| Serial Number | 85462094 |
| Word Mark | VINING SPARKS |
| Filing Date | Wednesday, November 2, 2011 |
| Status | 800 - REGISTERED AND RENEWED |
| Status Date | Monday, September 25, 2023 |
| Registration Number | 4209028 |
| Registration Date | Tuesday, September 18, 2012 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, July 3, 2012 |
| Description of Mark | The mark consists of an outline of a sun against a solid background inserted between the wording "VINING" and "SPARKS". |
| Amendment to a Registration/Renewal Certificate | The drawing is amended to appear as follows: Publish New Cut; and in the statement, lines 14 and 15, is deleted, and "The mark consists of an outline of a sun against a solid background inserted between the wording "VINING" and "SPARKS", is inserted. |
| Goods and Services | Brokerage and Investment services provided to institutional customers that manage investments and financial transactions including providing such services to banks, savings and loans, credit unions, money managers, trust departments, pension funds, investment advisors and others, such services to include fixed income sales and trading providing investment strategies, investment portfolio valuation and portfolio information services and safekeeping services for securities |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Saturday, November 5, 2011 |
| Primary Code | 036 |
| First Use Anywhere Date | Thursday, January 1, 1998 |
| First Use In Commerce Date | Thursday, January 1, 1998 |
| Party Name | Vining-Sparks IBG, Limited Partnership |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 13 - Limited Partnership |
| Address | Memphis, TN 38120 |
| Party Name | Vining-Sparks IBG, Limited Partnership |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 13 - Limited Partnership |
| Address | Memphis, TN 38120 |
| Party Name | Vining-Sparks IBG, Limited Partnership |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 13 - Limited Partnership |
| Address | Memphis, TN 38120 |
| Event Date | Event Description |
| Monday, September 25, 2023 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
| Monday, September 25, 2023 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| Monday, September 25, 2023 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| Monday, September 25, 2023 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Monday, March 20, 2023 | TEAS SECTION 8 & 9 RECEIVED |
| Saturday, September 18, 2021 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| Friday, October 19, 2018 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Friday, October 19, 2018 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Friday, October 19, 2018 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Friday, October 5, 2018 | TEAS SECTION 8 & 15 RECEIVED |
| Friday, September 14, 2018 | AMENDMENT UNDER SECTION 7 ¿ PROCESSED |
| Thursday, September 6, 2018 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Friday, August 31, 2018 | TEAS SECTION 7 REQUEST RECEIVED |
| Tuesday, September 18, 2012 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, July 3, 2012 | PUBLISHED FOR OPPOSITION |
| Wednesday, June 13, 2012 | NOTICE OF PUBLICATION |
| Tuesday, May 29, 2012 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Saturday, May 19, 2012 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Saturday, May 19, 2012 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Saturday, May 19, 2012 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Saturday, May 19, 2012 | ASSIGNED TO LIE |
| Tuesday, May 8, 2012 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Thursday, March 1, 2012 | NON-FINAL ACTION MAILED |
| Thursday, March 1, 2012 | NON-FINAL ACTION WRITTEN |
| Tuesday, February 21, 2012 | ASSIGNED TO EXAMINER |
| Tuesday, November 8, 2011 | NOTICE OF DESIGN SEARCH CODE MAILED |
| Saturday, November 5, 2011 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Saturday, November 5, 2011 | NEW APPLICATION ENTERED |