| Serial Number | 90799317 |
| Word Mark | TOWER RESEARCH CAPITAL |
| Filing Date | Monday, June 28, 2021 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, January 3, 2023 |
| Registration Number | 6938977 |
| Registration Date | Tuesday, January 3, 2023 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, October 18, 2022 |
| Description of Mark | The mark consists of 1) on the left of the mark, four stacked blue and white oblong spheres, which increase in size from top to bottom, with separation between each sphere and colored to give a spherical appearance; 2) slightly off center to the right of the spheres, a vertical blue line traversing the mark from top to bottom and separating the spheres from the text; 3) on the right of the design, the words "TOWER RESEARCH CAPITAL" appear in blue capital letters, with the word "TOWER" on top of the wording "RESEARCH CAPITAL" with the word "TOWER" appearing in a significantly larger font. The background is white. |
| Goods and Services | Broker-dealer financial services for proprietary trading in the field of securities, equities, stocks, futures, options, commodities; Proprietary trading in securities; Proprietary trading of overseas market securities futures; Proprietary trading of securities index futures; Proprietary trading of securities options; Financial services, namely, broker/dealer services for proprietary trading on securities exchanges and over-the-counter markets; Financial services, namely, commodity proprietary trading; Financial services, namely, dealing in securities as a market maker and in proprietary trading commodities, securities, options, futures, equities and fixed income products in the United States and overseas market securities; Financial services, namely, gold proprietary trading; Financial services, namely, proprietary trading in commodities, securities, options, futures, equities and fixed income products in the United States and overseas market securities; Financial services, namely, the proprietary trading of financial instruments, securities, shares, options and other derivative products |
| Indication of Colors claimed | The color(s) Blue and White is/are claimed as a feature of the mark. |
| Disclaimer with Predetermined Text | "RESEARCH CAPITAL" |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, September 10, 2021 |
| Primary Code | 036 |
| First Use Anywhere Date | Wednesday, July 19, 2017 |
| First Use In Commerce Date | Wednesday, July 19, 2017 |
| Party Name | Tower Research Capital LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 10013 |
| Party Name | Tower Research Capital LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 10013 |
| Party Name | Tower Research Capital LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 10013 |
| Event Date | Event Description |
| Tuesday, January 3, 2023 | NOTICE OF REGISTRATION CONFIRMATION EMAILED |
| Tuesday, January 3, 2023 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, October 18, 2022 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, October 18, 2022 | PUBLISHED FOR OPPOSITION |
| Wednesday, September 28, 2022 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Monday, September 12, 2022 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Monday, September 12, 2022 | EXAMINER'S AMENDMENT ENTERED |
| Monday, September 12, 2022 | ASSIGNED TO LIE |
| Monday, September 12, 2022 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Monday, September 12, 2022 | EXAMINERS AMENDMENT E-MAILED |
| Monday, September 12, 2022 | EXAMINERS AMENDMENT -WRITTEN |
| Wednesday, July 27, 2022 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Wednesday, July 27, 2022 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, July 27, 2022 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Tuesday, February 1, 2022 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Tuesday, February 1, 2022 | NON-FINAL ACTION E-MAILED |
| Tuesday, February 1, 2022 | NON-FINAL ACTION WRITTEN |
| Friday, January 28, 2022 | ASSIGNED TO EXAMINER |
| Saturday, September 11, 2021 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Friday, September 10, 2021 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Thursday, July 1, 2021 | NEW APPLICATION ENTERED IN TRAM |