| Serial Number | 76118673 |
| Word Mark | WAVE SECURITIES |
| Filing Date | Tuesday, August 29, 2000 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Friday, December 30, 2011 |
| Registration Number | 2955233 |
| Registration Date | Tuesday, May 24, 2005 |
| Mark Drawing | 1000 - Typeset: Word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, September 17, 2002 |
| Disclaimer with Predetermined Text | "SECURITIES" |
| Goods and Services | Newsletters, brochures, and pamphlets, leaflets and flyers in the fields of securities, options, bonds and other financial instruments |
| Goods and Services | Broker-dealer services in the fields of securities, options, bonds, and other financial instruments; research services for others in the field of securities, options, bonds, and other financial instruments |
| International Class | 016 - Paper, cardboard and goods made from these materials, not included in other classes; printed matter; bookbinding material; photographs; stationery; adhesives for stationery or household purposes; artists' materials; paint brushes; typewriters and office requisites (except furniture); instructional and teaching material (except apparatus); plastic materials for packaging (not included in other classes); printers' type; printing blocks. |
| US Class Codes | 002, 005, 022, 023, 029, 037, 038, 050 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, December 30, 2011 |
| Primary Code | 016 |
| First Use Anywhere Date | Tuesday, April 30, 2002 |
| First Use In Commerce Date | Tuesday, April 30, 2002 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, December 30, 2011 |
| Primary Code | 036 |
| First Use Anywhere Date | Monday, September 30, 2002 |
| First Use In Commerce Date | Monday, September 30, 2002 |
| Party Name | BANK OF AMERICA CORPORATION |
| Party Type | 36 - New Owner After Registration |
| Legal Entity Type | 03 - Corporation |
| Address | CHARLOTTE, NC 29255 |
| Party Name | BANK OF AMERICA CORPORATION |
| Party Type | 35 - New Owner After Registration |
| Legal Entity Type | 03 - Corporation |
| Address | CHARLOTTE, NC 29255 |
| Party Name | NYSE GROUP, INC. |
| Party Type | 34 - New Owner After Registration |
| Legal Entity Type | 03 - Corporation |
| Address | NEW YORK, NY 10005 |
| Party Name | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED |
| Party Type | 33 - New Owner After Registration |
| Legal Entity Type | 03 - Corporation |
| Address | NEW YORK, NY 10080 |
| Party Name | WAVE SECURITIES, L.L.C |
| Party Type | 32 - New Owner After Registration |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | CHICAGO, IL 60606 |
| Party Name | ARCHIPELAGO HOLDINGS, INC. |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 03 - Corporation |
| Address | CHICAGO, IL 60606 |
| Party Name | Archipelago Holdings, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Chicago, IL 60606 |
| Party Name | Archipelago Holdings, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Chicago, IL 60606 |
| Party Name | Archipelago Holdings, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Chicago, IL 60606 |
| Event Date | Event Description |
| Wednesday, April 9, 2014 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Friday, December 30, 2011 | CANCELLED SEC. 8 (6-YR) |
| Monday, February 7, 2011 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Monday, February 7, 2011 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Wednesday, March 3, 2010 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Wednesday, March 25, 2009 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Wednesday, January 30, 2008 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Wednesday, July 19, 2006 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Tuesday, May 24, 2005 | REGISTERED-PRINCIPAL REGISTER |
| Thursday, March 31, 2005 | LAW OFFICE REGISTRATION REVIEW COMPLETED |
| Friday, March 25, 2005 | ASSIGNED TO LIE |
| Thursday, March 24, 2005 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Wednesday, March 23, 2005 | AMENDMENT FROM APPLICANT ENTERED |
| Monday, March 14, 2005 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, March 14, 2005 | PAPER RECEIVED |
| Thursday, September 9, 2004 | FINAL REFUSAL MAILED |
| Wednesday, September 8, 2004 | SU - FINAL REFUSAL - WRITTEN |
| Thursday, September 2, 2004 | AMENDMENT FROM APPLICANT ENTERED |
| Monday, August 23, 2004 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, August 23, 2004 | PAPER RECEIVED |
| Friday, February 6, 2004 | UNRESPONSIVE/DUPLICATE PAPER RECEIVED |
| Monday, February 9, 2004 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Friday, February 20, 2004 | NON-FINAL ACTION MAILED |
| Monday, February 9, 2004 | PAPER RECEIVED |
| Friday, February 6, 2004 | CASE FILE IN TICRS |
| Monday, December 15, 2003 | PAPER RECEIVED |
| Thursday, August 7, 2003 | NON-FINAL ACTION MAILED |
| Tuesday, July 29, 2003 | ASSIGNED TO EXAMINER |
| Tuesday, July 15, 2003 | STATEMENT OF USE PROCESSING COMPLETE |
| Tuesday, July 15, 2003 | EXTENSION 1 GRANTED |
| Monday, June 9, 2003 | USE AMENDMENT FILED |
| Monday, June 9, 2003 | EXTENSION 1 FILED |
| Thursday, June 12, 2003 | PAPER RECEIVED |
| Tuesday, December 10, 2002 | NOA MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, September 17, 2002 | PUBLISHED FOR OPPOSITION |
| Wednesday, August 28, 2002 | NOTICE OF PUBLICATION |
| Thursday, June 20, 2002 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Tuesday, May 28, 2002 | JURISDICTION RESTORED TO EXAMINING ATTORNEY |
| Wednesday, May 15, 2002 | EX PARTE APPEAL-INSTITUTED |
| Tuesday, April 9, 2002 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, May 7, 2002 | EXPARTE APPEAL RECEIVED AT TTAB |
| Thursday, October 25, 2001 | FINAL REFUSAL MAILED |
| Thursday, August 9, 2001 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, February 13, 2001 | NON-FINAL ACTION MAILED |
| Wednesday, February 7, 2001 | ASSIGNED TO EXAMINER |