| Serial Number | 88318585 |
| Word Mark | WBI CAPITAL |
| Filing Date | Wednesday, February 27, 2019 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, March 17, 2020 |
| Registration Number | 6014959 |
| Registration Date | Tuesday, March 17, 2020 |
| Mark Drawing | 3 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, May 28, 2019 |
| Description of Mark | The mark consists of a design showing a head that is half bull and half bear, to the right of which is the wording "WBI" in stylized lettering beneath which is the lettering "CAPITAL" in stylized lettering. |
| Goods and Services | Financial and investment services, namely, providing and assisting others with financial and investment management, planning and research; financial and investment portfolio management; financial and investment risk management; mutual fund brokerage; mutual fund distribution; mutual fund investment |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| NOT AVAILABLE | "CAPITAL" |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, March 19, 2019 |
| Primary Code | 036 |
| First Use Anywhere Date | Monday, December 16, 2019 |
| First Use In Commerce Date | Monday, December 16, 2019 |
| Party Name | WBI Investments, Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Red Bank, NJ 07701 |
| Party Name | WBI Investments, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Red Bank, NJ 07701 |
| Party Name | WBI Investments, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Red Bank, NJ 07701 |
| Event Date | Event Description |
| Saturday, March 2, 2019 | NEW APPLICATION ENTERED |
| Thursday, March 28, 2019 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Tuesday, March 19, 2019 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Thursday, March 21, 2019 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Thursday, March 21, 2019 | ASSIGNED TO EXAMINER |
| Thursday, March 28, 2019 | EXAMINERS AMENDMENT -WRITTEN |
| Thursday, March 28, 2019 | EXAMINER'S AMENDMENT ENTERED |
| Thursday, March 28, 2019 | EXAMINERS AMENDMENT E-MAILED |
| Friday, April 19, 2019 | ASSIGNED TO LIE |
| Monday, April 1, 2019 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, May 8, 2019 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, May 28, 2019 | PUBLISHED FOR OPPOSITION |
| Tuesday, May 28, 2019 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, July 23, 2019 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Thursday, January 23, 2020 | TEAS STATEMENT OF USE RECEIVED |
| Thursday, January 23, 2020 | USE AMENDMENT FILED |
| Monday, February 10, 2020 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Monday, February 10, 2020 | STATEMENT OF USE PROCESSING COMPLETE |
| Wednesday, February 12, 2020 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| Tuesday, February 11, 2020 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Tuesday, March 17, 2020 | REGISTERED-PRINCIPAL REGISTER |
| Monday, March 17, 2025 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |