STEPHENS ETF SPECTRUM 401(K) Trademark

Trademark Overview


On Monday, January 20, 2014, a trademark application was filed for STEPHENS ETF SPECTRUM 401(K) with the United States Patent and Trademark Office. The USPTO has given the STEPHENS ETF SPECTRUM 401(K) trademark a serial number of 86169796. The federal status of this trademark filing is ABANDONED - NO STATEMENT OF USE FILED as of Monday, September 5, 2016. This trademark is owned by Stephens Inc.. The STEPHENS ETF SPECTRUM 401(K) trademark is filed in the Insurance & Financial Services category with the following description:

investment of retirement funds for others and investment consulting services
stephens etf spectrum 401(k)

General Information


Serial Number86169796
Word MarkSTEPHENS ETF SPECTRUM 401(K)
Filing DateMonday, January 20, 2014
Status606 - ABANDONED - NO STATEMENT OF USE FILED
Status DateMonday, September 5, 2016
Registration Number0000000
Registration DateNOT AVAILABLE
Mark Drawing4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateTuesday, June 10, 2014

Trademark Statements


Disclaimer with Predetermined Text"ETF" AND "401(K)"
Goods and Servicesinvestment of retirement funds for others and investment consulting services

Classification Information


International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateFriday, January 31, 2014
Primary Code036
First Use Anywhere DateNOT AVAILABLE
First Use In Commerce DateNOT AVAILABLE

Trademark Owner History


Party NameStephens Inc.
Party Type20 - Owner at Publication
Legal Entity Type03 - Corporation
AddressLittle Rock, AR 72201

Party NameStephens Inc.
Party Type10 - Original Applicant
Legal Entity Type03 - Corporation
AddressLittle Rock, AR 72201

Trademark Events


Event DateEvent Description
Tuesday, September 6, 2016ABANDONMENT NOTICE MAILED - NO USE STATEMENT FILED
Monday, September 5, 2016ABANDONMENT - NO USE STATEMENT FILED
Friday, February 5, 2016NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED
Thursday, February 4, 2016EXTENSION 3 GRANTED
Friday, January 15, 2016EXTENSION 3 FILED
Thursday, January 28, 2016CASE ASSIGNED TO INTENT TO USE PARALEGAL
Friday, January 15, 2016TEAS EXTENSION RECEIVED
Saturday, August 15, 2015NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED
Friday, August 14, 2015EXTENSION 2 GRANTED
Tuesday, July 28, 2015EXTENSION 2 FILED
Friday, August 14, 2015CASE ASSIGNED TO INTENT TO USE PARALEGAL
Tuesday, July 28, 2015TEAS EXTENSION RECEIVED
Wednesday, January 7, 2015NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED
Monday, January 5, 2015EXTENSION 1 GRANTED
Monday, January 5, 2015EXTENSION 1 FILED
Monday, January 5, 2015TEAS EXTENSION RECEIVED
Tuesday, August 5, 2014NOA E-MAILED - SOU REQUIRED FROM APPLICANT
Tuesday, June 10, 2014OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
Tuesday, June 10, 2014PUBLISHED FOR OPPOSITION
Wednesday, May 21, 2014NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
Friday, May 2, 2014LAW OFFICE PUBLICATION REVIEW COMPLETED
Thursday, May 1, 2014APPROVED FOR PUB - PRINCIPAL REGISTER
Friday, April 18, 2014EXAMINER'S AMENDMENT ENTERED
Thursday, April 17, 2014ASSIGNED TO LIE
Thursday, April 17, 2014NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED
Thursday, April 17, 2014EXAMINERS AMENDMENT E-MAILED
Thursday, April 17, 2014EXAMINERS AMENDMENT -WRITTEN
Wednesday, April 16, 2014NOTIFICATION OF NON-FINAL ACTION E-MAILED
Wednesday, April 16, 2014NON-FINAL ACTION E-MAILED
Wednesday, April 16, 2014NON-FINAL ACTION WRITTEN
Monday, April 14, 2014ASSIGNED TO EXAMINER
Friday, January 31, 2014NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM
Thursday, January 23, 2014NEW APPLICATION ENTERED IN TRAM