WATERFALL Trademark

Trademark Overview

On Friday, April 27, 2018, a trademark application was filed for WATERFALL with the United States Patent and Trademark Office. The USPTO has given the WATERFALL trademark a serial number of 87896298. The federal status of this trademark filing is SECTION 8 & 15 - ACCEPTED AND ACKNOWLEDGED as of Monday, December 15, 2025. This trademark is owned by Waterfall Asset Management, LLC. The WATERFALL trademark is filed in the Insurance & Financial Services category with the following description:

Financial services, namely, asset management services, investment management services, real estate funds investment services, asset advisory services and investment advisory services; none of the foregoing constituting a payment system
waterfall

General Information

Serial Number87896298
Word MarkWATERFALL
Filing DateFriday, April 27, 2018
Status702 - SECTION 8 & 15 - ACCEPTED AND ACKNOWLEDGED
Status DateMonday, December 15, 2025
Registration Number6093443
Registration DateTuesday, July 7, 2020
Mark Drawing4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateTuesday, April 21, 2020

Trademark Statements

Goods and ServicesFinancial services, namely, asset management services, investment management services, real estate funds investment services, asset advisory services and investment advisory services; none of the foregoing constituting a payment system

Classification Information

International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateSaturday, May 5, 2018
Primary Code036
First Use Anywhere DateThursday, March 31, 2005
First Use In Commerce DateThursday, March 31, 2005

Trademark Owner History

Party NameWaterfall Asset Management, LLC
Party Type30 - Original Registrant
Legal Entity Type16 - Limited Liability Company
AddressNew York, NY 10020
Party NameWaterfall Asset Management, LLC
Party Type20 - Owner at Publication
Legal Entity Type16 - Limited Liability Company
AddressNew York, NY 10020
Party NameWaterfall Asset Management, LLC
Party Type10 - Original Applicant
Legal Entity Type16 - Limited Liability Company
AddressNew York, NY 10020

Trademark Events

Event DateEvent Description
Tuesday, May 1, 2018NEW APPLICATION ENTERED
Saturday, May 5, 2018NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Monday, August 20, 2018ASSIGNED TO EXAMINER
Monday, August 20, 2018NON-FINAL ACTION WRITTEN
Monday, August 20, 2018NON-FINAL ACTION E-MAILED
Monday, August 20, 2018NOTIFICATION OF NON-FINAL ACTION E-MAILED
Wednesday, August 22, 2018UNDELIVERABLE MAIL - COURTESY COPY MAILED
Tuesday, February 19, 2019TEAS RESPONSE TO OFFICE ACTION RECEIVED
Monday, February 25, 2019ASSIGNED TO LIE
Tuesday, February 26, 2019CORRESPONDENCE RECEIVED IN LAW OFFICE
Tuesday, February 26, 2019TEAS/EMAIL CORRESPONDENCE ENTERED
Monday, March 11, 2019SUSPENSION LETTER WRITTEN
Monday, March 11, 2019LETTER OF SUSPENSION E-MAILED
Monday, March 11, 2019NOTIFICATION OF LETTER OF SUSPENSION E-MAILED
Tuesday, July 30, 2019TEAS CHANGE OF OWNER ADDRESS RECEIVED
Tuesday, July 30, 2019APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Monday, September 16, 2019SUSPENSION LETTER WRITTEN
Monday, September 16, 2019LETTER OF SUSPENSION E-MAILED
Monday, September 16, 2019NOTIFICATION OF LETTER OF SUSPENSION E-MAILED
Friday, March 6, 2020TEAS RESPONSE TO SUSPENSION INQUIRY RECEIVED
Wednesday, March 11, 2020CORRESPONDENCE RECEIVED IN LAW OFFICE
Wednesday, March 11, 2020TEAS/EMAIL CORRESPONDENCE ENTERED
Monday, March 16, 2020APPROVED FOR PUB - PRINCIPAL REGISTER
Wednesday, April 1, 2020NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
Tuesday, April 21, 2020PUBLISHED FOR OPPOSITION
Tuesday, April 21, 2020OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
Tuesday, July 7, 2020REGISTERED-PRINCIPAL REGISTER
Monday, July 7, 2025COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
Monday, September 15, 2025TEAS SECTION 8 & 15 RECEIVED
Monday, December 15, 2025CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Monday, December 15, 2025REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Monday, December 15, 2025NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED

Related Keywords

waterfall services investment advisory management asset system foregoing payment none constituting