UNI-K PLAN Trademark

Trademark Overview

On Monday, August 20, 2001, a trademark application was filed for UNI-K PLAN with the United States Patent and Trademark Office. The USPTO has given the UNI-K PLAN trademark a serial number of 76302105. The federal status of this trademark filing is REGISTERED AND RENEWED as of Friday, September 2, 2016. This trademark is owned by Pioneer Investment Management, Inc.. The UNI-K PLAN trademark is filed in the Insurance & Financial Services category with the following description:

Financial investment and advisory services namely providing 401(k) retirement plans for small businesses and owner-only businesses
uni-k plan

General Information

Serial Number76302105
Word MarkUNI-K PLAN
Filing DateMonday, August 20, 2001
Status800 - REGISTERED AND RENEWED
Status DateFriday, September 2, 2016
Registration Number3107156
Registration DateTuesday, June 20, 2006
Mark Drawing1 - Typeset: Word(s) / letter(s) / number(s)
Published for Opposition DateTuesday, August 30, 2005

Trademark Statements

NOT AVAILABLE"PLAN"
Pseudo MarkUNIT K PLAN
Goods and ServicesFinancial investment and advisory services namely providing 401(k) retirement plans for small businesses and owner-only businesses

Classification Information

International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateWednesday, September 5, 2001
Primary Code036
First Use Anywhere DateMonday, October 1, 2001
First Use In Commerce DateMonday, October 1, 2001

Trademark Owner History

Party NameVICTORY CAPITAL MANAGEMENT INC.
Party Type32 - New Owner After Registration
Legal Entity Type03 - Corporation
AddressBROOKLYN, OH 44144
Party NameAMUNDI PIONEER ASSET MANAGEMENT, INC.
Party Type31 - New Owner After Registration
Legal Entity Type03 - Corporation
AddressBOSTON, MA 02109
Party NamePioneer Investment Management, Inc.
Party Type30 - Original Registrant
Legal Entity Type03 - Corporation
AddressBoston, MA 02109
Party NamePioneer Investment Management, Inc.
Party Type20 - Owner at Publication
Legal Entity Type03 - Corporation
AddressBoston, MA 02109
Party NamePioneer Investment Management, Inc.
Party Type10 - Original Applicant
Legal Entity Type03 - Corporation
AddressBoston, MA 02109

Trademark Events

Event DateEvent Description
Friday, September 28, 2001ASSIGNED TO EXAMINER
Wednesday, October 31, 2001NON-FINAL ACTION MAILED
Thursday, May 2, 2002PAPER RECEIVED
Thursday, May 2, 2002CORRESPONDENCE RECEIVED IN LAW OFFICE
Monday, December 16, 2002PAPER RECEIVED
Thursday, December 26, 2002PAPER RECEIVED
Friday, March 14, 2003NON-FINAL ACTION MAILED
Tuesday, September 16, 2003PAPER RECEIVED
Monday, September 22, 2003PAPER RECEIVED
Tuesday, October 14, 2003CASE FILE IN TICRS
Monday, September 22, 2003PAPER RECEIVED
Tuesday, September 16, 2003CORRESPONDENCE RECEIVED IN LAW OFFICE
Wednesday, December 3, 2003FINAL REFUSAL MAILED
Monday, September 22, 2003UNRESPONSIVE/DUPLICATE PAPER RECEIVED
Wednesday, June 9, 2004EXPARTE APPEAL RECEIVED AT TTAB
Thursday, June 10, 2004EX PARTE APPEAL-INSTITUTED
Tuesday, June 1, 2004PAPER RECEIVED
Thursday, June 10, 2004PAPER RECEIVED
Thursday, July 22, 2004PAPER RECEIVED
Wednesday, September 8, 2004PAPER RECEIVED
Wednesday, September 1, 2004PAPER RECEIVED
Monday, November 8, 2004EXAMINERS STATEMENT - COMPLETED
Monday, November 8, 2004EXAMINERS STATEMENT MAILED
Thursday, March 10, 2005EX PARTE APPEAL-REFUSAL REVERSED
Thursday, March 10, 2005EXPARTE APPEAL TERMINATED
Friday, April 1, 2005APPROVED FOR PUB - PRINCIPAL REGISTER
Tuesday, April 12, 2005ASSIGNED TO LIE
Thursday, April 28, 2005LAW OFFICE PUBLICATION REVIEW COMPLETED
Wednesday, August 10, 2005NOTICE OF PUBLICATION
Tuesday, August 30, 2005PUBLISHED FOR OPPOSITION
Tuesday, November 22, 2005NOA MAILED - SOU REQUIRED FROM APPLICANT
Wednesday, December 21, 2005TEAS STATEMENT OF USE RECEIVED
Wednesday, December 21, 2005USE AMENDMENT FILED
Tuesday, April 25, 2006STATEMENT OF USE PROCESSING COMPLETE
Monday, May 1, 2006ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
Friday, May 5, 2006ASSIGNED TO LIE
Tuesday, May 9, 2006LAW OFFICE REGISTRATION REVIEW COMPLETED
Tuesday, June 20, 2006REGISTERED-PRINCIPAL REGISTER
Wednesday, April 4, 2012TEAS CHANGE OF CORRESPONDENCE RECEIVED
Wednesday, April 4, 2012TEAS SECTION 8 & 15 RECEIVED
Friday, April 20, 2012CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Friday, April 20, 2012REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Friday, April 20, 2012NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - MAILED
Monday, June 13, 2016TEAS SECTION 8 & 9 RECEIVED
Friday, September 2, 2016CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Friday, September 2, 2016REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Friday, September 2, 2016REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Friday, September 2, 2016NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - MAILED
Wednesday, April 15, 2020AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Wednesday, June 18, 2025ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Sunday, June 22, 2025ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Sunday, June 22, 2025AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Thursday, October 23, 2025ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Wednesday, November 26, 2025ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY

Related Keywords

plan businesses small plans owner only retirement providing investment advisory services