| Serial Number | 77712848 |
| Word Mark | VANGUARD |
| Filing Date | Monday, April 13, 2009 |
| Status | 800 - REGISTERED AND RENEWED |
| Status Date | Saturday, September 19, 2020 |
| Registration Number | 3847021 |
| Registration Date | Tuesday, September 14, 2010 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, June 29, 2010 |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Description of Mark | The mark consists of Ship with 3 masts and the word "Vanguard" placed to the right of the ship. |
| Goods and Services | Downloadable electronic publications in the nature of newsletters, reports, guides, charts, worksheets, forms, instructional materials, educational materials, presentations, bulletins, pamphlets, and booklets in the fields of finance, saving, investing, investments, investment brokerage, and asset management; [ computer software for use in electronic trading of securities and portfolio management in the fields of finance, saving, investing, investments, investment brokerage, and asset management; computer software for use by financial services providers to prepare documents relating to the dissemination of information; computer software for use by financial services providers to conduct surveys and to assemble and manage information relating to retirement plans; computer software for managing the distribution of information about retirement plans to employees; computer software for producing printed informational materials and records in the field of retirement plans; computer software for use by businesses to manage employee compensation planning; computer software for managing investment portfolios; computer software for maintaining, managing and reporting financial information; computer software for use by financial services providers to obtain investment transaction and account information; computer software for initiating, processing and tracking financial transactions; computer software for use by investment fund administrators to enter securities trading orders, to receive confirmation of such orders, and to obtain price information, balance information and other data about funds and accounts; computer software for use in obtaining access to, and enhancing the user's experience of, an internet web site which provides news, information, transaction capability and online financial services; computer software for use by retirement plan sponsors to transmit and receive account information and other information by means of an online connection; computer software for use by financial investment advisors in portfolio allocation, sector analysis, portfolio modeling and portfolio rebalancing] |
| Goods and Services | Publications and printed matter, namely, newsletters, reports, books, guides, charts, worksheets, forms, instructional materials, educational materials, presentations, bulletins, pamphlets, booklets, posters, and leaflets in the fields of finance, saving, investing, investments, investment brokerage, and asset management; [computer software user's manuals for computer software used in the fields of finance, saving, investing, investments, investment brokerage, and asset management] |
| Goods and Services | Providing an interactive website that provides commercial financial transaction data, transaction capability, account management, financial reporting, accounting features and related reference information; [ providing reports of payroll related tax information to governmental agencies and to employers; accounting and bookkeeping services; ] providing business information to financial services providers by means of an internet web site in the field of business marketing; [ business consulting services in the field of employee compensation;] consulting services in the field of marketing financial services provided to financial services providers that sell The Vanguard Group, Inc.'s financial products and services; market research services rendered to financial services providers that sell The Vanguard Group, Inc.'s financial products and services; marketing services rendered to members of the financial services industry, namely, creating and designing promotional materials for use by financial services providers and assisting financial services providers that sell The Vanguard Group, Inc.'s financial products and services to develop their own marketing plans and to implement their own direct mail campaigns, advertising campaigns and public relations campaigns; business marketing and direct mail consulting services in the financial field provided to financial services providers that sell The Vanguard Group, Inc.'s financial products and services; [ providing facilities for business meetings; ] promoting public awareness of the need for investment planning; [business outsourcing services; ] business outsourcing and back-office support services, namely, bookkeeping and administration of operational support services for investment advisors; financial records management; database management of data records containing customer and business information; data processing services; business management services, namely, client account information management services. marketing consultation services provided to financial services providers that sell The Vanguard Group, Inc's financial products and services; development of marketing strategies and concepts for use by investment advisors that sell The Vanguard Group, Inc.'s financial products and services in brochures, advertisements, web sites and presentations [ ; tax consultation services] |
| Goods and Services | Full line of financial and investment services; house mark for providing a full range of services in the investment and financial fields, namely, mutual fund investment services, exchange-traded funds investment services, investment and insurance brokerage, investment management, asset management, investment advice and advisory services, securities lending, financial, investment, tax and actuarial consultation, financial and investment research, banking, administration of college savings plans, charitable fund raising, donor-advised investment of funds for charitable purposes, administration of charitable giving programs offering a variety of financial investment options, retirement planning, and annuities investment; providing information in the financial and investment fields; providing information in the financial and investment fields through electronic means; providing an interactive website and online computer database in the fields of investing, finance, saving, financial planning, financial news, financial information, analysis in the fields of investing, finance, and financial planning, financial portfolio management, financial decision making, investment research, monitoring investment value and performance of investments, analyzing investment performance, evaluating asset allocation, risk tolerance, financial alternative plans and investment time frames; administration of employee benefit plans, defined benefit plans, defined contribution plans and employee pension plans; financial planning and investment advisory services; [ financial, tax, insurance and actuarial consulting services; debit card services; ] check processing, checkwriting and bill payment services; assisting others with the completion of financial transactions for mutual funds, exchange-traded funds, stocks, bonds, securities and equities; cash management services; electronic funds transfer and payment services; providing information by phone and by online means in the fields of investment account information and financial research; research in the fields of finance, saving, investing, investments, investment brokerage, and asset management; donor advised investment of funds for charitable purposes; [ charitable fund raising services; ] automated securities trade execution services; financial administration and investment management services rendered to non-profit organizations; financial services rendered primarily to states, municipalities and tax exempt organizations, namely, providing financial news and information and investment account information by means of the internet; [ life insurance and annuity services; risk management services; estate planning, trust and administration services] |
| Goods and Services | Educational services, namely, workshops, classes, seminars and conferences in the fields of investing, finance, saving, business, financial planning, portfolio management, retirement planning, money management, investment strategy, and asset allocation and the distribution of course materials in connection therewith; providing webcasts in the fields of investing, finance, saving, business, financial planning, portfolio management, retirement planning, money management, investment strategy, and asset allocation; providing podcasts in the fields of investing, finance, saving, business, financial planning, portfolio management, retirement planning, money management, investment strategy, and asset allocation; providing online publications in the nature of newsletters, reports, guides, charts, worksheets, forms, instructional materials, educational materials, presentations, bulletins, pamphlets, and booklets in the fields of finance, saving, investing, investments, investment brokerage, and asset management; providing online seminars and workshops in the fields of investing, finance, saving, business, financial planning, portfolio management, retirement planning, money management, investment strategy, and asset allocation; providing information in the field of financial education to financial services providers by means of an internet web site; development and dissemination of educational materials for others in the field of financial services and investing [ ; entertainment and educational services in the nature of periodic television programs concerning financial topics] |
| International Class | 009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus. |
| US Class Codes | 021, 023, 026, 036, 038 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, April 16, 2009 |
| Primary Code | 009 |
| First Use Anywhere Date | Tuesday, January 4, 2005 |
| First Use In Commerce Date | Tuesday, January 4, 2005 |
| International Class | 016 - Paper, cardboard and goods made from these materials, not included in other classes; printed matter; bookbinding material; photographs; stationery; adhesives for stationery or household purposes; artists' materials; paint brushes; typewriters and office requisites (except furniture); instructional and teaching material (except apparatus); plastic materials for packaging (not included in other classes); printers' type; printing blocks. |
| US Class Codes | 002, 005, 022, 023, 029, 037, 038, 050 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, April 16, 2009 |
| Primary Code | 016 |
| First Use Anywhere Date | Tuesday, January 4, 2005 |
| First Use In Commerce Date | Tuesday, January 4, 2005 |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, April 16, 2009 |
| Primary Code | 035 |
| First Use Anywhere Date | Tuesday, January 4, 2005 |
| First Use In Commerce Date | Tuesday, January 4, 2005 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, April 16, 2009 |
| Primary Code | 036 |
| First Use Anywhere Date | Tuesday, January 4, 2005 |
| First Use In Commerce Date | Tuesday, January 4, 2005 |
| International Class | 041 - Education; providing of training; entertainment; sporting and cultural activities. |
| US Class Codes | 100, 101, 107 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, April 16, 2009 |
| Primary Code | 041 |
| First Use Anywhere Date | Tuesday, January 4, 2005 |
| First Use In Commerce Date | Tuesday, January 4, 2005 |
| Party Name | The Vanguard Group, Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Malvern, PA 19355 |
| Party Name | The Vanguard Group, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Malvern, PA 19355 |
| Party Name | The Vanguard Group, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Malvern, PA 19355 |
| Event Date | Event Description |
| Saturday, September 19, 2020 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
| Saturday, September 19, 2020 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| Saturday, September 19, 2020 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| Wednesday, September 16, 2020 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Thursday, August 6, 2020 | TEAS SECTION 8 & 9 RECEIVED |
| Saturday, September 14, 2019 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| Friday, September 7, 2018 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Friday, January 12, 2018 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Friday, January 12, 2018 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Saturday, September 24, 2016 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Saturday, September 24, 2016 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Saturday, September 24, 2016 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Monday, July 18, 2016 | TEAS SECTION 8 & 15 RECEIVED |
| Monday, July 18, 2016 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Monday, September 14, 2015 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Tuesday, September 14, 2010 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, June 29, 2010 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, June 29, 2010 | PUBLISHED FOR OPPOSITION |
| Monday, May 24, 2010 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Monday, May 24, 2010 | ASSIGNED TO LIE |
| Friday, May 14, 2010 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Friday, May 14, 2010 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Friday, May 14, 2010 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Friday, May 14, 2010 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Tuesday, April 27, 2010 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Tuesday, April 27, 2010 | NON-FINAL ACTION E-MAILED |
| Tuesday, April 27, 2010 | NON-FINAL ACTION WRITTEN |
| Tuesday, March 30, 2010 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, March 29, 2010 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, March 29, 2010 | TEAS RESPONSE TO SUSPENSION INQUIRY RECEIVED |
| Thursday, January 28, 2010 | NOTIFICATION OF LETTER OF SUSPENSION E-MAILED |
| Thursday, January 28, 2010 | LETTER OF SUSPENSION E-MAILED |
| Thursday, January 28, 2010 | SUSPENSION LETTER WRITTEN |
| Tuesday, January 5, 2010 | ASSIGNED TO EXAMINER |
| Friday, December 18, 2009 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Friday, December 18, 2009 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Friday, December 18, 2009 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Wednesday, December 16, 2009 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Wednesday, December 16, 2009 | NON-FINAL ACTION E-MAILED |
| Wednesday, December 16, 2009 | NON-FINAL ACTION WRITTEN |
| Monday, November 30, 2009 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, November 30, 2009 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, November 30, 2009 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Wednesday, November 25, 2009 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Wednesday, November 25, 2009 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Wednesday, November 25, 2009 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, November 25, 2009 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Wednesday, May 27, 2009 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Wednesday, May 27, 2009 | NON-FINAL ACTION E-MAILED |
| Wednesday, May 27, 2009 | NON-FINAL ACTION WRITTEN |
| Wednesday, May 13, 2009 | ASSIGNED TO EXAMINER |
| Friday, April 17, 2009 | NOTICE OF DESIGN SEARCH CODE MAILED |
| Thursday, April 16, 2009 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Thursday, April 16, 2009 | NEW APPLICATION ENTERED IN TRAM |