| Serial Number | 87583847 |
| Word Mark | UMBONO |
| Filing Date | Friday, August 25, 2017 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, March 19, 2019 |
| Registration Number | 5704222 |
| Registration Date | Tuesday, March 19, 2019 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, May 29, 2018 |
| Goods and Services | Investment advice; Investment advisory services; Investment management; Investment of funds; Investment of funds for others; Management of a capital investment fund; Advice relating to investments; Capital investment; Capital investment services; Commodity investment advice; Financial investment analysis and stock research; Financial investment in the field of natural resources; Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services; Financial services, namely, operation and management of hedge funds, commodity pools and other collective investment vehicles, and trading for others of securities, options, futures, derivatives, debt instruments and commodities; Funds investment; Hedge fund investment services; Private equity fund investment services; Providing investors with financial information; Providing financial services with respect to securities and other financial instruments and products, namely, trading of and investments in securities and financial instruments and products for others; Providing information and research in the field of finance and financial investments; Providing information, commentary and advice in the field of finance, financial investments and financial valuations; Providing venture capital, development capital, private equity and investment funding; Public equity investment management; Investment banking services; Investment brokerage; Investment by electronic means; Investment clubs; Investment consultancy; Investment consultation; Investment management of and distribution of annuities; Investment management of and distribution of variable annuities; Investment management services in the field of acquiring joint ventures; Investment risk assessment services; Investment services, namely, asset acquisition, consultation, development and management services; Management of private equity funds; Advising others concerning investments in intellectual property assets and intangible business assets, both directly and indirectly through other entities; Advisory services relating to credit and debit control, investment, grants and financing of loans; Annuity services, namely, account and investment administration; Annuity services, namely, account and investment administration and the investment and distribution of annuity funds; Brokerage services for capital investments; Brokerage services in the field of securities and commodities investing; Capital investment consulting; Consultancy of capital investment; Consultation in art as an investment; Equity capital investment; Financial investment brokerage; Financial investment brokerage services; Financial investment services, namely, administering the issuance, underwriting and distribution of securities; Financial and investment services, namely, asset and investment acquisition, consultation, advisory and development; Financial consulting services, namely, advising others regarding intellectual property investments; Financial planning and investment advisory services; Financial services in the nature of an investment security; Financial services, namely, investment fund transfer and transaction services; Financial services, namely, a total portfolio offering for high net worth clients consisting of both separate accounts and mutual funds for equity and fixed income investments; Financial services, namely, coordination, within a single account, of an investment portfolio's maintenance, trading, rebalancing, and tax management needs; Financial services, namely, providing an investment option available for variable annuity and variable life insurance products; Fund investment consultation; Fund investment services featuring securities offered according to previously established criteria in order to maintain a predetermined level of payments to the account holder; Fund investment services featuring the trading of an account holder's securities according to previously established criteria in order to maintain a predetermined level of payments to the account holder; Global investment research services; Information, advisory, consultancy and research services relating to finance and investments; Leveraged buy outs and investments in financially distressed or underperforming companies; Maintaining escrow accounts for investments; Merchant banking and investment banking services; Monitoring financial markets for investment purposes; Mutual fund investment; Mutual funds and capital investment; Providing information and advice in the field of finance, financial investments, financial valuations, and the financial aspects of retirement; Real estate investment services; Real estate investment services in the nature of purchasing and selling of real estate for others; Real estate investment trust advisory services; Real estate investment trust management services; Real estate investment trust services; Real estate funds investment services; Securities trading and investing services for others via the internet; Transfer agency services rendered to issuers of investment securities; Trust services, namely, investment and trust company services; Venture capital fund management |
| Goods and Services | Business intermediary services relating to the matching of potential private investors with entrepreneurs needing funding; Business services, namely, assisting the owners of intellectual property and intangible assets in finding investors; Business services, namely, matching potential private investors with entrepreneurs needing funding; Providing a financial index in the nature of quantitative measurements for analyzing investor attitudes; Providing information pertaining to investors who qualify to purchase certain types of securities |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, August 31, 2017 |
| Primary Code | 035 |
| First Use Anywhere Date | Friday, September 1, 2017 |
| First Use In Commerce Date | Friday, September 1, 2017 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, August 31, 2017 |
| Primary Code | 036 |
| First Use Anywhere Date | Thursday, October 1, 1998 |
| First Use In Commerce Date | Thursday, October 1, 1998 |
| Party Name | Umbono Capital LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | The Woodlands, TX 77381 |
| Party Name | Umbono Capital LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | The Woodlands, TX 77381 |
| Party Name | Umbono Capital LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | The Woodlands, TX 77381 |
| Event Date | Event Description |
| Tuesday, March 19, 2024 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Tuesday, March 19, 2019 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, February 12, 2019 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| Monday, February 11, 2019 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Friday, January 25, 2019 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Friday, January 25, 2019 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, January 24, 2019 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Monday, December 10, 2018 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Monday, December 10, 2018 | NON-FINAL ACTION E-MAILED |
| Monday, December 10, 2018 | SU - NON-FINAL ACTION - WRITTEN |
| Saturday, December 1, 2018 | STATEMENT OF USE PROCESSING COMPLETE |
| Tuesday, November 13, 2018 | USE AMENDMENT FILED |
| Friday, November 30, 2018 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Tuesday, November 13, 2018 | TEAS STATEMENT OF USE RECEIVED |
| Tuesday, July 24, 2018 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, May 29, 2018 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, May 29, 2018 | PUBLISHED FOR OPPOSITION |
| Wednesday, May 9, 2018 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Thursday, April 26, 2018 | ELECTRONIC RECORD REVIEW COMPLETE |
| Friday, April 20, 2018 | ON HOLD - ELECTRONIC RECORD REVIEW REQUIRED |
| Friday, April 13, 2018 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Thursday, March 1, 2018 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Thursday, March 1, 2018 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, February 22, 2018 | ASSIGNED TO LIE |
| Tuesday, February 13, 2018 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Thursday, November 30, 2017 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Thursday, November 30, 2017 | NON-FINAL ACTION E-MAILED |
| Thursday, November 30, 2017 | NON-FINAL ACTION WRITTEN |
| Thursday, November 30, 2017 | ASSIGNED TO EXAMINER |
| Thursday, August 31, 2017 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Tuesday, August 29, 2017 | NEW APPLICATION ENTERED |