| Serial Number | 79399789 |
| Word Mark | SWARM TRADING |
| Filing Date | Thursday, April 11, 2024 |
| Status | 641 - NON-FINAL ACTION - MAILED |
| Status Date | Monday, November 18, 2024 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | NOT AVAILABLE |
| Goods and Services | Tuition; providing training relating to trading; training courses; training courses relating to investments, trading and financial transactions. |
| Goods and Services | Finance services, in particular conducting and handling of securities trading in electronic markets; stock trading; trading in options; derivatives trading services; trading in bonds; trading in futures; securities trading services; trading in currencies; commodity trading for others; trading of financial derivatives; commodity trading [financial services]; brokerage; credit brokerage; stock brokerage services; stock debenture brokerage; brokerage of futures; brokerage of commodities; investment brokerage; currency trading; banking; international banking; electronic banking services; internet banking; home banking; online banking; private banking; computerised banking services; information services relating to banking; loans [financing]; provision of loans; financial loan services; asset management; management of financial assets; financial advisory services relating to assets management; financial investment advisory services; financial advice relating to investment; finance services; financial advisory services; financial intermediary services; financial brokerage services; financial data base services; financial information retrieval services; stock exchange information services; providing stock market information; provision of information relating to stock broking; computerized financial analysis of stock exchange information; information services relating to stocks; computerised information services for stocks; providing on-line stock exchange information from a computer database or the internet; provision of financial information relating to the stock exchange; financial planning and investment advisory services; providing information on trading in securities; financial services in the nature of an investment security; providing information relating to the trading of securities and securities index futures in overseas markets; stocks and shares information services; financial assistance relating to trading, namely stock and share trading methods; providing stock and share trading information. |
| Goods and Services | Development and testing of computing methods; development of methods relating to trading; stock and share trading software design; software as a service [SaaS] services relating to buying, selling, trading, settlement, clearing, custody, storage and administration of virtual assets; hosting an internet platform for electronic financial services, financial transactions, mortgages, loans, foreign exchange, risk management, currency risk management, investments, algorithm-based investing, evidence-based investing, financial mathematics, econometrics, financial modelling and risk modelling; hosting an electronic system in relation to financial services, financial transactions, mortgages, loans, foreign exchange, risk management, currency risk management, investments, algorithm-based investing, evidence-based investing, financial mathematics, econometrics, financial modelling and risk modelling; hosting an electronic platform with regards to financial services, financial transactions, mortgages, loans, foreign exchange, risk management, currency risk management, investments, algorithm-based investing, evidence-based investing, financial mathematics, econometrics, financial modelling and risk modelling; computer programming for the analysis of data; empirical data analysis; application service provider (ASP) relating to electronic financial services, financial transactions, mortgages, loans, foreign exchange, risk management, currency risk management, investments, algorithm-based investing, evidence-based investing, financial mathematics, econometrics, financial modelling and risk modelling; electronic data storage; design of computer databases; database development; database hosting; maintenance of databases; provision of information, consultancy and advice relating to all the aforesaid; platform as a service [PaaS]; providing an online trading platform for hedge funds brokerage; providing an online trading platform for investment funds brokerage; providing information relating to computer technology and programming via a website; providing online trading platform for brokerage; providing online trading platform for securities brokerage; providing online trading platform for trade claims brokerage; providing online trading platform for trade fixed income securities; providing online trading platform to trade equities, indices, commodities, options, exchange traded funds, cryptocurrencies and foreign exchange. |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, July 11, 2024 |
| Primary Code | 036 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 041 - Education; providing of training; entertainment; sporting and cultural activities. |
| US Class Codes | 100, 101, 107 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, July 11, 2024 |
| Primary Code | 041 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, July 11, 2024 |
| Primary Code | 042 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| Party Name | Solar Hero GmbH |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 99 - Other |
| Address | DE |
| Event Date | Event Description |
| Thursday, July 11, 2024 | SN ASSIGNED FOR SECT 66A APPL FROM IB |
| Monday, July 15, 2024 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Friday, August 16, 2024 | CHANGE OF NAME/ADDRESS REC'D FROM IB |
| Friday, October 18, 2024 | CORRECTION TRANSACTION RECEIVED FROM IB |
| Thursday, October 24, 2024 | ASSIGNED TO EXAMINER |
| Friday, November 1, 2024 | NON-FINAL ACTION WRITTEN |
| Saturday, November 2, 2024 | NON-FINAL ACTION (IB REFUSAL) PREPARED FOR REVIEW |
| Monday, November 11, 2024 | NON-FINAL ACTION (IB REFUSAL) WITHDRAWN FOR REVIEW |
| Tuesday, November 12, 2024 | NON-FINAL ACTION WRITTEN |
| Wednesday, November 13, 2024 | NON-FINAL ACTION (IB REFUSAL) PREPARED FOR REVIEW |
| Monday, November 18, 2024 | REFUSAL PROCESSED BY MPU |
| Monday, November 18, 2024 | NON-FINAL ACTION MAILED - REFUSAL SENT TO IB |
| Saturday, December 7, 2024 | REFUSAL PROCESSED BY IB |
| Monday, July 15, 2024 | APPLICATION FILING RECEIPT MAILED |