| Serial Number | 78513798 |
| Word Mark | THREADNEEDLE INVESTMENTS |
| Filing Date | Tuesday, November 9, 2004 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Friday, May 16, 2014 |
| Registration Number | 3308319 |
| Registration Date | Tuesday, October 9, 2007 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, August 22, 2006 |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Disclaimer with Predetermined Text | "INVESTMENTS" |
| Description of Mark | The mark consists of the words Threadneedle investments with an striped oval design. |
| Goods and Services | Advice relating to investments, asset management, cash management; financial analysis and consultation, financial planning consultation, financial portfolio management, financial research and financial risk management; providing on-line financial calculators; providing stock/securities market information; mutual fund investment and mutual fund distribution; issuance and management of certificates backed by loan portfolios which are subsequently managed to insure the integrity of the certificates; investment fund transfer and transaction services; assisting others with the completion of financial transactions for stocks, bonds, securities and equities; financial trust operations; trust services, namely, investment and trust company services; insurance services, namely, underwriting, and writing property and casualty insurance; investment management of and distribution of annuities; investment services, namely, asset acquisition, consultation, development and management services; insurance brokerage |
| Lining/Stippling Statement | The lining is a feature of the mark and does not indicate color. |
| Pseudo Mark | THREAD NEEDLE INVESTMENTS |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, May 16, 2014 |
| Primary Code | 036 |
| First Use Anywhere Date | Tuesday, September 30, 2003 |
| First Use In Commerce Date | Tuesday, September 30, 2003 |
| Party Name | THREADNEEDLE ASSET MANAGEMENT HOLDINGS LIMITED |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 03 - Corporation |
| Address | LONDON EC3A 8JQ GB |
| Party Name | AMERIPRISE FINANCIAL, INC. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | MINNEAPOLIS, MN 55402 |
| Party Name | AMERIPRISE FINANCIAL, INC. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | MINNEAPOLIS, MN 55402 |
| Party Name | AMERIPRISE FINANCIAL, INC. |
| Party Type | 11 - New Owner Before Publication |
| Legal Entity Type | 03 - Corporation |
| Address | MINNEAPOLIS, MN 55474 |
| Party Name | American Express Company |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 102854900 |
| Event Date | Event Description |
| Friday, May 16, 2014 | CANCELLED SEC. 8 (6-YR) |
| Friday, October 11, 2013 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Friday, October 11, 2013 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Wednesday, March 26, 2008 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Tuesday, October 9, 2007 | REGISTERED-PRINCIPAL REGISTER |
| Wednesday, September 5, 2007 | LAW OFFICE REGISTRATION REVIEW COMPLETED |
| Wednesday, September 5, 2007 | ASSIGNED TO LIE |
| Friday, July 27, 2007 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Friday, July 27, 2007 | STATEMENT OF USE PROCESSING COMPLETE |
| Friday, May 11, 2007 | USE AMENDMENT FILED |
| Friday, May 11, 2007 | TEAS STATEMENT OF USE RECEIVED |
| Tuesday, November 14, 2006 | NOA MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, August 22, 2006 | PUBLISHED FOR OPPOSITION |
| Wednesday, August 2, 2006 | NOTICE OF PUBLICATION |
| Monday, July 3, 2006 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Friday, June 30, 2006 | ASSIGNED TO LIE |
| Wednesday, June 28, 2006 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, June 28, 2006 | AMENDMENT FROM APPLICANT ENTERED |
| Monday, May 8, 2006 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, May 8, 2006 | PAPER RECEIVED |
| Thursday, January 12, 2006 | LETTER OF SUSPENSION MAILED |
| Wednesday, January 11, 2006 | SUSPENSION LETTER WRITTEN |
| Thursday, January 5, 2006 | AMENDMENT FROM APPLICANT ENTERED |
| Friday, December 16, 2005 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Friday, December 16, 2005 | PAPER RECEIVED |
| Monday, November 21, 2005 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Monday, November 21, 2005 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Tuesday, October 18, 2005 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Tuesday, October 18, 2005 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Tuesday, June 14, 2005 | NON-FINAL ACTION E-MAILED |
| Tuesday, June 14, 2005 | NON-FINAL ACTION WRITTEN |
| Tuesday, June 14, 2005 | NON-FINAL ACTION E-MAILED |
| Tuesday, June 14, 2005 | NON-FINAL ACTION WRITTEN |
| Tuesday, June 14, 2005 | ASSIGNED TO EXAMINER |
| Monday, November 15, 2004 | NEW APPLICATION ENTERED IN TRAM |