| Serial Number | 98965334 |
| Word Mark | STAR COMPLIANCE |
| Filing Date | Wednesday, January 15, 2025 |
| Status | 656 - EXAMINER'S AMENDMENT/PRIORITY ACTION MAILED |
| Status Date | Thursday, July 3, 2025 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 3 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | NOT AVAILABLE |
| Description of Mark | The mark consists of on the upper left is a circle containing an 8-pointed star, to the right of the circle is the word "STAR", in all capital letters, and directly underneath "STAR" is the word "COMPLIANCE", in all capital letters. |
| Goods and Services | recorded computer software for enabling electronic transmission, over internal computer networks and the internet, of position holdings, pre-clearances and reconciliations with rules, notifications and reports, in order to enable financial institutions, investment advisors, mutual funds and others to monitor and enforce compliance with securities laws and internal and external rules and regulations governing licensing and registration, incident and policy management, training and competency, individual accountability, and personal trading by employees and affiliated individuals |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| NOT AVAILABLE | "COMPLIANCE" |
| Goods and Services | Providing use of on-line non-downloadable computer software for enabling electronic transmission, over internal computer networks and the internet, of position holdings, pre-clearances and reconciliations with rules, notifications and reports, in order to enable financial institutions, investment advisors, mutual funds and others to monitor and enforce compliance with securities laws and internal and external rules and regulations governing licensing and registration, incident and policy management, training and competency, individual accountability, and personal trading by employees and affiliated individuals; providing online non-downloadable computer software for enabling electronic transmission, over internal computer networks and the internet, of position holdings, pre-clearances and reconciliations with rules, notifications and reports, in order to enable financial institutions, investment advisors, mutual funds and others to monitor and enforce compliance with securities laws and internal and external rules and regulations governing licensing and registration, incident and policy management, training and competency, individual accountability, and personal trading by employees and affiliated individuals |
| International Class | 009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus. |
| US Class Codes | 021, 023, 026, 036, 038 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, January 15, 2025 |
| Primary Code | 009 |
| First Use Anywhere Date | Monday, February 1, 2016 |
| First Use In Commerce Date | Monday, February 1, 2016 |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, January 15, 2025 |
| Primary Code | 042 |
| First Use Anywhere Date | Monday, February 1, 2016 |
| First Use In Commerce Date | Monday, February 1, 2016 |
| Party Name | STARCOMPLIANCE OPERATING, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Rockville, MD 20850 |
| Event Date | Event Description |
| Wednesday, January 15, 2025 | NEW APPLICATION ENTERED |
| Tuesday, June 17, 2025 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Thursday, July 3, 2025 | NON-FINAL ACTION WRITTEN |
| Thursday, July 3, 2025 | NON-FINAL ACTION E-MAILED |
| Thursday, July 3, 2025 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Thursday, July 3, 2025 | NOTIFICATION OF EXAMINER'S AMENDMENT/PRIORITY ACTION E-MAILED |
| Thursday, July 3, 2025 | COMBINED EXAMINER'S AMENDMENT/PRIORITY ACTION AUTOMATIC ENTRY |
| Thursday, July 3, 2025 | EXAMINER'S AMENDMENT/PRIORITY ACTION E-MAILED |
| Thursday, July 3, 2025 | EXAMINERS AMENDMENT AND/OR PRIORITY ACTION - COMPLETED |
| Tuesday, June 24, 2025 | ASSIGNED TO EXAMINER |
| Tuesday, June 17, 2025 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |