 2019 |
| First Use In Commerce Date | Monday, September 30, 2019 |
| Party Name | CHARLES SCHWAB & CO., INC. |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 03 - Corporation |
| Address | WESTLAKE, TX 76262 |
| Party Name | TD Ameritrade IP Company, Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Omaha, NE 68154 |
| Party Name | TD Ameritrade IP Company, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Omaha, NE 68154 |
| Party Name | TD Ameritrade IP Company, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Omaha, NE 68154 |
| Event Date | Event Description |
| Saturday, July 20, 2019 | NEW APPLICATION ENTERED |
| Wednesday, July 24, 2019 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Thursday, September 26, 2019 | ASSIGNED TO EXAMINER |
| Saturday, September 28, 2019 | NON-FINAL ACTION WRITTEN |
| Saturday, September 28, 2019 | NON-FINAL ACTION E-MAILED |
| Saturday, September 28, 2019 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Thursday, December 19, 2019 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Thursday, December 19, 2019 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Friday, December 20, 2019 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Friday, December 20, 2019 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Monday, December 23, 2019 | ASSIGNED TO LIE |
| Wednesday, January 8, 2020 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, January 28, 2020 | PUBLISHED FOR OPPOSITION |
| Tuesday, January 28, 2020 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, March 24, 2020 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Friday, August 28, 2020 | TEAS STATEMENT OF USE RECEIVED |
| Tuesday, September 15, 2020 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Friday, August 28, 2020 | USE AMENDMENT FILED |
| Tuesday, September 15, 2020 | STATEMENT OF USE PROCESSING COMPLETE |
| Wednesday, October 21, 2020 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Thursday, October 22, 2020 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| Tuesday, November 24, 2020 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, May 30, 2023 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Tuesday, May 30, 2023 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Tuesday, May 30, 2023 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Tuesday, May 30, 2023 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Tuesday, May 30, 2023 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, May 30, 2023 | TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS |
| Wednesday, February 28, 2024 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Monday, November 24, 2025 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |