| Serial Number | 78968257 |
| Word Mark | WATERFIELD CAPITAL |
| Filing Date | Wednesday, September 6, 2006 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Friday, July 18, 2014 |
| Registration Number | 3352488 |
| Registration Date | Tuesday, December 11, 2007 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, September 25, 2007 |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Disclaimer with Predetermined Text | "CAPITAL" |
| Description of Mark | The mark consists of the word WATERFIELD with the word CAPITAL below it. |
| Goods and Services | Investment advice; banking services; banking consultation; investment management, namely, public market investments, private equity and venture capital investments; mortgage banking |
| Pseudo Mark | WATER FIELD CAPITAL |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, July 18, 2014 |
| Primary Code | 036 |
| First Use Anywhere Date | Thursday, January 1, 1998 |
| First Use In Commerce Date | Thursday, January 1, 1998 |
| Party Name | Waterfield, Richard R. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 99 - Other |
| Address | Irvine, CA 92617 |
| Party Name | Waterfield, J. Randall |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 99 - Other |
| Address | Irvine, CA 92617 |
| Party Name | Waterfield, Richard R. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 99 - Other |
| Address | Irvine, CA 92617 |
| Party Name | Waterfield, J. Randall |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 99 - Other |
| Address | Irvine, CA 92617 |
| Party Name | Waterfield, Richard R. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 99 - Other |
| Address | Irvine, CA 92617 |
| Party Name | Waterfield, J. Randall |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 99 - Other |
| Address | Irvine, CA 92617 |
| Event Date | Event Description |
| Friday, July 18, 2014 | CANCELLED SEC. 8 (6-YR) |
| Monday, June 8, 2009 | NOTICE OF SUIT |
| Thursday, March 5, 2009 | NOTICE OF SUIT |
| Tuesday, December 11, 2007 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, September 25, 2007 | PUBLISHED FOR OPPOSITION |
| Wednesday, September 5, 2007 | NOTICE OF PUBLICATION |
| Friday, August 17, 2007 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Friday, August 17, 2007 | ASSIGNED TO LIE |
| Wednesday, August 15, 2007 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Tuesday, July 31, 2007 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, July 31, 2007 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, July 31, 2007 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Tuesday, July 31, 2007 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Wednesday, July 25, 2007 | ASSIGNED TO LIE |
| Friday, July 20, 2007 | ASSIGNED TO LIE |
| Tuesday, July 3, 2007 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, July 3, 2007 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Monday, July 2, 2007 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Thursday, January 18, 2007 | NON-FINAL ACTION E-MAILED |
| Thursday, January 18, 2007 | NON-FINAL ACTION WRITTEN |
| Wednesday, January 17, 2007 | ASSIGNED TO EXAMINER |
| Tuesday, September 12, 2006 | NOTICE OF DESIGN SEARCH CODE MAILED |
| Monday, September 11, 2006 | NEW APPLICATION ENTERED IN TRAM |