| Serial Number | 77354427 |
| Word Mark | UBS ASSET MANAGEMENT |
| Filing Date | Tuesday, December 18, 2007 |
| Status | 800 - REGISTERED AND RENEWED |
| Status Date | Tuesday, December 17, 2019 |
| Registration Number | 3623967 |
| Registration Date | Tuesday, May 19, 2009 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, July 15, 2008 |
| Amendment to a Registration/Renewal Certificate | The drawing is amended to appear as follows: UBS ASSET MANAGEMENT. In the statement, Page 2, Column 2, line 4, "Global" is deleted. |
| Disclaimer with Predetermined Text | "ASSET MANAGEMENT" |
| Goods and Services | [ Preparation of financial business reports; financial statement preparation and analysis for businesses ] |
| Goods and Services | Banking; financial affairs, namely, financial management, financial planning, financial forecasting, financial portfolio management and financial analysis and consultation; [ insurance affairs, namely, insurance brokerage and insurance consultation for all types of insurance; financial information provided by electronic means; financial services, namely, providing information in the field of finance via the Internet and providing on-line stored value accounts in an electronic environment; electronic banking services via a global computer network; ] stock brokerage services, namely, trading in securities, derivatives and currencies; monetary exchange; commodities exchange services; financial exchange; financial information in the nature of rates of exchange; futures exchange services; currency exchange and advice; [ brokerage in the field of commodities, investments, real estate, mortgage, mutual funds, securities and stocks; consultation services in the field of banking, commodities, investments, real estate, mortgage, mutual funds, securities, stocks, capital investment, credit and credit inquiry; agencies in the field of bonds and other securities; transfer agency services rendered to issuers of investment securities; financial consultation services in the field of payment systems; investment management services, namely, management of assets; administration of employee pension plans for others; financial transactions, namely, investment fund transfer and transaction services; debit card services; debit account services via a computer readable card; consultancy services in the field of financial planning and financial management; financial management, namely, management of mutual funds; financial consultation services in the field of financial planning, financial management, and payment systems; investment management and risk management; financial services for trusts, namely, investment fund transfer and transaction services; ] investment advisory services and asset management services [ ; real estate acquisition services; real estate equity sharing, namely, managing and arranging for co-ownership of real estate; real estate investment; real estate management; estate trust management; trust services, namely, investment and trust company services; estate planning; trusteeship representatives; providing investment advice, namely, in connection with insurance, finance, banking, commodity, currency and real estate services; consultation and commissioning orders in connection with insurance, finance, banking, commodity, currency and real estate services; brokerage services in connection with trading in energy, sources of energy and energy by-products; and financial sponsorship in the fields of the cultural arts, sports and research into economics, politics and law ] |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | B - Sec. 8 - Class(es) in a Multiple Class registration |
| Class Status Date | Tuesday, December 17, 2019 |
| Primary Code | 035 |
| First Use Anywhere Date | Sunday, March 31, 2002 |
| First Use In Commerce Date | Sunday, March 31, 2002 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, December 21, 2007 |
| Primary Code | 036 |
| First Use Anywhere Date | Sunday, March 31, 2002 |
| First Use In Commerce Date | Sunday, March 31, 2002 |
| Party Name | UBS GROUP AG |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 03 - Corporation |
| Address | ZURICH 8001 CH |
| Party Name | UBS AG |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Zurich CH-8001 CH |
| Party Name | UBS AG |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Zurich CH-8001 CH |
| Party Name | UBS AG |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Zurich CH-8001 CH |
| Event Date | Event Description |
| Friday, January 31, 2020 | AMENDMENT UNDER SECTION 7 ¿ PROCESSED |
| Friday, January 31, 2020 | TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED |
| Friday, January 31, 2020 | POST REGISTRATION ACTION MAILED - SEC. 7 |
| Tuesday, January 14, 2020 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Friday, January 10, 2020 | OTQR WITHDRAWAL FROM PUBLICATION |
| Tuesday, December 17, 2019 | NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED |
| Tuesday, December 17, 2019 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| Tuesday, December 17, 2019 | REGISTERED - SEC. 9 GRANTED/CHECK RECORD FOR SEC. 8 |
| Tuesday, December 17, 2019 | REGISTERED - PARTIAL SEC. 8 (10-YR) ACCEPTED |
| Tuesday, December 17, 2019 | AMENDMENT UNDER SECTION 7 ¿ PROCESSED |
| Saturday, November 16, 2019 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Wednesday, October 9, 2019 | TEAS SECTION 8 & 9 RECEIVED |
| Wednesday, October 9, 2019 | TEAS SECTION 7 REQUEST RECEIVED |
| Saturday, May 19, 2018 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| Wednesday, January 25, 2017 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Friday, September 12, 2014 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Friday, September 12, 2014 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Friday, September 12, 2014 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Thursday, August 28, 2014 | TEAS SECTION 8 & 15 RECEIVED |
| Wednesday, August 18, 2010 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, May 19, 2009 | REGISTERED-PRINCIPAL REGISTER |
| Friday, April 10, 2009 | LAW OFFICE REGISTRATION REVIEW COMPLETED |
| Friday, April 10, 2009 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Tuesday, March 31, 2009 | STATEMENT OF USE PROCESSING COMPLETE |
| Monday, March 9, 2009 | USE AMENDMENT FILED |
| Tuesday, March 31, 2009 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Monday, March 9, 2009 | TEAS STATEMENT OF USE RECEIVED |
| Tuesday, October 7, 2008 | NOA MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, July 15, 2008 | PUBLISHED FOR OPPOSITION |
| Wednesday, June 25, 2008 | NOTICE OF PUBLICATION |
| Wednesday, June 11, 2008 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Wednesday, June 11, 2008 | ASSIGNED TO LIE |
| Wednesday, June 11, 2008 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Tuesday, May 27, 2008 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, May 27, 2008 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, May 27, 2008 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Monday, March 24, 2008 | NOTIFICATION OF PRIORITY ACTION E-MAILED |
| Monday, March 24, 2008 | PRIORITY ACTION E-MAILED |
| Monday, March 24, 2008 | PRIORITY ACTION WRITTEN |
| Friday, March 21, 2008 | ASSIGNED TO EXAMINER |
| Friday, December 21, 2007 | NEW APPLICATION ENTERED IN TRAM |