| Serial Number | 88082841 |
| Word Mark | THOMAS SCHUMANN CAPITAL |
| Filing Date | Friday, August 17, 2018 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, April 23, 2019 |
| Registration Number | 5732332 |
| Registration Date | Tuesday, April 23, 2019 |
| Mark Drawing | 5000 - Drawing with word(s) / letter(s) / number(s) in Stylized form |
| Published for Opposition Date | Tuesday, February 5, 2019 |
| Description of Mark | The mark consists of the wording "Thomas Schumann Capital" in white lettering with "Thomas" above "Schumann" which is above "Capital" all on a teal background; the first words of each are in bold lettering. |
| Name/Portrait Description and/or Consent Statement | The name(s), portrait(s), and/or signature(s) shown in the mark identifies "THOMAS SCHUMANN", whose consent(s) to register is made of record. |
| Goods and Services | Financial services, namely, investment advisory, investment management, financial asset management as they relate to water security and water risk specifically a Water Risk Index and Water Security Fund |
| Indication of Colors claimed | The color(s) teal and white is/are claimed as a feature of the mark. |
| Disclaimer with Predetermined Text | "CAPITAL" |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Sunday, August 26, 2018 |
| Primary Code | 036 |
| First Use Anywhere Date | Wednesday, August 15, 2018 |
| First Use In Commerce Date | Wednesday, August 15, 2018 |
| Party Name | Thomas Schumann Capital LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Wilmington, DE 19801 |
| Party Name | Thomas Schumann Capital LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Santa Monica, CA 90404 |
| Party Name | Thomas Schumann Capital LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Santa Monica, CA 90404 |
| Event Date | Event Description |
| Thursday, June 29, 2023 | TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS |
| Thursday, June 29, 2023 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Thursday, June 29, 2023 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Thursday, June 29, 2023 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Friday, October 4, 2019 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Friday, October 4, 2019 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Tuesday, April 23, 2019 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, February 5, 2019 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, February 5, 2019 | PUBLISHED FOR OPPOSITION |
| Wednesday, January 16, 2019 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Wednesday, December 26, 2018 | ASSIGNED TO LIE |
| Friday, December 7, 2018 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, December 5, 2018 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, December 4, 2018 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, December 4, 2018 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Tuesday, December 4, 2018 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Tuesday, December 4, 2018 | NON-FINAL ACTION E-MAILED |
| Tuesday, December 4, 2018 | NON-FINAL ACTION WRITTEN |
| Tuesday, December 4, 2018 | ASSIGNED TO EXAMINER |
| Sunday, August 26, 2018 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Tuesday, August 21, 2018 | NEW APPLICATION ENTERED |