| Serial Number | 86046648 |
| Word Mark | WBI ETFS WHERE YOUR CAPITAL MATTERS |
| Filing Date | Friday, August 23, 2013 |
| Status | 606 - ABANDONED - NO STATEMENT OF USE FILED |
| Status Date | Monday, October 27, 2014 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, January 28, 2014 |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Disclaimer with Predetermined Text | "ETFS" |
| Description of Mark | The mark consists of "WBI" in stylized font with serifs over "ETFs" in stylized sans serif font within a shaded rectangle over "Where Your Capital Matters" in stylized sans serif font. |
| Goods and Services | Financial and investment services, namely, providing and assisting others with financial and investment management, planning and research; financial and investment portfolio management; financial and investment risk management; mutual fund brokerage; mutual fund distribution; mutual fund investment |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, September 3, 2013 |
| Primary Code | 036 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| Party Name | WBI Investments, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Little Silver, NJ 07739 |
| Party Name | WBI Investments, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Little Silver, NJ 07739 |
| Event Date | Event Description |
| Monday, October 27, 2014 | ABANDONMENT NOTICE MAILED - NO USE STATEMENT FILED |
| Monday, October 27, 2014 | ABANDONMENT - NO USE STATEMENT FILED |
| Tuesday, March 25, 2014 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, January 28, 2014 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, January 28, 2014 | PUBLISHED FOR OPPOSITION |
| Wednesday, January 8, 2014 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Friday, December 20, 2013 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Thursday, December 19, 2013 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Monday, December 16, 2013 | EXAMINER'S AMENDMENT ENTERED |
| Monday, December 16, 2013 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Monday, December 16, 2013 | EXAMINERS AMENDMENT E-MAILED |
| Monday, December 16, 2013 | EXAMINERS AMENDMENT -WRITTEN |
| Monday, December 9, 2013 | ASSIGNED TO EXAMINER |
| Monday, September 9, 2013 | PRELIMINARY/VOLUNTARY AMENDMENT - ENTERED |
| Wednesday, September 4, 2013 | ASSIGNED TO LIE |
| Wednesday, September 4, 2013 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Tuesday, September 3, 2013 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Thursday, August 29, 2013 | TEAS VOLUNTARY AMENDMENT RECEIVED |
| Tuesday, August 27, 2013 | NEW APPLICATION ENTERED IN TRAM |