SWS GROUP Trademark

Trademark Overview

On Friday, July 27, 2001, a trademark application was filed for SWS GROUP with the United States Patent and Trademark Office. The USPTO has given the SWS GROUP trademark a serial number of 76291354. The federal status of this trademark filing is CANCELLED - SECTION 8 as of Friday, November 10, 2023. This trademark is owned by Southwest Securities Group, Inc.. The SWS GROUP trademark is filed in the Insurance & Financial Services category with the following description:

Financial services in the field of investment and securities brokerage, namely, brokerage services concerning securities, mutual funds and commodities; financial management services; securities and financial clearing services; financial advisory services, financial consultation services; investment account planning
sws group

General Information

Serial Number76291354
Word MarkSWS GROUP
Filing DateFriday, July 27, 2001
Status710 - CANCELLED - SECTION 8
Status DateFriday, November 10, 2023
Registration Number2712001
Registration DateTuesday, April 29, 2003
Mark Drawing1000 - Typeset: Word(s) / letter(s) / number(s)
Published for Opposition DateTuesday, February 19, 2002

Trademark Statements

Goods and ServicesFinancial services in the field of investment and securities brokerage, namely, brokerage services concerning securities, mutual funds and commodities; financial management services; securities and financial clearing services; financial advisory services, financial consultation services; investment account planning
Disclaimer with Predetermined Text"GROUP"

Classification Information

International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code2 - Sec. 8 - Entire Registration
Class Status DateFriday, November 10, 2023
Primary Code036
First Use Anywhere DateThursday, November 8, 2001
First Use In Commerce DateTuesday, December 4, 2001

Trademark Owner History

Party NameSWS PARTNERS, LLC
Party Type32 - New Owner After Registration
Legal Entity Type16 - Limited Liability Company
AddressCOLUMBUS, OH 43201
Party NameHILLTOP SECURITIES HOLDINGS LLC
Party Type31 - New Owner After Registration
Legal Entity Type16 - Limited Liability Company
AddressDALLAS, TX 75201
Party NameSWS GROUP, INC.
Party Type30 - Original Registrant
Legal Entity Type03 - Corporation
AddressDALLAS, TX 75270
Party NameSWS GROUP, INC.
Party Type21 - New Owner After Publication
Legal Entity Type03 - Corporation
AddressDALLAS, TX 75270
Party NameSouthwest Securities Group, Inc.
Party Type20 - Owner at Publication
Legal Entity Type03 - Corporation
AddressDallas, TX 75270
Party NameSouthwest Securities Group, Inc.
Party Type10 - Original Applicant
Legal Entity Type03 - Corporation
AddressDallas, TX 75270

Trademark Events

Event DateEvent Description
Friday, November 10, 2023CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9
Friday, July 21, 2023TEAS CHANGE OF CORRESPONDENCE RECEIVED
Friday, July 21, 2023ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Friday, July 21, 2023TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Friday, August 26, 2022APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Friday, August 26, 2022TEAS CHANGE OF CORRESPONDENCE RECEIVED
Friday, August 26, 2022ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Friday, August 26, 2022TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Friday, August 26, 2022TEAS CHANGE OF OWNER ADDRESS RECEIVED
Friday, April 29, 2022COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Thursday, February 17, 2022TEAS CHANGE OF CORRESPONDENCE RECEIVED
Thursday, February 17, 2022ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Thursday, February 17, 2022TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Wednesday, April 24, 2019AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Monday, April 22, 2019ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Monday, April 22, 2019TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Wednesday, November 28, 2018AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Tuesday, April 9, 2013NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Tuesday, April 9, 2013REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Tuesday, April 9, 2013REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Tuesday, April 9, 2013CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Monday, March 25, 2013TEAS SECTION 8 & 9 RECEIVED
Wednesday, September 10, 2008REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Thursday, September 4, 2008ASSIGNED TO PARALEGAL
Wednesday, August 27, 2008TEAS SECTION 8 & 15 RECEIVED
Monday, April 28, 2008CASE FILE IN TICRS
Tuesday, April 29, 2003REGISTERED-PRINCIPAL REGISTER
Friday, February 21, 2003ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
Monday, February 10, 2003ASSIGNED TO EXAMINER
Thursday, February 6, 2003STATEMENT OF USE PROCESSING COMPLETE
Wednesday, November 13, 2002USE AMENDMENT FILED
Monday, November 18, 2002PAPER RECEIVED
Tuesday, May 14, 2002NOA MAILED - SOU REQUIRED FROM APPLICANT
Tuesday, February 19, 2002PUBLISHED FOR OPPOSITION
Wednesday, January 30, 2002NOTICE OF PUBLICATION
Thursday, September 20, 2001APPROVED FOR PUB - PRINCIPAL REGISTER
Monday, September 10, 2001EXAMINER'S AMENDMENT MAILED
Friday, September 7, 2001ASSIGNED TO EXAMINER

Related Keywords

group services financial securities brokerage investment advisory clearing planning consultation management