SWS Trademark

Trademark Overview

On Friday, July 27, 2001, a trademark application was filed for SWS with the United States Patent and Trademark Office. The USPTO has given the SWS trademark a serial number of 76291350. The federal status of this trademark filing is CANCELLED - SECTION 8 as of Friday, February 9, 2024. This trademark is owned by Southwest Securities Group, Inc.. The SWS trademark is filed in the Insurance & Financial Services category with the following description:

Financial services in the field of investment and securities brokerage, namely, brokerage services concerning securities, mutual funds and commodities; financial management services, securities and financial clearing services, financial advisory services, financial consultation services; investment account planning
sws

General Information

Serial Number76291350
Word MarkSWS
Filing DateFriday, July 27, 2001
Status710 - CANCELLED - SECTION 8
Status DateFriday, February 9, 2024
Registration Number2743812
Registration DateTuesday, July 29, 2003
Mark Drawing1000 - Typeset: Word(s) / letter(s) / number(s)
Published for Opposition DateTuesday, October 30, 2001

Trademark Statements

Goods and ServicesFinancial services in the field of investment and securities brokerage, namely, brokerage services concerning securities, mutual funds and commodities; financial management services, securities and financial clearing services, financial advisory services, financial consultation services; investment account planning
Pseudo MarkSWS

Classification Information

International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code2 - Sec. 8 - Entire Registration
Class Status DateFriday, February 9, 2024
Primary Code036
First Use Anywhere DateWednesday, June 13, 2001
First Use In Commerce DateSaturday, June 30, 2001

Trademark Owner History

Party NameSWS PARTNERS, LLC
Party Type32 - New Owner After Registration
Legal Entity Type16 - Limited Liability Company
AddressCOLUMBUS, OH 43201
Party NameHILLTOP SECURITIES HOLDINGS LLC
Party Type31 - New Owner After Registration
Legal Entity Type16 - Limited Liability Company
AddressDALLAS, TX 75201
Party NameSWS GROUP, INC.
Party Type30 - Original Registrant
Legal Entity Type03 - Corporation
AddressDALLAS, TX 75270
Party NameSWS GROUP, INC.
Party Type21 - New Owner After Publication
Legal Entity Type03 - Corporation
AddressDALLAS, TX 75270
Party NameSouthwest Securities Group, Inc.
Party Type20 - Owner at Publication
Legal Entity Type03 - Corporation
AddressDallas, TX 75270
Party NameSouthwest Securities Group, Inc.
Party Type10 - Original Applicant
Legal Entity Type03 - Corporation
AddressDallas, TX 75270

Trademark Events

Event DateEvent Description
Friday, February 9, 2024CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9
Friday, July 21, 2023TEAS CHANGE OF CORRESPONDENCE RECEIVED
Friday, July 21, 2023ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Friday, July 21, 2023TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Friday, August 26, 2022APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Friday, August 26, 2022TEAS CHANGE OF CORRESPONDENCE RECEIVED
Friday, August 26, 2022ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Friday, August 26, 2022TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Friday, August 26, 2022TEAS CHANGE OF OWNER ADDRESS RECEIVED
Friday, July 29, 2022COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Thursday, February 17, 2022TEAS CHANGE OF CORRESPONDENCE RECEIVED
Thursday, February 17, 2022ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Thursday, February 17, 2022TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Wednesday, April 24, 2019AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Monday, April 22, 2019ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Monday, April 22, 2019TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Wednesday, November 28, 2018AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Tuesday, August 13, 2013NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Tuesday, August 13, 2013REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Tuesday, August 13, 2013REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Monday, July 29, 2013REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED
Tuesday, August 13, 2013CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Monday, July 29, 2013TEAS SECTION 8 & 9 RECEIVED
Wednesday, September 10, 2008REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Thursday, September 4, 2008ASSIGNED TO PARALEGAL
Wednesday, August 27, 2008TEAS SECTION 8 & 15 RECEIVED
Wednesday, April 30, 2008CASE FILE IN TICRS
Tuesday, July 29, 2003REGISTERED-PRINCIPAL REGISTER
Monday, June 2, 2003ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
Friday, May 30, 2003ASSIGNED TO EXAMINER
Thursday, May 22, 2003STATEMENT OF USE PROCESSING COMPLETE
Wednesday, January 22, 2003USE AMENDMENT FILED
Thursday, April 17, 2003SOU EXTENSION 2 GRANTED
Wednesday, January 22, 2003SOU EXTENSION 2 FILED
Monday, January 27, 2003PAPER RECEIVED
Tuesday, August 20, 2002SOU EXTENSION 1 GRANTED
Monday, July 22, 2002SOU EXTENSION 1 FILED
Thursday, July 25, 2002PAPER RECEIVED
Tuesday, January 22, 2002NOA MAILED - SOU REQUIRED FROM APPLICANT
Tuesday, October 30, 2001PUBLISHED FOR OPPOSITION
Wednesday, October 10, 2001NOTICE OF PUBLICATION
Saturday, September 15, 2001APPROVED FOR PUB - PRINCIPAL REGISTER
Friday, September 7, 2001ASSIGNED TO EXAMINER

Related Keywords

services financial securities brokerage investment advisory clearing planning consultation management