THE 401K GUYS Trademark

Trademark Overview


On Wednesday, July 10, 2013, a trademark application was filed for THE 401K GUYS with the United States Patent and Trademark Office. The USPTO has given the THE 401K GUYS trademark a serial number of 86006479. The federal status of this trademark filing is CANCELLED - SECTION 8 as of Thursday, January 14, 2021. This trademark is owned by North Shore Wealth Management LLC. The THE 401K GUYS trademark is filed in the Insurance & Financial Services category with the following description:

Advice relating to investments; Annuity services, namely, account and investment administration; Annuity services, namely, account and investment administration and the investment and distribution of annuity funds; Brokerage services in the field of securities and commodities investing; Equity capital investment; Financial administration of retirement plans; Financial and investment services, namely, management and brokerage in the fields of stocks, bonds, options, commodities, futures and other securities, and the investment of funds of others; Financial investment analysis and stock research; Financial investment brokerage; Financial investment brokerage services; Financial investment in the field of retirement plans; Financial planning and investment advisory services; Financial planning for retirement; Financial services in the nature of an investment security; Fund investment consultation; Individual retirement account services; Information, advisory, consultancy and research serv...
the 401k guys

General Information


Serial Number86006479
Word MarkTHE 401K GUYS
Filing DateWednesday, July 10, 2013
Status710 - CANCELLED - SECTION 8
Status DateThursday, January 14, 2021
Registration Number4527117
Registration DateTuesday, May 6, 2014
Mark Drawing4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateTuesday, December 17, 2013

Trademark Statements


Disclaimer with Predetermined Text"401K"
Goods and ServicesAdvice relating to investments; Annuity services, namely, account and investment administration; Annuity services, namely, account and investment administration and the investment and distribution of annuity funds; Brokerage services in the field of securities and commodities investing; Equity capital investment; Financial administration of retirement plans; Financial and investment services, namely, management and brokerage in the fields of stocks, bonds, options, commodities, futures and other securities, and the investment of funds of others; Financial investment analysis and stock research; Financial investment brokerage; Financial investment brokerage services; Financial investment in the field of retirement plans; Financial planning and investment advisory services; Financial planning for retirement; Financial services in the nature of an investment security; Fund investment consultation; Individual retirement account services; Information, advisory, consultancy and research services relating to finance and investments; Investment advice; Investment advisory services; Investment brokerage; Mutual fund investment; Providing financial services with respect to securities and other financial instruments and products, namely, trading of and investments in securities and financial instruments and products for others; Providing information and advice in the field of finance, financial investments, financial valuations, and the financial aspects of retirement; Providing information and research in the field of finance and financial investments

Classification Information


International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code2 - Sec. 8 - Entire Registration
Class Status DateThursday, January 14, 2021
Primary Code036
First Use Anywhere DateWednesday, October 23, 2013
First Use In Commerce DateWednesday, October 23, 2013

Trademark Owner History


Party NameNorth Shore Wealth Management LLC
Party Type30 - Original Registrant
Legal Entity Type16 - Limited Liability Company
AddressPlainview, NY 11803

Party NameNorth Shore Wealth Management LLC
Party Type20 - Owner at Publication
Legal Entity Type16 - Limited Liability Company
AddressPlainview, NY 11803

Party NameNorth Shore Wealth Management LLC
Party Type10 - Original Applicant
Legal Entity Type16 - Limited Liability Company
AddressPlainview, NY 11803

Trademark Events


Event DateEvent Description
Friday, January 15, 2021NOTICE OF CANCELLATION SEC. 8 EMAILED
Thursday, January 14, 2021CANCELLED SEC. 8 (6-YR)
Monday, June 22, 2020POST REGISTRATION ACTION MAILED - SEC. 8
Monday, June 22, 2020CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Monday, April 13, 2020TEAS SECTION 8 RECEIVED
Monday, May 6, 2019COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
Tuesday, May 6, 2014REGISTERED-PRINCIPAL REGISTER
Friday, April 4, 2014NOTICE OF ACCEPTANCE OF STATEMENT OF USE MAILED
Thursday, April 3, 2014NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED
Wednesday, April 2, 2014LAW OFFICE REGISTRATION REVIEW COMPLETED
Saturday, March 29, 2014ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
Monday, March 24, 2014STATEMENT OF USE PROCESSING COMPLETE
Friday, February 21, 2014USE AMENDMENT FILED
Friday, March 21, 2014CASE ASSIGNED TO INTENT TO USE PARALEGAL
Friday, February 21, 2014TEAS STATEMENT OF USE RECEIVED
Wednesday, February 12, 2014NOA MAILED - SOU REQUIRED FROM APPLICANT
Tuesday, February 11, 2014NOA E-MAILED - SOU REQUIRED FROM APPLICANT
Wednesday, December 18, 2013NOTICE OF PUBLICATION
Tuesday, December 17, 2013OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
Tuesday, December 17, 2013PUBLISHED FOR OPPOSITION
Wednesday, November 27, 2013NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
Friday, November 8, 2013LAW OFFICE PUBLICATION REVIEW COMPLETED
Thursday, November 7, 2013ASSIGNED TO LIE
Wednesday, October 23, 2013APPROVED FOR PUB - PRINCIPAL REGISTER
Wednesday, October 23, 2013EXAMINER'S AMENDMENT ENTERED
Wednesday, October 23, 2013NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED
Wednesday, October 23, 2013EXAMINERS AMENDMENT E-MAILED
Wednesday, October 23, 2013EXAMINERS AMENDMENT -WRITTEN
Tuesday, October 22, 2013ASSIGNED TO EXAMINER
Thursday, July 18, 2013NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM
Saturday, July 13, 2013NEW APPLICATION ENTERED IN TRAM