| Serial Number | 87496920 |
| Word Mark | WALL ST ALLIANCE |
| Filing Date | Tuesday, June 20, 2017 |
| Status | 702 - SECTION 8 & 15 - ACCEPTED AND ACKNOWLEDGED |
| Status Date | Friday, November 14, 2025 |
| Registration Number | 5778411 |
| Registration Date | Tuesday, June 18, 2019 |
| Mark Drawing | 3 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, April 2, 2019 |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Pseudo Mark | WALL STREET ALLIANCE |
| NOT AVAILABLE | "WALL ST ALLIANCE" |
| Description of Mark | The mark consists of the stylized wording "WALL ST ALLIANCE" on top of two upward sloping street sign backgrounds. The two street sign backgrounds are connected and resemble a ribbon design. The stylized wording "WALL ST" is on the top street sign background and the stylized wording "ALLIANCE" is on the bottom street sign background. |
| Goods and Services | Estate planning; Estate trust planning; Financial planning; Financial planning consultation; Financial planning, namely, the creation of personalized strategies to achieve financial independence; Financial planning, namely, comprehensive cash flow and tax planning; Financial advice, namely, budget planning; Financial services, namely, mortgage planning; Financial trust planning; Insurance brokerage; Insurance brokerage services; Insurance consultancy; Insurance consultation; Investment management; Investment advice; Investment advisory services; Investment of funds; Advice relating to investments; Annuity services, namely, account and investment administration and the investment and distribution of annuity funds; Financial investment analysis and stock research; Financial investment brokerage services; Financial planning for retirement; Financial retirement plan consulting services; Financial risk management consultation; Financial and investment services, namely, management and brokerage in the fields of stocks, bonds, options, commodities, futures and other securities, and the investment of funds of others; Financial consultancy and insurance consultancy; Financial planning and investment advisory services; Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services; Financial services, namely, a total portfolio offering for high net worth clients consisting of both separate accounts and mutual funds for equity and fixed income investments; Financial services, namely, administration of transactions involving funds drawn from securities, stocks, funds, equities, bonds, cash, or other types of financial investments in retirement plans using a check or negotiable order of withdrawal over a global data network; Financial services, namely, administration of transactions involving funds drawn from securities, stocks, funds, equities, bonds, cash, or other types of financial investments in retirement plans using a credit or debit card over a global data network; Financial services, namely, coordination, within a single account, of an investment portfolio's maintenance, trading, rebalancing, and tax management needs; Financial services, namely, providing an investment option available for variable annuity and variable life insurance products; Life insurance underwriting; Mutual fund investment; Mutual funds and capital investment; On-line financial planning services; Providing investors with financial information; Providing information in the field of employee financial benefit plans; Providing information in the field of employee financial benefit plans |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, June 26, 2017 |
| Primary Code | 036 |
| First Use Anywhere Date | Saturday, June 22, 2013 |
| First Use In Commerce Date | Sunday, August 25, 2013 |
| Party Name | Wall Street Alliance, Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Wilmington, NC 34689 |
| Party Name | Wall Street Alliance, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Tarpon Springs, FL 34689 |
| Party Name | Wall Street Alliance, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Tarpon Springs, FL 34689 |
| Event Date | Event Description |
| Friday, June 23, 2017 | NEW APPLICATION ENTERED |
| Monday, June 26, 2017 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Tuesday, June 27, 2017 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Tuesday, September 19, 2017 | ASSIGNED TO EXAMINER |
| Friday, September 22, 2017 | NON-FINAL ACTION WRITTEN |
| Friday, September 22, 2017 | NON-FINAL ACTION E-MAILED |
| Friday, September 22, 2017 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Wednesday, October 18, 2017 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Wednesday, October 18, 2017 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, October 18, 2017 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, November 14, 2017 | FINAL REFUSAL WRITTEN |
| Tuesday, November 14, 2017 | FINAL REFUSAL E-MAILED |
| Tuesday, November 14, 2017 | NOTIFICATION OF FINAL REFUSAL EMAILED |
| Monday, May 14, 2018 | EXPARTE APPEAL RECEIVED AT TTAB |
| Monday, May 14, 2018 | JURISDICTION RESTORED TO EXAMINING ATTORNEY |
| Monday, May 14, 2018 | EX PARTE APPEAL-INSTITUTED |
| Monday, May 14, 2018 | TEAS REQUEST FOR RECONSIDERATION RECEIVED |
| Monday, May 21, 2018 | ASSIGNED TO LIE |
| Monday, May 21, 2018 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, May 21, 2018 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Wednesday, May 30, 2018 | ACTION CONTINUING FINAL - COMPLETED |
| Wednesday, May 30, 2018 | ACTION DENYING REQ FOR RECON E-MAILED |
| Wednesday, May 30, 2018 | NOTIFICATION OF ACTION DENYING REQ FOR RECON E-MAILED |
| Monday, August 20, 2018 | JURISDICTION RESTORED TO EXAMINING ATTORNEY |
| Monday, October 15, 2018 | EXAMINERS STATEMENT - COMPLETED |
| Monday, October 15, 2018 | EXAMINERS STATEMENT E-MAILED |
| Monday, October 15, 2018 | NOTIFICATION OF EXAMINERS STATEMENT E-MAILED |
| Wednesday, November 7, 2018 | REPLY BRIEF FILED - CHECK TTAB FILES |
| Friday, February 22, 2019 | EX PARTE APPEAL-REFUSAL REVERSED |
| Friday, February 22, 2019 | EXPARTE APPEAL TERMINATED |
| Monday, February 25, 2019 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, March 13, 2019 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, April 2, 2019 | PUBLISHED FOR OPPOSITION |
| Tuesday, April 2, 2019 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, June 18, 2019 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, June 18, 2024 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Tuesday, July 29, 2025 | TEAS SECTION 8 & 15 RECEIVED |
| Friday, November 14, 2025 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Friday, November 14, 2025 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Friday, November 14, 2025 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |