| Serial Number | 86116292 |
| Word Mark | THINKORSWIM |
| Filing Date | Tuesday, November 12, 2013 |
| Status | 702 - SECTION 8 & 15 - ACCEPTED AND ACKNOWLEDGED |
| Status Date | Monday, January 13, 2020 |
| Registration Number | 4635739 |
| Registration Date | Tuesday, November 11, 2014 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, August 26, 2014 |
| Goods and Services | Educational services in the nature of conferences, non-downloadable webinars, webcasts, workshops delivered by means of live-chat broadcasts and seminars all in the fields of investing and investment products, namely, securities, futures and forex; providing on-line non-downloadable publications in the nature of magazines, newsletters and reports in the fields of investing and investment products, namely, securities, futures and forex, and computer software |
| Goods and Services | Computer software related to investment, namely, electronic trading software, investment portfolio management software, financial analytical software, electronic trading order management software, financial risk modeling software and software for providing electronic connectivity to financial exchanges and markets; Downloadable software for use in accessing information about investment products, namely, securities, futures, and forex; Downloadable software for use in trading investment products, namely, securities, futures, and forex |
| Goods and Services | Broadcasting live programs featuring educational discussions in the fields of investing and investment products, namely, securities, futures and forex, via a global computer network |
| Goods and Services | Financial services, namely, providing information, analysis, news and commentary about investment products, namely, securities, futures, and forex; Securities, futures and forex trading for others |
| Pseudo Mark | THINK OR SWIM |
| International Class | 009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus. |
| US Class Codes | 021, 023, 026, 036, 038 |
| Class Status Code | 6 - Active |
| Class Status Date | Saturday, November 23, 2013 |
| Primary Code | 009 |
| First Use Anywhere Date | Thursday, January 11, 2001 |
| First Use In Commerce Date | Thursday, January 11, 2001 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Saturday, November 23, 2013 |
| Primary Code | 036 |
| First Use Anywhere Date | Friday, November 30, 2001 |
| First Use In Commerce Date | Friday, November 30, 2001 |
| International Class | 038 - Services allowing people to communicate with another by a sensory means. |
| US Class Codes | 100, 101, 104 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, April 16, 2014 |
| Primary Code | 038 |
| First Use Anywhere Date | Saturday, November 30, 2002 |
| First Use In Commerce Date | Saturday, November 30, 2002 |
| International Class | 041 - Education; providing of training; entertainment; sporting and cultural activities. |
| US Class Codes | 100, 101, 107 |
| Class Status Code | 6 - Active |
| Class Status Date | Saturday, November 23, 2013 |
| Primary Code | 041 |
| First Use Anywhere Date | Friday, November 30, 2001 |
| First Use In Commerce Date | Friday, November 30, 2001 |
| Party Name | CHARLES SCHWAB & CO., INC. |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 03 - Corporation |
| Address | WESTLAKE, TX 76262 |
| Party Name | TD AMERITRADE IP COMPANY, INC. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Omaha, NE 68154 |
| Party Name | TD AMERITRADE IP COMPANY, INC. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | OMAHA, NE 68154 |
| Party Name | TD AMERITRADE IP COMPANY, INC. |
| Party Type | 11 - New Owner Before Publication |
| Legal Entity Type | 03 - Corporation |
| Address | OMAHA, NE 68154 |
| Party Name | thinkorswim Holdings Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Omaha, NE 68154 |
| Event Date | Event Description |
| Wednesday, February 28, 2024 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Saturday, November 11, 2023 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| Tuesday, May 30, 2023 | TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS |
| Tuesday, May 30, 2023 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, May 30, 2023 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Tuesday, May 30, 2023 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Tuesday, May 30, 2023 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Tuesday, May 30, 2023 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Wednesday, June 3, 2020 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Wednesday, June 3, 2020 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Wednesday, June 3, 2020 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Wednesday, June 3, 2020 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Wednesday, June 3, 2020 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Monday, January 13, 2020 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - MAILED |
| Monday, January 13, 2020 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Monday, January 13, 2020 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Wednesday, November 20, 2019 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Wednesday, November 20, 2019 | TEAS SECTION 8 & 15 RECEIVED |
| Monday, November 11, 2019 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Friday, July 21, 2017 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Friday, July 21, 2017 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Tuesday, November 11, 2014 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, August 26, 2014 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, August 26, 2014 | PUBLISHED FOR OPPOSITION |
| Wednesday, August 6, 2014 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Wednesday, July 23, 2014 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Wednesday, July 23, 2014 | ASSIGNED TO LIE |
| Tuesday, July 8, 2014 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Monday, July 7, 2014 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, July 7, 2014 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, July 7, 2014 | TEAS REQUEST FOR RECONSIDERATION RECEIVED |
| Tuesday, April 22, 2014 | NOTIFICATION FOR REQ FOR RECON DENIED NO APPEAL FILED |
| Tuesday, April 22, 2014 | ACTION FOR REQ FOR RECON DENIED NO APPEAL FILED E-MAILED |
| Tuesday, April 22, 2014 | ACTION REQ FOR RECON DENIED NO APPEAL FILED COUNTED NOT MAILED |
| Wednesday, April 16, 2014 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, April 15, 2014 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, April 15, 2014 | TEAS REQUEST FOR RECONSIDERATION RECEIVED |
| Wednesday, April 9, 2014 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Tuesday, April 8, 2014 | NOTIFICATION OF FINAL REFUSAL EMAILED |
| Tuesday, April 8, 2014 | FINAL REFUSAL E-MAILED |
| Tuesday, April 8, 2014 | FINAL REFUSAL WRITTEN |
| Saturday, March 29, 2014 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Friday, March 28, 2014 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Friday, March 28, 2014 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Monday, March 3, 2014 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Monday, March 3, 2014 | NON-FINAL ACTION E-MAILED |
| Monday, March 3, 2014 | NON-FINAL ACTION WRITTEN |
| Thursday, February 27, 2014 | ASSIGNED TO EXAMINER |
| Tuesday, November 26, 2013 | NOTICE OF PSEUDO MARK E-MAILED |
| Saturday, November 23, 2013 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Friday, November 15, 2013 | NEW APPLICATION ENTERED |