| Serial Number | 77350891 |
| Word Mark | UBS |
| Filing Date | Thursday, December 13, 2007 |
| Status | 800 - REGISTERED AND RENEWED |
| Status Date | Saturday, May 11, 2019 |
| Registration Number | 3623958 |
| Registration Date | Tuesday, May 19, 2009 |
| Mark Drawing | 3 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, July 15, 2008 |
| Goods and Services | Financial affairs, namely, financial management and financial analysis and consultation; banking; provision of financial information via computer systems; electronic banking services via a world-wide computer network; interactive electronic provision of financial services, namely, providing on-line stored value accounts in an electronic environment and banking services via global computer networks; stock exchange services including trading in securities, derivatives and currencies; money lending; broker and consultancy services in connection with insurance, financial, banking or real estate matters as well as currency exchange and trading matters, and agency services in the field of insurance or real estate matters as well as currency exchange; financial consultancy services in the field of payment systems; management of provident funds; financial transactions, namely, investment fund transfer and transactions and electronic fund transfer; consultancy services in the field of financial planning and financial management; services in the field of investment, financial risk management, and credit risk management; investment services, namely, asset management; real estate services, namely, real estate acquisition services, real estate appraisal, real estate equity sharing, namely, managing and arranging for co-ownership of real estate; real estate escrow services, real estate investment and real estate management; financial services for trusts, namely, estate trust management; trust services, namely, investment and trust company services, estate planning and trusteeship representatives; evaluation of financial investments; insurance affairs, namely, insurance brokerage; insurance consultation; brokerage services in connection with trading in energy, sources of energy and energy by-products; financial sponsorship in the fields of culture, arts, sports and economics, law, tax and political research; conducting electronic banking services and financial services, namely, money lending services via global computer networks; and consultancy services for all the above-listed services |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Description of Mark | The mark consists of the letters "UBS" and a design consisting of three keys. |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, December 18, 2007 |
| Primary Code | 036 |
| First Use Anywhere Date | Thursday, April 16, 1998 |
| First Use In Commerce Date | Thursday, April 16, 1998 |
| Party Name | UBS GROUP AG |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 03 - Corporation |
| Address | ZURICH 8001 CH |
| Party Name | UBS AG |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Zurich CH-8001 CH |
| Party Name | UBS AG |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Zurich CH-8001 CH |
| Party Name | UBS AG |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Zurich CH-8001 CH |
| Event Date | Event Description |
| Tuesday, December 18, 2007 | NEW APPLICATION ENTERED |
| Wednesday, December 19, 2007 | NOTICE OF DESIGN SEARCH CODE MAILED |
| Friday, March 21, 2008 | ASSIGNED TO EXAMINER |
| Monday, March 24, 2008 | PRIORITY ACTION WRITTEN |
| Monday, March 24, 2008 | PRIORITY ACTION E-MAILED |
| Monday, March 24, 2008 | NOTIFICATION OF PRIORITY ACTION E-MAILED |
| Tuesday, May 27, 2008 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Tuesday, May 27, 2008 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, May 27, 2008 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Wednesday, June 11, 2008 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, June 11, 2008 | ASSIGNED TO LIE |
| Wednesday, June 11, 2008 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Wednesday, June 25, 2008 | NOTICE OF PUBLICATION |
| Tuesday, July 15, 2008 | PUBLISHED FOR OPPOSITION |
| Tuesday, October 7, 2008 | NOA MAILED - SOU REQUIRED FROM APPLICANT |
| Wednesday, March 18, 2009 | TEAS STATEMENT OF USE RECEIVED |
| Tuesday, April 7, 2009 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Wednesday, March 18, 2009 | USE AMENDMENT FILED |
| Tuesday, April 7, 2009 | STATEMENT OF USE PROCESSING COMPLETE |
| Friday, April 10, 2009 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Tuesday, April 14, 2009 | LAW OFFICE REGISTRATION REVIEW COMPLETED |
| Tuesday, May 19, 2009 | REGISTERED-PRINCIPAL REGISTER |
| Wednesday, August 18, 2010 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Thursday, August 28, 2014 | TEAS SECTION 8 & 15 RECEIVED |
| Friday, September 12, 2014 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Friday, September 12, 2014 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Friday, September 12, 2014 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Wednesday, January 25, 2017 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Saturday, May 19, 2018 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| Monday, April 8, 2019 | TEAS SECTION 8 & 9 RECEIVED |
| Saturday, May 11, 2019 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Saturday, May 11, 2019 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| Saturday, May 11, 2019 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| Saturday, May 11, 2019 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
| Tuesday, November 25, 2025 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Tuesday, November 25, 2025 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Tuesday, November 25, 2025 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Tuesday, November 25, 2025 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Tuesday, November 25, 2025 | TEAS CHANGE OF DOMESTIC REPRESENTATIVES ADDRESS |
| Tuesday, November 25, 2025 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |