| Serial Number | 85919382 |
| Word Mark | SPONSORED DIRECT OFFERING |
| Filing Date | Tuesday, April 30, 2013 |
| Status | 702 - SECTION 8 & 15 - ACCEPTED AND ACKNOWLEDGED |
| Status Date | Wednesday, February 26, 2020 |
| Registration Number | 4454216 |
| Registration Date | Tuesday, December 24, 2013 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, October 8, 2013 |
| Goods and Services | Capital investment services; Financial services in the nature of an investment security; Financial services, namely, assisting others with the completion of financial transactions for stocks, bonds, securities and equities; Investment banking services; Providing financial services with respect to securities and other financial instruments and products, namely, trading of and investments in securities and financial instruments and products for others |
| Disclaimer with Predetermined Text | "DIRECT OFFERING" |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, May 7, 2013 |
| Primary Code | 036 |
| First Use Anywhere Date | Friday, June 1, 2012 |
| First Use In Commerce Date | Friday, June 1, 2012 |
| Party Name | TriPoint Global Equities, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Gaithersburg, MD 20879 |
| Party Name | TriPoint Global Equities, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Gaithersburg, MD 20879 |
| Party Name | TriPoint Global Equities, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Gaithersburg, MD 20879 |
| Event Date | Event Description |
| Saturday, December 24, 2022 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| Wednesday, February 26, 2020 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Wednesday, February 26, 2020 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Monday, February 24, 2020 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Tuesday, December 24, 2019 | TEAS SECTION 8 & 15 RECEIVED |
| Monday, December 24, 2018 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Tuesday, December 24, 2013 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, October 8, 2013 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, October 8, 2013 | PUBLISHED FOR OPPOSITION |
| Wednesday, September 18, 2013 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Wednesday, September 4, 2013 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Tuesday, September 3, 2013 | ASSIGNED TO LIE |
| Friday, August 23, 2013 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Thursday, August 22, 2013 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Thursday, August 22, 2013 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, August 22, 2013 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Friday, May 24, 2013 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Friday, May 24, 2013 | NON-FINAL ACTION E-MAILED |
| Friday, May 24, 2013 | NON-FINAL ACTION WRITTEN |
| Monday, May 20, 2013 | ASSIGNED TO EXAMINER |
| Tuesday, May 7, 2013 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Friday, May 3, 2013 | NEW APPLICATION ENTERED IN TRAM |