STAR COMPLIANCE Trademark

Trademark Overview

On Wednesday, January 15, 2025, a trademark application was filed for STAR COMPLIANCE with the United States Patent and Trademark Office. The USPTO has given the STAR COMPLIANCE trademark a serial number of 98965334. The federal status of this trademark filing is NEW APPLICATION - RECORD INITIALIZED NOT ASSIGNED TO EXAMINER as of Wednesday, January 15, 2025. This trademark is owned by STARCOMPLIANCE OPERATING, LLC. The STAR COMPLIANCE trademark is filed in the Computer & Software Products & Electrical & Scientific Products and Computer & Software Services & Scientific Services categories with the following description:

Computer software to enable financial institutions, investment advisors, mutual funds and others to monitor and enforce compliance with securities laws and internal and external rules and regulations governing licensing and registration, incident and policy management, training and competency, individual accountability, and personal trading by employees and affiliated individuals, by enabling electronic transmission of position holdings, pre-clearances and reconciliations with rules, notifications and reports, over internal computer networks and/or the Internet; and providing a computer database in the field of compliance with securities laws and regulations, to enable financial institutions, investment advisors, mutual funds and others to monitor and enforce compliance with securities laws and internal and external rules and regulations governing firm trading, featuring information regarding position holdings, pre-clearances, material non-public information, restricted lists, reconcil...

Providing use of on-line non-downloadable computer software to enable financial institutions, investment advisors, mutual funds and others to monitor and enforce compliance with securities laws and internal and external rules and regulations governing licensing and registration, incident and policy management, training and competency, individual accountability, and personal trading by employees and affiliated individuals, by enabling electronic transmission of position holdings, pre-clearances and reconciliations with rules, notifications, and reports, over internal computer networks and/or the Internet; and providing an on-line computer database in the field of compliance with securities laws and regulations, to enable financial institutions, investment advisors, mutual funds and others to monitor and enforce compliance with securities laws and internal and external rules and regulations governing firm trading by organizations, featuring information regarding position holdings, pre-cl...
star compliance

General Information

Serial Number98965334
Word MarkSTAR COMPLIANCE
Filing DateWednesday, January 15, 2025
Status630 - NEW APPLICATION - RECORD INITIALIZED NOT ASSIGNED TO EXAMINER
Status DateWednesday, January 15, 2025
Registration Number0000000
Registration DateNOT AVAILABLE
Mark Drawing0 - NOT AVAILABLE
Published for Opposition DateNOT AVAILABLE

Trademark Statements

Description of MarkThe mark consists of On the upper left is a circle containing an 8-pointed star, to the right of the circle is the word "STAR", in all capital letters, and directly underneath "STAR" is the word "COMPLIANCE", in all capital letters.
Goods and ServicesComputer software to enable financial institutions, investment advisors, mutual funds and others to monitor and enforce compliance with securities laws and internal and external rules and regulations governing licensing and registration, incident and policy management, training and competency, individual accountability, and personal trading by employees and affiliated individuals, by enabling electronic transmission of position holdings, pre-clearances and reconciliations with rules, notifications and reports, over internal computer networks and/or the Internet; and providing a computer database in the field of compliance with securities laws and regulations, to enable financial institutions, investment advisors, mutual funds and others to monitor and enforce compliance with securities laws and internal and external rules and regulations governing firm trading, featuring information regarding position holdings, pre-clearances, material non-public information, restricted lists, reconciliations with rules, notifications, and reports, over internal computer networks and/or the Internet
Indication of Colors claimedColor is not claimed as a feature of the mark.
Goods and ServicesProviding use of on-line non-downloadable computer software to enable financial institutions, investment advisors, mutual funds and others to monitor and enforce compliance with securities laws and internal and external rules and regulations governing licensing and registration, incident and policy management, training and competency, individual accountability, and personal trading by employees and affiliated individuals, by enabling electronic transmission of position holdings, pre-clearances and reconciliations with rules, notifications, and reports, over internal computer networks and/or the Internet; and providing an on-line computer database in the field of compliance with securities laws and regulations, to enable financial institutions, investment advisors, mutual funds and others to monitor and enforce compliance with securities laws and internal and external rules and regulations governing firm trading by organizations, featuring information regarding position holdings, pre-clearances, material non-public information, restricted lists and reconciliations with rules, notifications, and reports, over internal computer networks and/or the Internet

Classification Information

International Class009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus.
US Class Codes021, 023, 026, 036, 038
Class Status Code6 - Active
Class Status DateWednesday, January 15, 2025
Primary Code009
First Use Anywhere DateMonday, February 1, 2016
First Use In Commerce DateMonday, February 1, 2016
International Class042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software.
US Class Codes100, 101
Class Status Code6 - Active
Class Status DateWednesday, January 15, 2025
Primary Code042
First Use Anywhere DateMonday, February 1, 2016
First Use In Commerce DateMonday, February 1, 2016

Trademark Owner History

Party NameSTARCOMPLIANCE OPERATING, LLC
Party Type10 - Original Applicant
Legal Entity Type16 - Limited Liability Company
AddressRockville, MD 20850

Trademark Events

Event DateEvent Description
Wednesday, January 15, 2025NEW APPLICATION ENTERED

Related Keywords

compliance star rules internal laws securities regulations computer holdings position governing