| Serial Number | 76291360 |
| Word Mark | SWS SECURITIES |
| Filing Date | Friday, July 27, 2001 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Saturday, October 17, 2009 |
| Registration Number | 2696510 |
| Registration Date | Tuesday, March 11, 2003 |
| Mark Drawing | 1000 - Typeset: Word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, January 29, 2002 |
| Disclaimer with Predetermined Text | "SECURITIES" |
| Goods and Services | Financial services in the field of investment and securities brokerage, namely, brokerage services concerning securities, mutual funds and commodities, financial management services; securities and financial clearing services; financial advisory services; financial consultation services, investment account planning |
| Pseudo Mark | SWS SECURITIES |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Saturday, October 17, 2009 |
| Primary Code | 036 |
| First Use Anywhere Date | Wednesday, June 13, 2001 |
| First Use In Commerce Date | Saturday, June 30, 2001 |
| Party Name | SWS Group, Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Dallas, TX 75270 |
| Party Name | SWS Group, Inc. |
| Party Type | 21 - New Owner After Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Dallas, TX 75270 |
| Party Name | Southwest Securities Group, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Dallas, TX 75270 |
| Party Name | Southwest Securities Group, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Dallas, TX 75270 |
| Event Date | Event Description |
| Saturday, October 17, 2009 | CANCELLED SEC. 8 (6-YR) |
| Tuesday, April 29, 2008 | CASE FILE IN TICRS |
| Tuesday, March 11, 2003 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, December 31, 2002 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Monday, December 30, 2002 | ASSIGNED TO EXAMINER |
| Friday, December 20, 2002 | STATEMENT OF USE PROCESSING COMPLETE |
| Monday, October 21, 2002 | USE AMENDMENT FILED |
| Thursday, October 24, 2002 | PAPER RECEIVED |
| Friday, October 4, 2002 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, April 23, 2002 | NOA MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, January 29, 2002 | PUBLISHED FOR OPPOSITION |
| Wednesday, January 9, 2002 | NOTICE OF PUBLICATION |
| Thursday, September 20, 2001 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Monday, September 10, 2001 | EXAMINER'S AMENDMENT MAILED |
| Friday, September 7, 2001 | ASSIGNED TO EXAMINER |