THE 401(K) COMPLIANCE SOLUTION Trademark
Trademark Overview
On Friday, February 10, 2012, a trademark application was filed for THE 401(K) COMPLIANCE SOLUTION with the United States Patent and Trademark Office. The USPTO has given the THE 401(K) COMPLIANCE SOLUTION trademark a serial number of 85539227. The federal status of this trademark filing is CANCELLED - SECTION 8 as of Friday, May 17, 2019. This trademark is owned by 401(k) Compliance Solution, LLC. The THE 401(K) COMPLIANCE SOLUTION trademark is filed in the Insurance & Financial Services, Personal and Legal & Social Services categories with the following description:
Financial services, namely, financial analysis, financial evaluation, and financial consulting services in the field of employee retirement plans
Regulatory compliance consulting in the field of employee retirement plans
General Information
| Serial Number | 85539227 |
| Word Mark | THE 401(K) COMPLIANCE SOLUTION |
| Filing Date | Friday, February 10, 2012 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Friday, May 17, 2019 |
| Registration Number | 4224847 |
| Registration Date | Tuesday, October 16, 2012 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, July 31, 2012 |
Trademark Statements
| Indication of Colors claimed | The color(s) blue and gold is/are claimed as a feature of the mark. |
| Disclaimer with Predetermined Text | "THE 401(K) COMPLIANCE SOLUTION" |
| Description of Mark | The mark consists of the wording "THE 401(k) COMPLIANCE SOLUTION" wherein "THE" and "COMPLIANCE SOLUTION" are in blue and "401(k)" is in gold. To the right of the wording appears a blue file folder with a gold check. The background of the mark is transparent. |
| Goods and Services | Financial services, namely, financial analysis, financial evaluation, and financial consulting services in the field of employee retirement plans |
| Goods and Services | Regulatory compliance consulting in the field of employee retirement plans |
Classification Information
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, May 17, 2019 |
| Primary Code | 036 |
| First Use Anywhere Date | Saturday, January 31, 2009 |
| First Use In Commerce Date | Saturday, January 31, 2009 |
| International Class | 045 - Legal services; security services for the protection of property and individuals; personal and social services rendered by others to meet the needs of individuals. |
| US Class Codes | 100, 101 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, May 17, 2019 |
| Primary Code | 045 |
| First Use Anywhere Date | Saturday, January 31, 2009 |
| First Use In Commerce Date | Saturday, January 31, 2009 |
Trademark Owner History
| Party Name | 401(k) Compliance Solution, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Rockville, MD 20850 |
| Party Name | 401(k) Compliance Solution, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Rockville, MD 20850 |
| Party Name | 401(k) Compliance Solution, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Rockville, MD 20850 |
Trademark Events
| Event Date | Event Description |
| Friday, May 17, 2019 | CANCELLED SEC. 8 (6-YR) |
| Monday, October 16, 2017 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Tuesday, October 16, 2012 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, July 31, 2012 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, July 31, 2012 | PUBLISHED FOR OPPOSITION |
| Wednesday, July 11, 2012 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, June 26, 2012 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Tuesday, June 26, 2012 | ASSIGNED TO LIE |
| Wednesday, June 6, 2012 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, June 6, 2012 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Wednesday, June 6, 2012 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, June 6, 2012 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Thursday, May 24, 2012 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Thursday, May 24, 2012 | NON-FINAL ACTION E-MAILED |
| Thursday, May 24, 2012 | NON-FINAL ACTION WRITTEN |
| Tuesday, May 22, 2012 | ASSIGNED TO EXAMINER |
| Thursday, February 16, 2012 | NOTICE OF DESIGN SEARCH CODE MAILED |
| Wednesday, February 15, 2012 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
