| Serial Number | 86181176 |
| Word Mark | STRATIFIED INDICES |
| Filing Date | Friday, January 31, 2014 |
| Status | 704 - PARTIAL SECTION 8 ACCEPTED |
| Status Date | Thursday, December 1, 2022 |
| Registration Number | 4980036 |
| Registration Date | Tuesday, June 14, 2016 |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | NOT AVAILABLE |
| Goods and Services | [ Publications and printed matter, namely, newsletters, reports, guides, charts, worksheets, forms, instructional and educational materials, namely, manuals, handbooks, booklets, white papers, press releases, reference guides, presentations, bulletins, pamphlets, and booklets in the fields of finance, mutual fund investment, investment management, and financial management in the nature of pooled investment funds, namely, exchange traded funds ] |
| Goods and Services | Providing financial services with respect to securities and other financial instruments and products, namely, money management services and mutual fund advisory, brokerage, investment and planning services; providing information in the financial and investment fields; providing information in the financial and investment fields through electronic means; providing an interactive website and online computer database in the fields of finance, mutual fund investment advisory services, investment management services and financial management services in the nature of pooled investment funds; banking services, mutual fund investment advisory services, financial services, namely, investment of funds for others, investment management and investment advisory services in connection with savings plans for educational purposes; financial planning services; providing information about investing and financial savings for educational purposes, managing and administering investment plans for the funding of higher education; and related services, namely, financial services in the nature of savings programs for youths, and securities brokerage and trading services; investment management featuring financial portfolio management of investments in the fields of banking, mutual fund investment advisory services, investment management services and financial services in the nature of exchange traded funds; financial investment services in the field of pooled investment funds, including exchange traded funds; providing information in the financial and investment fields; financial advisory services, including the structuring, sale, distribution, management and administration of investments, including exchange traded funds, mutual funds, commodity funds, pooled funds, hedge funds, closed-end funds, principal protected notes, wrap account products,segregated funds, securities and securities-based investment products; financial products services, namely, brokerage, advisory, distribution, administration, management, custodial and trustee services for mutual funds, commodity funds, pooled funds, hedge funds, exchange traded funds, closed-end funds, principal protected notes, wrap account products, segregated funds, securities and securities-based investment products; fund investment consultation; fund investment services featuring securities offered according to previously established criteria; funds investment; management of a capital investment fund; mutual fund brokerage; exchange traded fund brokerage; exchange traded funds investment; financial and investment services, namely, management and brokerage in the fields of stocks, bonds, options, commodities, futures,exchange traded funds, and other securities, and investment of funds of others; transfer agency services; financial analysis, management, consulting and advisory services; fund investment; account reporting services, namely, providing bank account and investment account information; electronic funds transfer; financial information and evaluation services; savings and loan services; individual savings account services; capital investment services; financial transaction services, namely, trading of financial instruments; investment services, namely, asset management; financial, securities and commodities exchange services; financial investment analysis; real estate management; rental of office space; retirement payment services, namely, financial administration of retirement accounts; and trusteeship representatives; investment services, namely, offering exchange traded note products based on a note index; financial services, namely, investment fund management and advisory services; offering and administering closed-end funds and exchange-traded funds; investment services, namely, offering exchange traded fund products based on a mutual fund index |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| NOT AVAILABLE | "INDICES" |
| International Class | 016 - Paper, cardboard and goods made from these materials, not included in other classes; printed matter; bookbinding material; photographs; stationery; adhesives for stationery or household purposes; artists' materials; paint brushes; typewriters and office requisites (except furniture); instructional and teaching material (except apparatus); plastic materials for packaging (not included in other classes); printers' type; printing blocks. |
| US Class Codes | 002, 005, 022, 023, 029, 037, 038, 050 |
| Class Status Code | B - Sec. 8 - Class(es) in a Multiple Class registration |
| Class Status Date | Thursday, December 1, 2022 |
| Primary Code | 016 |
| First Use Anywhere Date | Thursday, June 4, 2015 |
| First Use In Commerce Date | Thursday, June 4, 2015 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, February 12, 2014 |
| Primary Code | 036 |
| First Use Anywhere Date | Tuesday, December 31, 2013 |
| First Use In Commerce Date | Tuesday, December 31, 2013 |
| Party Name | LOCUS, LP |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 13 - Limited Partnership |
| Address | Hamilton HM11 BM |
| Party Name | Syntax, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 10022 |
| Party Name | Syntax, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 10022 |
| Event Date | Event Description |
| Tuesday, April 22, 2014 | NON-FINAL ACTION WRITTEN |
| Tuesday, February 4, 2014 | NEW APPLICATION ENTERED |
| Wednesday, February 12, 2014 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Monday, April 14, 2014 | ASSIGNED TO EXAMINER |
| Tuesday, April 22, 2014 | NON-FINAL ACTION E-MAILED |
| Tuesday, April 22, 2014 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Wednesday, October 22, 2014 | PAPER RECEIVED |
| Monday, October 27, 2014 | ASSIGNED TO LIE |
| Monday, November 3, 2014 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, November 3, 2014 | AMENDMENT FROM APPLICANT ENTERED |
| Friday, December 5, 2014 | FINAL REFUSAL WRITTEN |
| Friday, December 5, 2014 | FINAL REFUSAL E-MAILED |
| Friday, December 5, 2014 | NOTIFICATION OF FINAL REFUSAL EMAILED |
| Friday, June 5, 2015 | TEAS AMENDMENT OF USE RECEIVED |
| Friday, June 5, 2015 | EXPARTE APPEAL RECEIVED AT TTAB |
| Friday, June 5, 2015 | JURISDICTION RESTORED TO EXAMINING ATTORNEY |
| Friday, June 5, 2015 | EX PARTE APPEAL-INSTITUTED |
| Saturday, June 6, 2015 | USE AMENDMENT FILED |
| Saturday, June 6, 2015 | AMENDMENT TO USE PROCESSING COMPLETE |
| Tuesday, June 9, 2015 | PAPER RECEIVED |
| Tuesday, June 16, 2015 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, June 16, 2015 | AMENDMENT FROM APPLICANT ENTERED |
| Thursday, June 25, 2015 | NON-FINAL ACTION WRITTEN |
| Thursday, June 25, 2015 | NON-FINAL ACTION E-MAILED |
| Thursday, June 25, 2015 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Monday, June 29, 2015 | NON-FINAL ACTION WRITTEN |
| Monday, June 29, 2015 | NON-FINAL ACTION E-MAILED |
| Monday, June 29, 2015 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Wednesday, December 30, 2015 | PAPER RECEIVED |
| Thursday, January 7, 2016 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, January 7, 2016 | AMENDMENT FROM APPLICANT ENTERED |
| Monday, February 1, 2016 | NON-FINAL ACTION WRITTEN |
| Monday, February 1, 2016 | NON-FINAL ACTION E-MAILED |
| Monday, February 1, 2016 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Monday, April 18, 2016 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Monday, April 18, 2016 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, April 19, 2016 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Friday, April 29, 2016 | EXAMINERS AMENDMENT -WRITTEN |
| Friday, April 29, 2016 | USE AMENDMENT ACCEPTED |
| Friday, April 29, 2016 | EXAMINERS AMENDMENT E-MAILED |
| Friday, April 29, 2016 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Friday, April 29, 2016 | EXAMINER'S AMENDMENT ENTERED |
| Friday, April 29, 2016 | APPROVED FOR REGISTRATION SUPPLEMENTAL REGISTER |
| Friday, April 29, 2016 | EXPARTE APPEAL TERMINATED |
| Saturday, April 30, 2016 | NOTICE OF ACCEPTANCE OF AMENDMENT TO ALLEGE USE E-MAILED |
| Friday, May 6, 2016 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Tuesday, June 14, 2016 | REGISTERED-SUPPLEMENTAL REGISTER |
| Wednesday, July 27, 2016 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Wednesday, August 14, 2019 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Wednesday, August 14, 2019 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Wednesday, March 3, 2021 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Wednesday, March 3, 2021 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Wednesday, March 3, 2021 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Wednesday, March 3, 2021 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Wednesday, March 3, 2021 | TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS |
| Wednesday, March 3, 2021 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Monday, June 14, 2021 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Tuesday, June 14, 2022 | TEAS SECTION 8 RECEIVED |
| Thursday, December 1, 2022 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Thursday, December 1, 2022 | REGISTERED - PARTIAL SEC. 8 (6-YR) ACCEPTED |
| Thursday, December 1, 2022 | NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED |
| Saturday, June 14, 2025 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |