| Serial Number | 77961336 |
| Word Mark | VANGUARD |
| Filing Date | Wednesday, March 17, 2010 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Friday, November 26, 2021 |
| Registration Number | 3964300 |
| Registration Date | Tuesday, May 24, 2011 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, March 8, 2011 |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Description of Mark | The mark is a motion mark incorporating sound. The mark consists of a 3-mast ship, which begins in the left and moves to the right. The word "VANGUARD" moves in from the right, as the ship approaches it from the left. The animation opens with the bow of the ship at the upper left corner of the screen, facing the viewer. The ship then turns so that the starboard side is perpendicular to the viewer. As this happens, the word "VANGUARD" appears from the right, getting smaller as if moving away from the viewer. The ship and the word stop as they meet each other in the middle. As this is happening, A piano plays an F4 eighth note, C4 eighth note, D4 eighth note, F4 eighth note, followed by an eighth rest, F4 eighth note, D4 eighth note, C4 eighth note, F4 eighth note, D4 eighth note, C4 quarter note, A4 eighth note, and C4 and F3 dotted half note. A cello begins with a whole rest, followed by an eighth rest, and then an F2 eighth note, C3 eighth note, D3 eighth note, F3 eighth note, G3 eighth note, A3 dotted half note, B2 quarter note, and C3 whole note. The French horns start with a whole rest, followed by a quarter rest, then a C4 eighth note, G4 dotted quarter note, and F4 dotted half note. The remaining instruments all start with two whole rests, followed by a quarter rest. After the rests, the flute plays an F5 eighth note, two tied E4 eighth notes, a D4 dotted quarter note, and a C5 whole note. The clarinet plays an A4 eighth note, two tied G4 eighth notes, and an F4 dotted quarter note tied to an F4 whole note. The first violin plays an F4 eighth note, two tied E4 eighth notes, an E4 dotted quarter note, and a C4 whole note. The second violin plays a C4 quarter note tied to a C4 eighth note, a Bb3 dotted quarter note, and an A3 whole note. The bass plays a G2 eighth note, A2 eighth note tied to another A2 eighth note, Bb2 dotted quarter note, and C3 whole note. A casaba percussion instrument plays a sixteenth pattern underneath. |
| Goods and Services | Providing services in the investment and financial fields, namely, mutual fund investment services, exchange-traded funds investment services, investment and insurance brokerage, investment management, financial asset management, investment advice and advisory services, financial securities lending, financial consultation, investment consultation, actuarial consultation, financial and financial investment research, banking, administration of college savings plans, charitable fund raising, donor-advised investment of funds for charitable purposes, financial retirement planning, and annuity services, namely, account and investment administration; providing information in the financial and investment fields; providing information in the financial and investment fields through electronic means; research in the fields of finance, financial saving, investing, investments, investment brokerage, and asset management; charitable fund raising services; automated securities trade execution services; investment management services rendered to non-profit organizations; financial services rendered primarily to states, municipalities and tax exempt organizations, namely, providing financial news and information and investment account information by means of the internet; life insurance brokerage and underwriting; annuity underwriting; annuity services, namely, account and investment administration; financial risk management services; estate planning; trust services, namely, investment and trust company services |
| Goods and Services | Webcasts in the fields of investing, finance, saving, business, financial planning, portfolio management, retirement planning, money management, investment strategy, and asset allocation; podcasts in the fields of investing, finance, saving, business, financial planning, portfolio management, retirement planning, money management, investment strategy, and asset allocation; educational services, namely, providing online seminars and workshops in the fields of investing, finance, saving, business, financial planning, portfolio management, retirement planning, money management, investment strategy, and asset allocation; providing educational information in the field of financial education to financial service providers by means of an internet web site; entertainment and educational services in the nature of providing periodic television programs concerning financial topics |
| Pseudo Mark | VANGUARD |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, November 26, 2021 |
| Primary Code | 036 |
| First Use Anywhere Date | Tuesday, April 1, 2008 |
| First Use In Commerce Date | Tuesday, April 1, 2008 |
| International Class | 041 - Education; providing of training; entertainment; sporting and cultural activities. |
| US Class Codes | 100, 101, 107 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, November 26, 2021 |
| Primary Code | 041 |
| First Use Anywhere Date | Tuesday, April 1, 2008 |
| First Use In Commerce Date | Tuesday, April 1, 2008 |
| Party Name | The Vanguard Group, Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Malvern, PA 19355 |
| Party Name | The Vanguard Group, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Malvern, PA 19355 |
| Party Name | The Vanguard Group, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Malvern, PA 19355 |
| Event Date | Event Description |
| Friday, November 26, 2021 | CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9 |
| Sunday, May 24, 2020 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| Friday, September 7, 2018 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Friday, January 12, 2018 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Friday, January 12, 2018 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Monday, July 17, 2017 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Sunday, July 16, 2017 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Sunday, July 16, 2017 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Tuesday, May 23, 2017 | TEAS SECTION 8 & 15 RECEIVED |
| Tuesday, May 23, 2017 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, May 24, 2016 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Tuesday, May 24, 2011 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, March 8, 2011 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, March 8, 2011 | PUBLISHED FOR OPPOSITION |
| Saturday, January 29, 2011 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Wednesday, January 26, 2011 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, January 26, 2011 | DATA MODIFICATION COMPLETED |
| Thursday, December 23, 2010 | AMENDMENT FROM APPLICANT ENTERED |
| Thursday, December 23, 2010 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, December 22, 2010 | PAPER RECEIVED |
| Tuesday, December 14, 2010 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, December 14, 2010 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, December 8, 2010 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Tuesday, June 8, 2010 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Tuesday, June 8, 2010 | NON-FINAL ACTION E-MAILED |
| Tuesday, June 8, 2010 | NON-FINAL ACTION WRITTEN |
| Monday, June 7, 2010 | DATA MODIFICATION COMPLETED |
| Monday, June 7, 2010 | ASSIGNED TO LIE |
| Monday, April 19, 2010 | ASSIGNED TO EXAMINER |
| Wednesday, March 24, 2010 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Saturday, March 20, 2010 | NEW APPLICATION ENTERED IN TRAM |