| Serial Number | 97224230 |
| Word Mark | SWM 401(K) U |
| Filing Date | Tuesday, January 18, 2022 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, October 17, 2023 |
| Registration Number | 7197264 |
| Registration Date | Tuesday, October 17, 2023 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, February 14, 2023 |
| Goods and Services | Educational services, namely, providing workshops in the fields of financial planning and 401(k) management |
| Pseudo Mark | SWM FOUR HUNDRED ONE (K) U SWM FOUR ZERO ONE (K) U |
| Disclaimer with Predetermined Text | "401(K)" |
| International Class | 041 - Education; providing of training; entertainment; sporting and cultural activities. |
| US Class Codes | 100, 101, 107 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, January 24, 2022 |
| Primary Code | 041 |
| First Use Anywhere Date | Tuesday, August 29, 2023 |
| First Use In Commerce Date | Tuesday, August 29, 2023 |
| Party Name | Sapling Wealth Management, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Seattle, WA 98119 |
| Party Name | Sapling Wealth Management, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Seattle, WA 98119 |
| Party Name | Sapling Wealth Management, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Seattle, WA 98119 |
| Event Date | Event Description |
| Tuesday, October 17, 2023 | NOTICE OF REGISTRATION CONFIRMATION EMAILED |
| Tuesday, October 17, 2023 | REGISTERED-PRINCIPAL REGISTER |
| Thursday, September 14, 2023 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| Wednesday, September 13, 2023 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Wednesday, September 13, 2023 | STATEMENT OF USE PROCESSING COMPLETE |
| Wednesday, August 30, 2023 | USE AMENDMENT FILED |
| Friday, September 8, 2023 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Wednesday, August 30, 2023 | TEAS STATEMENT OF USE RECEIVED |
| Tuesday, April 11, 2023 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, February 14, 2023 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, February 14, 2023 | PUBLISHED FOR OPPOSITION |
| Wednesday, January 25, 2023 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, January 10, 2023 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Friday, December 30, 2022 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Friday, December 30, 2022 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, December 29, 2022 | ASSIGNED TO LIE |
| Wednesday, November 2, 2022 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Thursday, October 27, 2022 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Thursday, October 27, 2022 | NON-FINAL ACTION E-MAILED |
| Thursday, October 27, 2022 | NON-FINAL ACTION WRITTEN |
| Wednesday, October 26, 2022 | ASSIGNED TO EXAMINER |
| Monday, January 24, 2022 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Friday, January 21, 2022 | NEW APPLICATION ENTERED |