TRADE REPORTING AND COMPLIANCE ENGINE Trademark

Trademark Overview

On Friday, May 1, 2009, a trademark application was filed for TRADE REPORTING AND COMPLIANCE ENGINE with the United States Patent and Trademark Office. The USPTO has given the TRADE REPORTING AND COMPLIANCE ENGINE trademark a serial number of 77727475. The federal status of this trademark filing is REGISTERED AND RENEWED as of Monday, October 28, 2019. This trademark is owned by Financial Industry Regulatory Authority,Inc.. The TRADE REPORTING AND COMPLIANCE ENGINE trademark is filed in the Computer & Software Services & Scientific Services category with the following description:

Providing temporary use of non-downloadable software used in the financial securities field for reporting and disseminating information on over-the-counter transactions and eligible fixed income securities
trade reporting and compliance engine

General Information

Serial Number77727475
Word MarkTRADE REPORTING AND COMPLIANCE ENGINE
Filing DateFriday, May 1, 2009
Status800 - REGISTERED AND RENEWED
Status DateMonday, October 28, 2019
Registration Number3766439
Registration DateTuesday, March 30, 2010
Mark Drawing4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateTuesday, January 12, 2010

Trademark Statements

NOT AVAILABLE"ENGINE"
Goods and ServicesProviding temporary use of non-downloadable software used in the financial securities field for reporting and disseminating information on over-the-counter transactions and eligible fixed income securities

Classification Information

International Class042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software.
US Class Codes100, 101
Class Status Code6 - Active
Class Status DateWednesday, October 21, 2009
Primary Code042
First Use Anywhere DateMonday, July 1, 2002
First Use In Commerce DateMonday, July 1, 2002

Trademark Owner History

Party NameFinancial Industry Regulatory Authority,Inc.
Party Type30 - Original Registrant
Legal Entity Type99 - Other
AddressWashington, DC 20006
Party NameFinancial Industry Regulatory Authority,Inc.
Party Type20 - Owner at Publication
Legal Entity Type99 - Other
AddressWashington, DC 20006
Party NameFinancial Industry Regulatory Authority,Inc.
Party Type10 - Original Applicant
Legal Entity Type99 - Other
AddressWashington, DC 20006

Trademark Events

Event DateEvent Description
Tuesday, May 5, 2009NEW APPLICATION ENTERED
Monday, July 27, 2009ASSIGNED TO EXAMINER
Tuesday, October 20, 2009TEAS RESPONSE TO OFFICE ACTION RECEIVED
Tuesday, October 20, 2009CORRESPONDENCE RECEIVED IN LAW OFFICE
Wednesday, October 21, 2009TEAS/EMAIL CORRESPONDENCE ENTERED
Thursday, October 22, 2009APPROVED FOR PUB - PRINCIPAL REGISTER
Tuesday, May 5, 2009NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Monday, August 3, 2009NON-FINAL ACTION WRITTEN
Monday, August 3, 2009NON-FINAL ACTION E-MAILED
Monday, August 3, 2009NOTIFICATION OF NON-FINAL ACTION E-MAILED
Thursday, November 5, 2009ASSIGNED TO LIE
Thursday, November 5, 2009LAW OFFICE PUBLICATION REVIEW COMPLETED
Friday, November 20, 2009PREVIOUS ALLOWANCE COUNT WITHDRAWN
Wednesday, December 2, 2009NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED
Monday, November 16, 2009WITHDRAWN FROM PUB - OG REVIEW QUERY
Wednesday, December 2, 2009EXAMINERS AMENDMENT -WRITTEN
Wednesday, December 2, 2009EXAMINERS AMENDMENT E-MAILED
Wednesday, December 2, 2009EXAMINER'S AMENDMENT ENTERED
Wednesday, December 2, 2009APPROVED FOR PUB - PRINCIPAL REGISTER
Friday, December 4, 2009LAW OFFICE PUBLICATION REVIEW COMPLETED
Tuesday, January 12, 2010PUBLISHED FOR OPPOSITION
Tuesday, January 12, 2010OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
Tuesday, March 30, 2010REGISTERED-PRINCIPAL REGISTER
Wednesday, January 29, 2014TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Wednesday, January 29, 2014ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Monday, March 30, 2015COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
Monday, May 16, 2016TEAS SECTION 8 & 15 RECEIVED
Tuesday, January 17, 2017TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Tuesday, January 17, 2017ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Monday, July 25, 2016CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Tuesday, July 26, 2016REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Tuesday, July 26, 2016NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
Saturday, March 30, 2019COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Wednesday, September 25, 2019TEAS SECTION 8 & 9 RECEIVED
Monday, October 28, 2019CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Monday, October 28, 2019REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Monday, October 28, 2019REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Monday, October 28, 2019NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Thursday, March 14, 2024TEAS CHANGE OF CORRESPONDENCE RECEIVED
Thursday, March 14, 2024APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Thursday, March 14, 2024TEAS CHANGE OF OWNER ADDRESS RECEIVED
Thursday, March 14, 2024ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Thursday, March 14, 2024TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

Related Keywords

engine compliance reporting trade securities over information counter transactions income fixed eligible disseminating