| Serial Number | 90799169 |
| Word Mark | UPPER CAPITAL |
| Filing Date | Monday, June 28, 2021 |
| Status | 748 - STATEMENT OF USE - TO EXAMINER |
| Status Date | Monday, March 25, 2024 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, January 10, 2023 |
| Goods and Services | Providing venture capital, development capital, private equity and investment funding to emerging and start-up companies; Professional financial services, namely, venture investing and digital currency investing |
| Goods and Services | Business consulting services, business services, namely, providing assistance in development of business strategies and product ideation, business services, namely, matching, identifying and securing private investors with entrepreneurs needing funding, business assistance with acquisition and the development of business strategies, and consultancy and advisory services in the field of business strategy, all of the forgoing to emerging and start-up companies |
| Disclaimer with Predetermined Text | "CAPITAL" |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, September 10, 2021 |
| Primary Code | 035 |
| First Use Anywhere Date | Tuesday, March 16, 2021 |
| First Use In Commerce Date | Tuesday, March 16, 2021 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, September 10, 2021 |
| Primary Code | 036 |
| First Use Anywhere Date | Tuesday, March 16, 2021 |
| First Use In Commerce Date | Tuesday, March 16, 2021 |
| Party Name | UPPER CAPITAL ADVISORS LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | SAN JUAN 00907 PR |
| Party Name | UPPER CAPITAL ADVISORS LLC |
| Party Type | 11 - New Owner Before Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | SAN JUAN 00907 PR |
| Party Name | Upper Capital OZ, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Claymont, DE 19703 |
| Event Date | Event Description |
| Tuesday, March 26, 2024 | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED |
| Monday, March 25, 2024 | STATEMENT OF USE PROCESSING COMPLETE |
| Wednesday, March 6, 2024 | USE AMENDMENT FILED |
| Monday, March 25, 2024 | SOU EXTENSION 2 GRANTED |
| Wednesday, March 6, 2024 | SOU EXTENSION 2 FILED |
| Monday, March 25, 2024 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Wednesday, March 6, 2024 | TEAS STATEMENT OF USE RECEIVED |
| Wednesday, March 6, 2024 | SOU TEAS EXTENSION RECEIVED |
| Friday, January 12, 2024 | ASSIGNED TO EXAMINER |
| Tuesday, September 5, 2023 | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED |
| Friday, September 1, 2023 | SOU EXTENSION 1 GRANTED |
| Friday, September 1, 2023 | SOU EXTENSION 1 FILED |
| Friday, September 1, 2023 | SOU TEAS EXTENSION RECEIVED |
| Wednesday, May 24, 2023 | TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS |
| Wednesday, May 24, 2023 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Wednesday, May 24, 2023 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Wednesday, May 24, 2023 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Wednesday, May 24, 2023 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Wednesday, May 24, 2023 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Tuesday, March 7, 2023 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, January 10, 2023 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, January 10, 2023 | PUBLISHED FOR OPPOSITION |
| Wednesday, December 21, 2022 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Thursday, December 8, 2022 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Friday, November 25, 2022 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Tuesday, November 8, 2022 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, November 8, 2022 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, November 8, 2022 | ASSIGNED TO LIE |
| Friday, September 23, 2022 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Friday, March 25, 2022 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Friday, March 25, 2022 | NON-FINAL ACTION E-MAILED |
| Friday, March 25, 2022 | NON-FINAL ACTION WRITTEN |
| Friday, March 18, 2022 | ASSIGNED TO EXAMINER |
| Friday, September 10, 2021 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Thursday, July 1, 2021 | NEW APPLICATION ENTERED |