| Serial Number | 76291355 |
| Word Mark | SWS CLEARING |
| Filing Date | Friday, July 27, 2001 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Saturday, May 15, 2010 |
| Registration Number | 2772239 |
| Registration Date | Tuesday, October 7, 2003 |
| Mark Drawing | 1000 - Typeset: Word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, February 19, 2002 |
| Disclaimer with Predetermined Text | "CLEARING" |
| Goods and Services | Financial services in the field of investment and securities brokerage, namely, brokerage services concerning securities, mutual funds and commodities; financial management services; securities and financial clearing services; financial advisory services; financial consultation services; investment account planning |
| Pseudo Mark | SWS CLEARING |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Saturday, May 15, 2010 |
| Primary Code | 036 |
| First Use Anywhere Date | Thursday, May 31, 2001 |
| First Use In Commerce Date | Thursday, May 31, 2001 |
| Party Name | SWS GROUP, INC. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | DALLAS, TX 75270 |
| Party Name | SWS GROUP, INC. |
| Party Type | 21 - New Owner After Publication |
| Legal Entity Type | 03 - Corporation |
| Address | DALLAS, TX 75270 |
| Party Name | Southwest Securities Group, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Dallas, TX 75270 |
| Party Name | Southwest Securities Group, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Dallas, TX 75270 |
| Event Date | Event Description |
| Saturday, May 15, 2010 | CANCELLED SEC. 8 (6-YR) |
| Tuesday, April 29, 2008 | CASE FILE IN TICRS |
| Tuesday, October 7, 2003 | REGISTERED-PRINCIPAL REGISTER |
| Friday, July 25, 2003 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Thursday, July 24, 2003 | ASSIGNED TO EXAMINER |
| Friday, July 11, 2003 | STATEMENT OF USE PROCESSING COMPLETE |
| Tuesday, May 13, 2003 | USE AMENDMENT FILED |
| Friday, May 16, 2003 | PAPER RECEIVED |
| Tuesday, February 4, 2003 | EXTENSION 1 GRANTED |
| Wednesday, November 13, 2002 | EXTENSION 1 FILED |
| Monday, November 18, 2002 | PAPER RECEIVED |
| Tuesday, May 14, 2002 | NOA MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, February 19, 2002 | PUBLISHED FOR OPPOSITION |
| Wednesday, January 30, 2002 | NOTICE OF PUBLICATION |
| Thursday, September 20, 2001 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Monday, September 10, 2001 | EXAMINER'S AMENDMENT MAILED |
| Friday, September 7, 2001 | ASSIGNED TO EXAMINER |