SWS Trademark

Trademark Overview

On Friday, July 27, 2001, a trademark application was filed for SWS with the United States Patent and Trademark Office. The USPTO has given the SWS trademark a serial number of 76291353. The federal status of this trademark filing is CANCELLED - SECTION 7 as of Monday, June 3, 2019. This trademark is owned by Southwest Securities Group, Inc.. The SWS trademark is filed in the Insurance & Financial Services category with the following description:

Financial services in the field of investment and securities brokerage, namely, brokerage services concerning securities, mutual funds and commodities, financial management services; securities and financial clearing services; financial advisory services; financial consultation services; investment account planning
sws

General Information

Serial Number76291353
Word MarkSWS
Filing DateFriday, July 27, 2001
Status711 - CANCELLED - SECTION 7
Status DateMonday, June 3, 2019
Registration Number2698569
Registration DateTuesday, March 18, 2003
Mark Drawing3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s)
Published for Opposition DateTuesday, October 30, 2001

Trademark Statements

Goods and ServicesFinancial services in the field of investment and securities brokerage, namely, brokerage services concerning securities, mutual funds and commodities, financial management services; securities and financial clearing services; financial advisory services; financial consultation services; investment account planning
Pseudo MarkSWS

Classification Information

International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code1 - Sec. 7(d) - Entire Registration
Class Status DateMonday, June 3, 2019
Primary Code036
First Use Anywhere DateWednesday, June 13, 2001
First Use In Commerce DateSaturday, June 30, 2001

Trademark Owner History

Party NameSWS PARTNERS, LLC
Party Type32 - New Owner After Registration
Legal Entity Type16 - Limited Liability Company
AddressCOLUMBUS, OH 43201
Party NameHILLTOP SECURITIES HOLDINGS LLC
Party Type31 - New Owner After Registration
Legal Entity Type16 - Limited Liability Company
AddressDALLAS, TX 75201
Party NameSWS GROUP, INC.
Party Type30 - Original Registrant
Legal Entity Type03 - Corporation
AddressDALLAS, TX 75270
Party NameSWS GROUP, INC.
Party Type21 - New Owner After Publication
Legal Entity Type03 - Corporation
AddressDALLAS, TX 75270
Party NameSouthwest Securities Group, Inc.
Party Type20 - Owner at Publication
Legal Entity Type03 - Corporation
AddressDallas, TX 75270
Party NameSouthwest Securities Group, Inc.
Party Type10 - Original Applicant
Legal Entity Type03 - Corporation
AddressDallas, TX 75270

Trademark Events

Event DateEvent Description
Monday, June 3, 2019CANCELLED SECTION 7-TOTAL
Thursday, May 16, 2019NOTICE OF CANCELLATION SEC. 7 SURRENDER EMAILED
Tuesday, April 30, 2019REQUEST FOR SECT 7 TOTAL SURRENDER FILED
Tuesday, May 14, 2019CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Tuesday, April 30, 2019TEAS SECTION 7 SURRENDER RECEIVED
Wednesday, April 24, 2019AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Monday, April 22, 2019ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Monday, April 22, 2019TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Wednesday, November 28, 2018AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Wednesday, April 22, 2015REVIEW OF CORRESPONDENCE COMPLETE - INFORMATION MADE OF RECORD
Tuesday, April 21, 2015TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS
Friday, March 29, 2013NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - MAILED
Wednesday, March 27, 2013NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Wednesday, March 27, 2013REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Wednesday, March 27, 2013REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Wednesday, March 27, 2013CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Monday, March 18, 2013TEAS SECTION 8 & 9 RECEIVED
Wednesday, September 10, 2008REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Thursday, September 4, 2008ASSIGNED TO PARALEGAL
Wednesday, August 27, 2008TEAS SECTION 8 & 15 RECEIVED
Thursday, May 1, 2008CASE FILE IN TICRS
Tuesday, March 18, 2003REGISTERED-PRINCIPAL REGISTER
Monday, December 23, 2002ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
Thursday, December 5, 2002ASSIGNED TO EXAMINER
Tuesday, December 3, 2002STATEMENT OF USE PROCESSING COMPLETE
Wednesday, November 6, 2002USE AMENDMENT FILED
Tuesday, November 12, 2002PAPER RECEIVED
Tuesday, August 20, 2002EXTENSION 1 GRANTED
Monday, July 22, 2002EXTENSION 1 FILED
Thursday, July 25, 2002PAPER RECEIVED
Tuesday, January 22, 2002NOA MAILED - SOU REQUIRED FROM APPLICANT
Tuesday, October 30, 2001PUBLISHED FOR OPPOSITION
Wednesday, October 10, 2001NOTICE OF PUBLICATION
Saturday, September 15, 2001APPROVED FOR PUB - PRINCIPAL REGISTER
Friday, September 7, 2001ASSIGNED TO EXAMINER

Related Keywords

services financial securities brokerage investment advisory clearing planning consultation management