TRANSITION TO RIA Trademark
Trademark Overview
On Monday, October 6, 2025, a trademark application was filed for TRANSITION TO RIA with the United States Patent and Trademark Office. The USPTO has given the TRANSITION TO RIA trademark a serial number of 99428975. The federal status of this trademark filing is NON-FINAL ACTION - MAILED as of Tuesday, March 3, 2026. This trademark is owned by TRANSITION TO RIA LLC. The TRANSITION TO RIA trademark is filed in the Insurance & Financial Services category with the following description:
Financial consultancy; Financial consultation in the field of Registered Investment Advisor (RIA) model
General Information
| Serial Number | 99428975 |
| Word Mark | TRANSITION TO RIA |
| Filing Date | Monday, October 6, 2025 |
| Status | 641 - NON-FINAL ACTION - MAILED |
| Status Date | Tuesday, March 3, 2026 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | NOT AVAILABLE |
Trademark Statements
| Pseudo Mark | TRANSITION TO REGISTERED INVESTMENT ADVISOR |
| Goods and Services | Financial consultancy; Financial consultation in the field of Registered Investment Advisor (RIA) model |
Classification Information
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, October 6, 2025 |
| Primary Code | 036 |
| First Use Anywhere Date | Wednesday, September 30, 2020 |
| First Use In Commerce Date | Wednesday, September 30, 2020 |
Trademark Owner History
| Party Name | TRANSITION TO RIA LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | St. Petersburg, FL 33702
US |
Trademark Events
| Event Date | Event Description |
| Monday, October 6, 2025 | NEW APPLICATION ENTERED |
| Monday, October 6, 2025 | APPLICATION FILING RECEIPT MAILED |
| Tuesday, October 7, 2025 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Monday, February 9, 2026 | ASSIGNED TO EXAMINER |
| Tuesday, March 3, 2026 | NON-FINAL ACTION WRITTEN |
| Tuesday, March 3, 2026 | NON-FINAL ACTION E-MAILED |
| Tuesday, March 3, 2026 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Monday, March 9, 2026 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Monday, March 9, 2026 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Monday, March 9, 2026 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Monday, March 9, 2026 | TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS |
