| Goods and Services | Financial Services, specifically, investment advisory services and investment management services; Fiduciary Services, specifically, advice relating to investment selection; Financial Asset Management Services, specifically, a full service, holistic, Turnkey Asset Management Program (TAMP) offering services for, namely, financial portfolio management, financial risk tolerance assessment, financial asset allocation, custom financial investment models in the nature of investment advisory services, buying, selling, and trading of securities in investment accounts, and block trading groups of investment accounts; Investment Advisory Services, specifically, custom investment model services, namely, a fully managed, turnkey investment model program consisting of various customized investment models built to suit a specific risk tolerance or investment strategy, namely, fully diversified, partially diversified and/or equity only investment strategies that invest and trade in a variety of positions, namely, stocks, exchange traded funds (ETFs), and/or mutual funds offered on the public securities markets in the United States and/or abroad in other publicly traded global securities markets; Asset Class Analysis and Research Services, specifically, financial research and analysis services, disseminated in the form of commentary, insights, and advice on all asset classes, positions, and potential investment opportunities for inclusion in client accounts and custom investment models, and specifically, financial research and analysis services disseminated in the form of commentary, insights, and advice on the United States, foreign, and/or global economies and stock financial markets; Financial Professional Asset Management Services, specifically, Subadvisor Services offering Turnkey Asset Management Program (TAMP) services for clients of financial professionals, commonly known as a Third-Party Asset Manager (TPAM) for acting as a full-service, separate third-party asset manager, or an Outsourced Chief Investment Officer for a financial professional, namely, a financial advisor, a financial planner, an accountant, an insurance agent, or an estate planning lawyer; Financial Professional Consulting Services, specifically, providing guidance, recommendations, and/or advice to financial professionals disseminated in the form of commentary, insights, and advice on various investment management topics, namely, advice related to investment selection, asset allocation, asset management process and procedure, financial markets and economic insights, and buying, selling and/or trading ideas without actual trading in any investment accounts for clients of the financial professionals to whom advice is provided; Financial Asset Class Analysis and Research Services; Financial Asset Management Services; Capital Investment Services; Custom Investment Model Services in the nature of investment advisory services; Fiduciary Services, specifically, Fiduciary Representative Services; Financial Planning Services; Financial Professional Asset Management Services; Financial Professional Consulting Services; Financial Consultancy Services; Financial Management Services; Wealth Management Services; Securities Option Strategies and Securities Option Model Services, including buying, selling and trading options securities and Securities Options Research Services in the nature of financial research |
