| Serial Number | 77350891 |
| Word Mark | UBS |
| Filing Date | Thursday, December 13, 2007 |
| Status | 800 - REGISTERED AND RENEWED |
| Status Date | Saturday, May 11, 2019 |
| Registration Number | 3623958 |
| Registration Date | Tuesday, May 19, 2009 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, July 15, 2008 |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Description of Mark | The mark consists of the letters "UBS" and a design consisting of three keys. |
| Goods and Services | Financial affairs, namely, financial management and financial analysis and consultation; banking; provision of financial information via computer systems; electronic banking services via a world-wide computer network; interactive electronic provision of financial services, namely, providing on-line stored value accounts in an electronic environment and banking services via global computer networks; stock exchange services including trading in securities, derivatives and currencies; money lending; broker and consultancy services in connection with insurance, financial, banking or real estate matters as well as currency exchange and trading matters, and agency services in the field of insurance or real estate matters as well as currency exchange; financial consultancy services in the field of payment systems; management of provident funds; financial transactions, namely, investment fund transfer and transactions and electronic fund transfer; consultancy services in the field of financial planning and financial management; services in the field of investment, financial risk management, and credit risk management; investment services, namely, asset management; real estate services, namely, real estate acquisition services, real estate appraisal, real estate equity sharing, namely, managing and arranging for co-ownership of real estate; real estate escrow services, real estate investment and real estate management; financial services for trusts, namely, estate trust management; trust services, namely, investment and trust company services, estate planning and trusteeship representatives; evaluation of financial investments; insurance affairs, namely, insurance brokerage; insurance consultation; brokerage services in connection with trading in energy, sources of energy and energy by-products; financial sponsorship in the fields of culture, arts, sports and economics, law, tax and political research; conducting electronic banking services and financial services, namely, money lending services via global computer networks; and consultancy services for all the above-listed services |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, December 18, 2007 |
| Primary Code | 036 |
| First Use Anywhere Date | Thursday, April 16, 1998 |
| First Use In Commerce Date | Thursday, April 16, 1998 |
| Party Name | UBS GROUP AG |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 03 - Corporation |
| Address | ZURICH 8001 CH |
| Party Name | UBS AG |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Zurich CH-8001 CH |
| Party Name | UBS AG |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Zurich CH-8001 CH |
| Party Name | UBS AG |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Zurich CH-8001 CH |
| Event Date | Event Description |
| Saturday, May 11, 2019 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
| Saturday, May 11, 2019 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| Saturday, May 11, 2019 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| Saturday, May 11, 2019 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Monday, April 8, 2019 | TEAS SECTION 8 & 9 RECEIVED |
| Saturday, May 19, 2018 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| Wednesday, January 25, 2017 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Friday, September 12, 2014 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Friday, September 12, 2014 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Friday, September 12, 2014 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Thursday, August 28, 2014 | TEAS SECTION 8 & 15 RECEIVED |
| Wednesday, August 18, 2010 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, May 19, 2009 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, April 14, 2009 | LAW OFFICE REGISTRATION REVIEW COMPLETED |
| Friday, April 10, 2009 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Tuesday, April 7, 2009 | STATEMENT OF USE PROCESSING COMPLETE |
| Wednesday, March 18, 2009 | USE AMENDMENT FILED |
| Tuesday, April 7, 2009 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Wednesday, March 18, 2009 | TEAS STATEMENT OF USE RECEIVED |
| Tuesday, October 7, 2008 | NOA MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, July 15, 2008 | PUBLISHED FOR OPPOSITION |
| Wednesday, June 25, 2008 | NOTICE OF PUBLICATION |
| Wednesday, June 11, 2008 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Wednesday, June 11, 2008 | ASSIGNED TO LIE |
| Wednesday, June 11, 2008 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Tuesday, May 27, 2008 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, May 27, 2008 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, May 27, 2008 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Monday, March 24, 2008 | NOTIFICATION OF PRIORITY ACTION E-MAILED |
| Monday, March 24, 2008 | PRIORITY ACTION E-MAILED |
| Monday, March 24, 2008 | PRIORITY ACTION WRITTEN |
| Friday, March 21, 2008 | ASSIGNED TO EXAMINER |
| Wednesday, December 19, 2007 | NOTICE OF DESIGN SEARCH CODE MAILED |
| Tuesday, December 18, 2007 | NEW APPLICATION ENTERED IN TRAM |