TRANSITION TO RIA Trademark
Trademark Overview
On Monday, October 6, 2025, a trademark application was filed for TRANSITION TO RIA with the United States Patent and Trademark Office. The USPTO has given the TRANSITION TO RIA trademark a serial number of 99428975. The federal status of this trademark filing is NEW APPLICATION - RECORD INITIALIZED NOT ASSIGNED TO EXAMINER as of Monday, October 6, 2025. This trademark is owned by TRANSITION TO RIA LLC. The TRANSITION TO RIA trademark is filed in the Insurance & Financial Services category with the following description:
Financial consultancy; Financial consultation in the field of Registered Investment Advisor (RIA) model
General Information
| Serial Number | 99428975 |
| Word Mark | TRANSITION TO RIA |
| Filing Date | Monday, October 6, 2025 |
| Status | 630 - NEW APPLICATION - RECORD INITIALIZED NOT ASSIGNED TO EXAMINER |
| Status Date | Monday, October 6, 2025 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | NOT AVAILABLE |
Trademark Statements
| Goods and Services | Financial consultancy; Financial consultation in the field of Registered Investment Advisor (RIA) model |
Classification Information
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, October 6, 2025 |
| Primary Code | 036 |
| First Use Anywhere Date | Wednesday, September 30, 2020 |
| First Use In Commerce Date | Wednesday, September 30, 2020 |
Trademark Owner History
| Party Name | TRANSITION TO RIA LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | St. Petersburg, FL 33702 |
Trademark Events
| Event Date | Event Description |
| Monday, October 6, 2025 | NEW APPLICATION ENTERED |
| Monday, October 6, 2025 | APPLICATION FILING RECEIPT MAILED |
| Tuesday, October 7, 2025 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
