| Serial Number | 76136032 |
| Word Mark | UBS WARBURG DIRECT |
| Filing Date | Wednesday, September 27, 2000 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Friday, June 3, 2011 |
| Registration Number | 2898498 |
| Registration Date | Tuesday, November 2, 2004 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, August 5, 2003 |
| Disclaimer with Predetermined Text | "DIRECT" |
| Goods and Services | Blank magnetic and optical data carriers; computer software in the fields of banking, insurance and financial services, namely, for accessing financial and account information and for transacting bank business; computer software for accessing and conducting electronic banking services via a global computer network and telecommunications networks; computer software for use in the communication of data between computers and other computers or computer peripherals; computer software for use in the field of personal and business finance and accounting, namely, for electronic fund transfers, accounting and account management, trade entry, execution and clearance, financial analysis, forecasting and research, financial statements, and reports, risk and analysis and management, management and reporting of financial information; and computer software for use in investment banking; investment management, investment research and analysis, investment advice, financial information services, financial projections, compilation of market indices, payment systems, on-line banking, financial planning, insurance transactions, and the trading of securities, currencies, options, foreign exchange, futures, funds and commodities |
| Goods and Services | Printed matter, namely, booklets, magazines, newsletters, brochures, manuals, handbooks, guides, books, newspapers, reports, catalogues, lists, pamphlets, leaflets, and flyers, in the fields of banking, insurance, and financial services |
| Goods and Services | Tax preparation and consultation; telephone answering services; and data processing services via global computer; and business research |
| Goods and Services | Insurance brokerage; insurance consultation; financial management; financial analysis and consultation; banking services; electronic banking services, stock exchange services; derivatives exchange services; investment management; investment brokerage, namely, security brokerage, stock brokerage, mutual fund brokerage, commodity brokerage, mortgage brokerage, stock brokerages and real estate brokerage; real estate management services; real estate management consultation; trusteeship representatives; financial sponsorship of cultural events, sporting events and scientific research; and financial research |
| Goods and Services | Telecommunications services, namely, electronic transmission of data; telegram transmission; electronic transmission of data and documents via computer terminals; electronic mail services; videotext services; providing multiple-user access to a global computer network |
| Goods and Services | Legal services relating to the founding and administration of companies; scientific research; computer data processing for others; computer programming for others; and intellectual property consultation |
| International Class | 009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus. |
| US Class Codes | 021, 023, 026, 036, 038 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, June 3, 2011 |
| Primary Code | 009 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 016 - Paper, cardboard and goods made from these materials, not included in other classes; printed matter; bookbinding material; photographs; stationery; adhesives for stationery or household purposes; artists' materials; paint brushes; typewriters and office requisites (except furniture); instructional and teaching material (except apparatus); plastic materials for packaging (not included in other classes); printers' type; printing blocks. |
| US Class Codes | 002, 005, 022, 023, 029, 037, 038, 050 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, June 3, 2011 |
| Primary Code | 016 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, June 3, 2011 |
| Primary Code | 035 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, June 3, 2011 |
| Primary Code | 036 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 038 - Services allowing people to communicate with another by a sensory means. |
| US Class Codes | 100, 101, 104 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, June 3, 2011 |
| Primary Code | 038 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, June 3, 2011 |
| Primary Code | 042 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| Party Name | UBS AG |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | CH-8001 Zurich CH |
| Party Name | UBS AG |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | CH-8001 Zurich CH |
| Party Name | UBS AG |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | CH-8001 Zurich CH |
| Event Date | Event Description |
| Friday, June 3, 2011 | CANCELLED SEC. 8 (6-YR) |
| Tuesday, November 2, 2004 | REGISTERED-PRINCIPAL REGISTER |
| Monday, September 13, 2004 | CASE FILE IN TICRS |
| Monday, August 30, 2004 | EXTENSION OF TIME TO OPPOSE PROCESS - TERMINATED |
| Wednesday, September 3, 2003 | EXTENSION OF TIME TO OPPOSE RECEIVED |
| Tuesday, August 5, 2003 | PUBLISHED FOR OPPOSITION |
| Wednesday, July 16, 2003 | NOTICE OF PUBLICATION |
| Tuesday, June 3, 2003 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Monday, May 5, 2003 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, May 5, 2003 | PAPER RECEIVED |
| Tuesday, April 29, 2003 | NON-FINAL ACTION MAILED |
| Monday, April 28, 2003 | PREVIOUS ALLOWANCE COUNT WITHDRAWN |
| Wednesday, April 23, 2003 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Sunday, March 23, 2003 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, March 25, 2003 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, March 25, 2003 | PAPER RECEIVED |
| Wednesday, October 16, 2002 | FINAL REFUSAL MAILED |
| Tuesday, October 15, 2002 | ASSIGNED TO EXAMINER |
| Monday, September 23, 2002 | Sec. 1(B) CLAIM DELETED |
| Monday, September 23, 2002 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, September 23, 2002 | PAPER RECEIVED |
| Sunday, September 22, 2002 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, April 16, 2002 | INQUIRY AS TO SUSPENSION MAILED |
| Thursday, October 11, 2001 | LETTER OF SUSPENSION MAILED |
| Tuesday, July 31, 2001 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, January 31, 2001 | NON-FINAL ACTION MAILED |
| Wednesday, January 31, 2001 | ASSIGNED TO EXAMINER |