SWS CAPITAL MANAGEMENT Trademark
Trademark Overview
On Thursday, June 12, 2025, a trademark application was filed for SWS CAPITAL MANAGEMENT with the United States Patent and Trademark Office. The USPTO has given the SWS CAPITAL MANAGEMENT trademark a serial number of 99231845. The federal status of this trademark filing is NEW APPLICATION - RECORD INITIALIZED NOT ASSIGNED TO EXAMINER as of Thursday, June 12, 2025. This trademark is owned by SWS Capital Management, LLC. The SWS CAPITAL MANAGEMENT trademark is filed in the Insurance & Financial Services category with the following description:
Financial services, namely, investment management services, investment advisory services and financial asset management services; Fiduciary management services; Investment consultation and investment of funds for others, including private and public equity and debt investment services; Financial asset management; Financial risk management; Financial risk management consultation; Financial portfolio management; Management of securities portfolios and separately managed accounts
General Information
| Serial Number | 99231845 |
| Word Mark | SWS CAPITAL MANAGEMENT |
| Filing Date | Thursday, June 12, 2025 |
| Status | 630 - NEW APPLICATION - RECORD INITIALIZED NOT ASSIGNED TO EXAMINER |
| Status Date | Thursday, June 12, 2025 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | NOT AVAILABLE |
Trademark Statements
| Goods and Services | Financial services, namely, investment management services, investment advisory services and financial asset management services; Fiduciary management services; Investment consultation and investment of funds for others, including private and public equity and debt investment services; Financial asset management; Financial risk management; Financial risk management consultation; Financial portfolio management; Management of securities portfolios and separately managed accounts |
| NOT AVAILABLE | No claim is made to the exclusive right to use CAPITAL MANAGEMENT, apart from the mark as shown. |
Classification Information
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, June 12, 2025 |
| Primary Code | 036 |
| First Use Anywhere Date | Thursday, October 1, 2020 |
| First Use In Commerce Date | Thursday, October 1, 2020 |
Trademark Owner History
| Party Name | SWS Capital Management, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 10005 |
Trademark Events
| Event Date | Event Description |
| Thursday, June 12, 2025 | NEW APPLICATION ENTERED |
| Thursday, June 12, 2025 | APPLICATION FILING RECEIPT MAILED |
